“LPL’s tech spend is a true differentiator. It’s evident that LPL is a fintech firm that supports its advisors.” – Chris Albright

It’s no longer business as usual for financial advisors. The changing demographic composition of prospective investors requires advisors to think differently, communicate more thoughtfully, and employ greater empathy.

LPL understands all the questions you as a financial advisor have when considering a move to independence. Learn about the opportunities available to you.

Access disclosures for assets held in different types of accounts, including brokerage accounts, SWM accounts, MAN accounts and retirement plans.

LPL has the marketing resources to help you build your brand, polish your message, deliver it, and reinforce it, to cultivate the clientele that will benefit from your unique offerings. Choose from automated email campaigns, content, guides, and workbooks to identify and reach pr...

Prevent identity theft with security tips from LPL Financial on protecting sensitive data and personal information from being hacked or stolen.

Offering life insurance products can help to grow your business and address client needs. With LPL Financial, you have access to a suite of insurance solutions through our full-service, affiliated insurance agency. Our comprehensive service platform and seasoned experts help you ...

The U.S. Securities and Exchange Commission (SEC) has found that financial service companies that offer advisory services were not adequately disclosing 12b-1 fees and mutual fund share classes to investors. A 12b-1 fee is commonly charged by mutual funds, and this fee is used to...

CPAs, attorneys, or other professionals who serve their clients’ financial interests can partner with a financial advisor to access additional wealth-management strategies for clients and receive compensation. LPL Financial’s Professional Referral Network creates alliances that p...

New Meta Description: What's the difference between a registered investment advisor & broker-dealer? Learn the difference before you choose an LPL financial professional.