Press Releases

Recent media releases, company statements, and earnings announcements

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LPL Financial to Acquire Allen & Company
May 21, 2019 LPL Financial
Allen & Company is a broker/dealer and RIA employing approximately 30 advisors and serving approximately $3 billion of client assets. Estimated transaction multiple of ~7x post-synergy EBITDA*

LPL Financial Reports Monthly Activity for April 2019
May 16, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2019.

LPL Financial Welcomes Fee-Only Financial Advisor Peter Heilbron
May 16, 2019 LPL Financial
“The future of wealth management is going to be more transparent and driven by technology. LPL’s independent platform is ahead of the curve. The fee-only model provides me the freedom to run my business my way.” – Peter Heilbron

LPL Financial to Hold Investor & Analyst Day on May 22
May 15, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) will host an Investor and Analyst Day from 9:00 a.m. to 12:30 p.m. EDT Wednesday, May 22 at the Thomson Reuters Conference Center in New York City.

LPL Financial Welcomes Michigan Retirement Advisors
May 15, 2019 LPL Financial
“I found that LPL offers extensive support for advisors serving retirement plans, including having consultants to work with who are focused on this area of the business and a wide range of resources that I can use to help my clients work toward their retirement goals.” – Steve Case

LPL Financial Welcomes Graham Nelson
May 09, 2019 LPL Financial
"LPL has extensive investment tools, platforms and research that we believe will help us better serve our clients’ needs. The matrix of connected technology within the ClientWorks platform is huge." – Graham Nelson

LPL Financial Announces First Quarter 2019 Results
May 02, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2019, reporting net income of $155 million, or $1.79 per share. This compares with $94 million, or $1.01 per share, in the first quarter of 2018 and $120 million, or $1.36 per share, in the prior quarter.

LPL Financial Welcomes Bay Federal Credit Union
May 02, 2019 LPL Financial
“The lineup of products, ability to deliver objective advice and access to a leading technology platform we gain with LPL will enhance the experience that our investment services program can deliver to our membership.” – Carrie Birkhofer

LPL Financial and HighPoint Planning Partners Welcome Pete Babilla
April 25, 2019 LPL Financial
“The extensive investment and planning platform offered by LPL enables me to create highly customized programs tailored to my clients’ individual needs, which is vital to my planning philosophy.” – Pete Babilla

New LPL Financial Exec Focused on Advisors and Supporting Relationships
April 16, 2019 LPL Financial
“Angela has proven experience building value-added B2B relationships, which is central to the work we do every day with our advisors, using our firm’s scale and expertise to help advisors grow their businesses,” said Andy Kalbaugh, managing director and divisional president, National Sales and Consulting

LPL Financial Welcomes Steven Melen
April 15, 2019 LPL Financial
“Choosing LPL as my partner was just as much for my clients as it was for me. I have access to tools and resources that make the work more efficient. I have the opportunity to better serve my clients and grow my firm.” – Steve Melen

LPL Financial Welcomes O&R Partners
April 11, 2019 LPL Financial
“LPL has the size and stability that can address the advancing needs we have to execute on our growth strategy. When you include the robust technology that LPL offers advisors, it sets up for success.” – Wes Rowlands

LPL Financial Welcomes Nana Nyanin
April 08, 2019 LPL Financial
“I’m excited to join LPL, a firm that is well respected in Washington and known for being a thought leader on issues related to the financial advice market and small business ownership. I look forward to the work we will do by leveraging the firm’s leadership positon to effect change for the industry, independent advisors and investors.” — Nana Nyanin

LPL Financial Announces Nomination of Corey Thomas as New Independent Director
April 03, 2019 LPL Financial
“This is an exciting time at LPL as the company is focused on growth and putting the advisor at the center of all they do. I look forward to working with the management team and my fellow board members to further the company’s mission and to continue the upward trajectory of the firm.” — Corey Thomas

LPL Financial and Good Life Financial Advisors Welcome Firenze Wealth Management
April 02, 2019 LPL Financial
“LPL’s culture fits with our values and we believe they are the best choice to help us provide our clients with objective advice in the independent model.” — Sara Tanner

LPL Financial Announces First Quarter 2019 Earnings Release Date and Conference Call
April 01, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report first quarter financial results after the market closes on May 2.

LPL Financial Welcomes Seacoast Financial Network
March 28, 2019 LPL Financial
New Hampshire team chooses LPL’s independent model to advance their practice.

LPL Financial and Gateway Financial Partners Welcome Kevin Carroll and Sam Shehu
March 21, 2019 LPL Financial
“Joining LPL and aligning with Gateway allows us the flexibility to run our firm the way we want to, which is having the freedom to decide what is best for our clients.” – Kevin Carroll

LPL Financial Reports Monthly Activity for February 2019
March 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for February 2019.

LPL Financial and Triad Financial Strategies Welcome Lincoln Kopetski and Joe Cilley
March 14, 2019 LPL Financial
“LPL is our welcome to the 21st century. The investments they have made in their technology and other solutions played a big part in our decision. Having access to these resources makes our job easier and helps us work more efficiently.” – Joe Cilley

LPL Financial Congratulates Bleakley Financial Group on Welcoming Financial Advisors John Mara, Shaun Feldeisen
March 14, 2019 LPL Financial
“We realized that as the business has expanded, so had the needs of our clients. By partnering with Bleakley and affiliating with PAG and LPL, we have greater flexibility and a broader set of resources to positively impact the financial lives of our valued clients.”— John Mara

LPL Financial Welcomes Beacon Wealth Management
March 04, 2019 LPL Financial
“We chose Wealthcare as our OSJ and the support of LPL because the combination provides us with the technology, operational support and scalability to support our firm’s independent model and a platform that enables growth.” – Brent Shepherd

LPL Financial and Gladstone Wealth Group Welcome Breandan Kelly
February 27, 2019 LPL Financial
“I chose to join Gladstone because of the numerous capabilities available with the Partnership Program and the effectiveness of the executive team. Combined with the freedom of independence and the tools and resources provided by LPL, I will have the time to focus on serving my clients and better position my business for growth.” – Breandan Kelly

LPL Financial Welcomes Intellectual Capital Group
February 26, 2019 LPL Financial
Top-ranked financial advisors join LPL Financial to be able to maximize their growth opportunity.

LPL Financial Reports Monthly Activity for January 2019
February 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for January 2019.

LPL Financial Welcomes Savers Bank
February 21, 2019 LPL Financial
“LPL provides advantages because of their scale and expertise in this space along with the stability to support us for the long run. The combination of these things can help our program grow in the ways we see possible." — Peter Kaslauskas

LPL Financial Presenting at Citi's 2019 Asset Managers, Broker Dealers & Exchanges Conference
February 20, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced today that Chief Financial Officer, Matt Audette is presenting at Citi’s 2019 Asset Managers, Broker Dealers & Exchanges Conference scheduled for 11:10 a.m. EST on Wednesday, February 27 at the Lotte New York Palace hotel in New York City.

LPL Financial Welcomes Strategic Financial & Tax Planning Services
February 14, 2019 LPL Financial
The New York-based firm joins LPL for the stability and support that empowers them to be a long-term partner to their clients.

LPL Financial Welcomes Community First Bank of Indiana
February 13, 2019 LPL Financial
“LPL was attractive because of the advanced technology and resources available to us. When you factor in Bankers’ Bank, this decision provides us with all the benefits of a large institution but with a small community feel.” – Larry Rolland

LPL Financial Launches New Goals-Based Tool in Ongoing Development of Fully Integrated ClientWorks Connected
February 07, 2019 LPL Financial
Offered as part of the core functionality of ClientWorks, Client Goals empowers advisors to drive meaningful conversations with clients as they work together to develop tailored actions that work toward a personal financial goal.

LPL Financial's 50 State Network Empowers LPL Financial Advisors to Join Industry Advocacy Efforts
February 07, 2019 LPL Financial
“With support and input from our national network of 16,000 financial advisors, we can help policymakers better understand the value of the work they do and nurture a conducive environment to be able to thrive as independent business owners by serving the needs of investors.” – Peggy Ho, LPL executive vice president, head of Government Relations

LPL Financial Welcomes Team Preheim Advisory
February 06, 2019 LPL Financial
“It is comforting to know that LPL has the resources and support to help me maximize the value of this business that I built and also help it grow to the potential I know it has.” – Karl Preheim

LPL Financial Presenting at Credit Suisse Financial Services Forum
February 05, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer, Matt Audette is presenting at the Credit Suisse 20th Annual Financial Services Forum scheduled for 1:00 p.m. EST on Tuesday, February 12 at the Ritz-Carlton Key Biscayne hotel in Miami, Florida.

LPL Financial Announces Fourth Quarter & Full Year 2018 Results
January 31, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2018, reporting net income of $120 million, or $1.36 per share. This compares with $64 million, or $0.69 per share, in the fourth quarter of 2017 and $107 million, or $1.19 per share, in the prior quarter.

LPL Financial Welcomes Patriot Wealth Management
January 29, 2019 LPL Financial
“The technology and resources will bring tremendous value to me and my staff. But it’s the transformation of the company culture that is the driving force behind me coming back.” – E. Martin von Känel

LPL Names Dayton Semerjian Managing Director, Chief Customer Care Officer
January 29, 2019 LPL Financial
Firm hires industry expert with strong track record for transforming customer service experiences from process-centric to customer-centric

LPL Financial Welcomes Regal Wealth Advisors
January 23, 2019 LPL Financial
“We believe that LPL can help us meet the demands of our growing firm and help us take our firm to the next level.” – Michael McCarthy

LPL Financial Welcomes CKW Wealth Management
January 17, 2019 LPL Financial
“I believe LPL cares about their advisors. We’ve seen that with the continued focus to enhance their platform to benefit advisors and their clients. And there’s a human element they provide. When we need answers, we get them from real people, right away.” – Mike Stieglitz

LPL Financial Welcomes Baraboo State Bank
January 14, 2019 LPL Financial
“LPL provides a full-service offering that includes the support and technology that will help us be better positioned to serve our clients.” – Pete Welsh

LPL Financial Welcomes Harbor Financial Group
January 10, 2019 LPL Financial
“It was important for us to be with an independent firm that treats their advisors as clients, not competition. LPL is committed to serving us, making it possible to deliver a boutique experience to our clients and have the support to grow and incorporate new offices.” – Cam Werntz

LPL Financial Welcomes Power Financial Credit Union
January 03, 2019 LPL Financial
“What really stood out to us about LPL was their integrated technology platform as well as their capabilities to improve and simplify our processes.”– Legna Gonzalez

LPL Financial Announces 2018 Earnings Release Date
January 03, 2019 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announces it will report fourth quarter and full year financial results after the market closes on Jan. 31.

LPL Financial Welcomes Stofan Agazzi Investments
December 20, 2018 LPL Financial
“We welcome Mark and the team to LPL. We are proud they recognized that we have the stability to serve as a long-term partner to their firm and their clients.” – Rich Steinmeier

LPL Financial Welcomes Wellesley Financial Planners
December 18, 2018 LPL Financial
“We decided LPL was the best fit for our business, in part for its size and scale. They are committed to leveraging their scale to invest in technology and resources, which was a huge draw for us.” – Greg Spicer

LPL Financial Reports Monthly Activity for November 2018
December 17, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2018.

LPL Financial Research Publishes Investment Outlook 2019
December 17, 2018 LPL Financial
Fundamentals Suggest This Cycle Has More Room to Run in 2019

LPL Financial Welcomes Athens Federal Community Bank
December 13, 2018 LPL Financial
“LPL’s scale offers access to products, resources and technology that will help me address my clients’ needs. I believe this is the right decision for me and for our clients.” – Fred Burke

LPL Financial Welcomes John Marshall & Associates Investment Center
December 12, 2018 LPL Financial
“LPL’s size and dedication to investing in their integrated platform made our choice to join a simple one.” – John Marshall

LPL Financial Welcomes Five Advisors to Existing Firm Gladstone Advisors
December 06, 2018 LPL Financial
“By joining LPL we are taking our business to the next level. LPL provides access to a wide range of products and services that I believe will help us have more control of our business and give our clients more choice as well.” – Steve Pollock

LPL Financial Welcomes Retirement & Investment Group
December 04, 2018 LPL Financial
“I believe LPL’s capabilities will allow me to keep operating costs down while also being able to maximize productivity and access resources that will make a difference in the support we provide.” – Tom Quirk

LPL Financial Announces the Acquisition of AdvisoryWorld
December 03, 2018 LPL Financial
The acquisition accelerates LPL’s delivery of digital capabilities to help advisors grow and increase efficiency.

LPL Financial Presenting at Goldman Sachs US Financial Services Conference 2018
November 28, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that President and Chief Executive Officer, Dan Arnold is presenting at the Goldman Sachs US Financial Services Conference 2018, scheduled for 11:30 a.m. EST on Wednesday, December 5, at the Conrad New York hotel in New York City.

LPL Financial Welcomes Investment Program of Carolinas-Based Founders Federal Credit Union
November 28, 2018 LPL Financial
“LPL’s technology has digitized solutions to help us manage the business and deliver a quality service experience to members. And their size and scale make it possible for us to access resources and solutions that can set us apart in the market and also add more value to our members.”— C. David Tolson III

LPL Financial Welcomes Mayco Financial Services
November 21, 2018 LPL Financial
“LPL’s technology makes it easier for clients to open accounts and sign documents, and we can access everything we need to manage our business from one integrated platform.” – Morris Mayerfeld

LPL Financial Reports Monthly Activity for October 2018
November 19, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2018.

LPL Financial and Ford Financial Group Welcome Steven Jolly
November 15, 2018 LPL Financial
“LPL’s size is a big advantage. I now have access to a scope of resources that will help to deepen the relationships I have with clients.” – Steven Jolly

LPL Financial Welcomes Levy, Daniel and McGee Wealth Management
November 14, 2018 LPL Financial
“We chose LPL for their service and support and because we wanted an independent partner that gives us the choice and freedom to serve our clients’ best interests.” – Dudley McGee

LPL Financial Partners with Military to Provide Career Opportunities for Veterans
November 12, 2018 LPL Financial
“The P3 partnership is a unique opportunity to support LPL’s efforts to increase diversity and grow our advisor population. Our military and our advisors share a commitment to serve, and we are proud to offer veterans a chance to transition to a new career through our Independent Advisor Institute.” – Jeffrey Czajka, LPL vice president, head of Independent Advisor Institute

LPL Financial Welcomes Financial Advisor Mary Pascarella
November 08, 2018 LPL Financial
“I have been in the business 27 years, always with the same partner. But I believe it’s never too late in life to seek opportunity and make it part of the fiber of who you are. I believe LPL is the right partner to support my business and my clients.” – Mary Pascarella

LPL Financial Welcomes Infinity Financial Partners
November 06, 2018 LPL Financial
“We appreciate that LPL has made significant investments in its infrastructure that will help us deliver more value to our clients.” – Ronnie Poindexter

LPL Financial and Good Life Financial Advisors Welcome Arrow & Bow Wealth Advisors
November 01, 2018 LPL Financial
“LPL’s capabilities and infrastructure lay a strong foundation for us to deliver on our client-first approach. The firm’s tools and technology make it easier for us to manage our practice, which allows us more time to focus on our clients.” – Elizabeth Leventis

LPL Financial Welcomes Seattle First Asset Management
October 30, 2018 LPL Financial
“LPL’s technology can help us deliver better service and more value to our clients. The capabilities that come with having an integrated platform were important features as well. Being able to streamline many processes will create a better experience for our clients.” – Steve Jones

LPL Financial Announces Third Quarter 2018 Results
October 25, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2018, reporting net income of $107 million, or $1.19 per share. This compares with $58 million, or $0.63 per share, in the third quarter of 2017 and $119 million, or $1.30 per share, in the prior quarter.

LPL Financial Welcomes Brennan Asset Management Group
October 24, 2018 LPL Financial
“We believe LPL provides the stability and partnership that will best serve our team and our clients today and for the long run.” – Bob Brennan

LPL Financial Welcomes Beltz Ianni & Associates
October 23, 2018 LPL Financial
LPL Financial’s independent model fit the criteria they were seeking in a growth partner. “We wanted the support and tools from a large organization, and we wanted to have more choice in the products we can offer our clients.” –Bob Judd, Beltz Ianni & Associates

LPL Financial Welcomes Premier Investments of Iowa, Inc.
October 18, 2018 LPL Financial
“We believe LPL is moving the needle and setting the bar in the industry. We agreed that we wanted a partner that could make us even better.” –Jeff Johnston, President

LPL Financial Welcomes Winebrenner Financial Services
October 16, 2018 LPL Financial
“We believe the capabilities we now have access to can accelerate our growth. We’re really excited about our future.” – David Winebrenner

LPL Financial Welcomes Gulf Coast Wealth Advisors
October 11, 2018 LPL Financial
“The resources, research and technology available from LPL will enable us to provide a new level of investment and financial planning to our clients.” – Jeffrey LaBelle, CEO and founder

LPL Financial Sponsors Emerging Advisors to Attend Annual Women Advisors Leaders Forum
October 09, 2018 LPL Financial
“We are excited to empower a next generation of LPL advisors in their work to support investors and grow successful independent businesses.”

LPL Financial Welcomes JBA Wealth Management Group
October 09, 2018 LPL Financial
“We liked that LPL is solely focused on supporting advisors. We saw right away that they are really hands on.” --Melissa Dixon, JBA Wealth Management Group

LPL Financial Welcomes BMG Advisors
October 03, 2018 LPL Financial
“The stories of people’s lives are what we’re most interested in. Some people are planning for retirement; others are just getting started. If 30 years from now, we can look back at all the people we’ve helped plan their life’s story, we’ll know we did it right.” –Adam Hawley, advisor with BMG Advisors

LPL Financial Announces Members of Inaugural Advisor Inclusion Council
October 02, 2018 LPL Financial
The council is empowered to provide LPL leaders with ideas, suggestions and insights, as well as highlight challenges and opportunities of LPL advisors and investors. With their input, LPL seeks to further diverse and inclusive practices and deliver support that helps advisors meet the needs of their clients.

LPL Financial Launches Independent Advisor Institute
October 01, 2018 LPL Financial
Innovative new program supports LPL advisors’ sustainable growth through development of next-gen advisors.

LPL Financial Announces Third Quarter 2018 Earnings Release Date and Conference Call
October 01, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announces it will report third quarter financial results after the market closes on Oct. 25.

LPL Financial Welcomes Recruiting Executive With Vision To Enhance The Sales Experience
September 26, 2018 LPL Financial
LPL is proud to welcome new EVP Scott Posner. “His knowledge and experience will help us further differentiate LPL by leading through innovation and centering the sales and transition process around the client experience.”

LPL Research Podcast Series Available on iTunes
September 25, 2018 LPL Financial
In each episode, John Lynch, LPL chief investment strategist, and Ryan Detrick, LPL senior market strategist, discuss market trends and look ahead, sharing insightful projections on a weekly basis.

LPL Financial Welcomes All-Woman Team, The Financial Planning Department, Inc.
September 24, 2018 LPL Financial
“We were impressed by the technology, the in-house research department and, most of all, the people at LPL who understand the needs of financial advisors and are committed to our success.”

LPL Financial Reports Monthly Activity for August 2018
September 20, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2018.

LPL Financial Welcomes Multop Financial
September 17, 2018 LPL Financial
“In today’s environment, partnering with a steadfast and proven leader such as LPL enables us to support our clients over the long term.”—Philip Multop

LPL Financial Welcomes Moore Financial Services
September 13, 2018 LPL Financial
“We chose LPL because supporting their advisors is their highest priority,” said firm CEO Raymond Moore. “We wanted a partner that was independent with great technology and back office support. In my 40-year career, I’ve never experienced the caliber of support that I’ve seen these last few weeks from LPL.”

Seven Advisors Join Growing LPL Financial Firm Genesis Wealth Management
September 11, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that seven advisors have joined LPL, aligning with Genesis Wealth Management, an independent firm on LPL’s broker-dealer and corporate registered investment advisor (RIA) platforms. The advisors include Robert Harlan, John Lander, Heidi Malone, Youree McBride, Richard Poligala, Geraldo Reyes and Max Rodriguez.

LPL Financial Welcomes Sackman & Son Financial Services
August 29, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Sackman & Son Financial Services, a third-generation financial services firm, has joined LPL’s broker-dealer and corporate registered investment advisory (RIA) platforms. Sackman & Son reported that it served approximately $360 million of client brokerage and advisory assets as of July 30*.

LPL Financial Reports Monthly Activity for July 2018
August 21, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2018.

LPL Financial Announces Second Quarter 2018 Results
July 26, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2018, reporting net income of $119 million, or $1.30 per share. This compares with $68 million, or $0.74 per share, in the second quarter of 2017 and $94 million, or $1.01 per share, in the prior quarter.

LPL Financial Welcomes Ellis Financial Group
July 13, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Ellis Financial Group joined LPL’s broker-dealer and corporate registered investment advisor (RIA) platforms.

LPL Financial Research Published Investment Midyear Outlook 2018
July 11, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced its research publication, “Midyear Outlook 2018: The Plot Thickens,” is available for download.

LPL Financial Welcomes Mike Duffy and Happiness Wealth Management
July 09, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Mike Duffy and Happiness Wealth Management have joined LPL’s broker/dealer and hybrid registered investment advisor (RIA) platforms.

LPL Financial Announces Second Quarter 2018 Earnings Release Date and Conference Call
July 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report second quarter financial results after the market closes on July 26.

LPL Financial Welcomes Rockline Wealth Management
June 28, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Rockline Wealth Management has joined LPL’s broker/dealer and corporate registered investment advisor (RIA) platforms.

LPL Financial Welcomes Christopher Manci and Team
June 26, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Christopher Manci and his team of five associates joined LPL Financial.

LPL Names Richard Steinmeier Managing Director, Head of Business Development
June 25, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Richard Steinmeier will join the firm as managing director and head of business development, effective mid-August.

LPL Financial Reports Monthly Activity for May 2018
June 21, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2018.

LPL Financial Welcomes Flood Financial Services
June 14, 2018 LPL Financial
LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Flood Financial Services has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.

LPL Financial Presenting at William Blair's 38th Annual Growth Stock Conference
June 06, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at William Blair’s 38th Annual Growth Stock Conference, scheduled for 11 a.m. EST on Wednesday, June 13, at The Four Seasons, Chicago.

LPL Financial Elects Allison Mnookin as New Independent Director
June 04, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that Allison H. Mnookin has been elected to the company’s board of directors.

LPL Financial Presenting at Bernstein's 34th Annual Strategic Decisions Conference
May 24, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at Bernstein’s 34th Annual Strategic Decisions Conference, scheduled for 10 a.m. (ET) on Thursday, May 31, at The Grand Hyatt, New York City.

LPL Financial Reports Monthly Activity for April 2018
May 22, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2018.

LPL Financial Announces First Quarter 2018 Results
May 03, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2018, reporting net income of $94 million, or $1.01 per share. This compares with $48 million, or $0.52 per share, in the first quarter of 2017 and $64 million, or $0.69 per share, in the prior quarter.

LPL Financial and 626 Financial Welcome Tom Anderton and Ryan Howard
April 26, 2018 LPL Financial
LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Tom Anderton and Ryan Howard have joined LPL and aligned with 626 Financial, an independent firm on LPL’s broker-dealer and corporate advisory platforms.

LPL Financial and IHT Wealth Management Welcome Ric Kellogg
April 24, 2018 LPL Financial
LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Ric Kellogg has joined LPL’s broker/dealer platform and aligned with IHT Wealth Management (IHT), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Announces First Quarter 2018 Earnings Release Date and Conference Call
April 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report first quarter financial results after the market closes on May 3. The Company will host a conference call to discuss results at 5 p.m. EDT the same day. Listeners can call 877-677-9122 (domestic) or 708-290-1401 (international) and use passcode 9793629.

LPL Financial Files Definitive Proxy Materials
March 29, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its 2018 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 1055 LPL Way in Fort Mill, S.C. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.

LPL Financial Reports Monthly Activity for February 2018
March 22, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2018.

LPL Financial to Present at Citi's 2018 Asset Managers, Broker Dealers, & Exchanges Conference
February 23, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at Citi’s 2018 Asset Managers, Broker Dealers, & Exchanges Conference on Thursday, Mar. 1, 2018 at 11:10 a.m. (EDT) at The Lotte New York Palace, New York, NY.

LPL Financial Reports Monthly Activity for January 2018
February 20, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2018.

LPL Financial to Present at Credit Suisse 19th Annual Financial Services Forum
February 08, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at the Credit Suisse 19th Annual Financial Services Forum on Tuesday, Feb. 13, 2018 at 11:20 a.m. (EDT) at The Ritz-Carlton Key Biscayne, Miami, FL.

LPL Financial Announces Fourth Quarter and Full Year 2017 Results
February 01, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced results for its fourth quarter ended December 31, 2017, reporting net income of $64 million, or $0.69 per share. This compares with $42 million, or $0.46 per share, in the fourth quarter of 2016 and $58 million, or $0.63 per share, in the prior quarter.

LPL Financial Announces Fourth Quarter and Full Year 2017 Earnings Release Date and Conference Call
January 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its fourth quarter and full year 2017 financial results after the market closes on Thursday, Feb. 1.

LPL Financial Welcomes Northwest Bank to its Institution Services Platform
December 19, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Northwest Bank has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms. The bank reported, based on prior business*, that advisors served approximately $1.3 billion of client brokerage and advisory assets, as of Oct. 4, 2017.

LPL Financial Reports Monthly Activity for November 2017
December 19, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2017.

LPL Financial Welcomes Additional Top Firms and Advisors from NPH
December 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of additional select top firms and advisors from National Planning Holdings, Inc. (NPH)—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm or advisor reported, based on prior business*, having served more than $100 million of client brokerage and advisory assets.

LPL Financial Welcomes Top Firms from NPH
December 14, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of select top National Planning Holdings, Inc. (NPH) firms—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm reported that, based on prior business*, it served more than $500 million of client brokerage and advisory assets.

LPL Financial Welcomes Zuk Financial Group
December 12, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Zuk Financial Group, a firm formerly associated with National Planning Corporation (NPC), has joined LPL’s broker/dealer and hybrid registered investment advisory (RIA) platforms. The firm reported, based on prior business*, that its advisors served approximately $1.6 billion of client brokerage and advisory assets, as of Oct. 31, 2017.

LPL Financial Welcomes Firms In The Planners Network
December 07, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that an association of firms within The Planners Network (TPN), which was formerly affiliated with National Planning Corporation (NPC), have joined LPL.

LPL Financial Welcomes Discovery Financial
November 30, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Discovery Financial Centers Inc. (Discovery Financial), a firm formerly affiliated with National Planning Corporation (NPC) led by Doug Ritter, has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms.

LPL Research Publishes Investment Outlook 2018
November 27, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), announced today its research publication, “Outlook 2018: Return of the Business Cycle,” is available for download. “Outlook 2018” contains investment insights and market guidance for full-year 2018 from LPL Financial’s Research department (“LPL Research”).

LPL Financial Reports Monthly Activity for October 2017
November 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2017.

LPL Financial Provides Update on Third Quarter 2017 Advisor Recruiting
November 10, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2017.

LPL Financial Announces Third Quarter 2017 Results
October 26, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2017, reporting net income of $58 million, or $0.63 per share. This compares with $52 million, or $0.58 per share, in the third quarter of 2016 and $68 million, or $0.74 per share, in the prior quarter.

LPL Financial Names John Lynch Executive Vice President and Chief Investment Strategist
October 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), has announced John Lynch joined LPL as executive vice president and chief investment strategist.

LPL Financial Announces Investor and Analyst Day
October 06, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 9 a.m. to 12 p.m. EDT on Wednesday, Nov. 8 at the Thomson Reuters Conference Center in New York City.

LPL Financial Announces Third Quarter 2017 Earnings Release Date and Conference Call
October 02, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2017 financial results after the market closes on Thursday, Oct. 26.

LPL Financial Announces Completion of Senior Secured Debt Repricing
September 21, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed the previously announced repricing of its senior secured credit facilities under its existing credit agreement, reducing the spread on its Senior Secured Term Loan B to 225 basis points over LIBOR from a spread of 250 basis points over LIBOR and reducing the spread on its Revolving Credit Facility to a range of 125 basis points to 175 basis points over LIBOR from a spread of 150 basis points to 200 basis points over LIBOR, depending on the secured net leverage ratio of LPL Holdings and its restricted subsidiaries.

LPL Financial Reports Monthly Activity for August 2017
September 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2017.

LPL Financial Announces Pricing Of Add-On Senior Unsecured Note Offering
September 07, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of its previously announced offering (the “Offering”) of $400 million aggregate principal amount of Senior Unsecured Notes (the “notes”) to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).

LPL Financial Announces Senior Secured Credit Facilities Repricing and Senior Unsecured Note Offering
September 07, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to reprice its existing $500 million senior secured revolving credit facility and its approximately $1,700 million term loan B.

LPL Financial and Stratos Wealth Partners Welcome Barton Spector Wealth Strategies
August 29, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Barton Spector Wealth Strategies has joined LPL’s broker/dealer platform and aligned with Stratos Wealth Partners, an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Announces The Purchase Of National Planning Holdings
August 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced it has acquired the independent broker-dealer network of National Planning Holdings, Inc. (“NPH”). The transaction is structured as an asset purchase with an initial purchase price of $325 million.

LPL Financial Reports Monthly Activity for July 2017
August 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2017.

LPL Financial Provides Update on Second Quarter 2017 Advisor Recruiting
July 31, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the second quarter of 2017.

LPL Financial Announces Second Quarter 2017 Results
July 27, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2017, reporting net income of $68 million, or $0.74 per share. This compares with $48 million, or $0.53 per share, in the second quarter of 2016 and $48 million, or $0.52 per share, in the prior quarter.

LPL Financial and Integrated Financial Group Welcome Strong Gaddy Lee Wealth Management
July 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Strong Gaddy Lee Wealth Management has joined LPL’s broker/dealer platform and aligned with Integrated Financial Group (IFG), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

Modest Tax Credit Increase Has Ability to Motivate Small Businesses to Offer Retirement Plans
July 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released a report that shows an overwhelming majority of small business owners would be likely to adopt or enhance employee retirement plan coverage if they were provided increased tax incentives.

LPL Financial Announces Details and Fund Companies For Its Industry-First Mutual Fund Only Platform
July 13, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced details of its industry-first Mutual Fund Only (MFO) platform, which has been designed to improve the way advisors offer mutual funds in brokerage accounts with participating fund companies.

LPL Financial Announces Second Quarter 2017 Earnings Release Date and Conference Call
June 29, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2017 financial results after the market closes on Thursday, July 27.

LPL Names Scott Seese Managing Director and Chief Information Officer
June 22, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Scott Seese will join LPL as managing director and chief information officer (CIO), effective July 10.

LPL Financial Reports Monthly Activity For May 2017
June 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2017.

LPL Research Publishes Investment Midyear Outlook 2017
June 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced its research publication, “Midyear Outlook 2017: A Shift In Market Control,” is available for download.

LPL Financial and Independent Advisor Alliance Welcome Socratic Wealth Advisors
June 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Socratic Wealth Advisors has joined LPL’s broker/dealer platform and aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Welcomes Black Box Pension Advocates
June 13, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Cleveland-based firm Black Box Pension Advocates has joined LPL’s broker/dealer platform and aligned with Global Retirement Partners (GRP), a retirement plan firm on LPL’s hybrid RIA platform.

LPL Names Michelle Oroschakoff Chief Legal and Risk Officer in Expansion of Current Role
June 01, 2017
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced Michelle Oroschakoff, current managing director and chief risk officer, will expand her responsibilities to include oversight of the firm’s legal and government relations functions as chief legal and risk officer, effective June 9.

LPL Financial's Carolinas Campus Awarded LEED Gold Certification
May 30, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm’s Carolinas campus has earned LEED® Gold certification for its innovation in sustainable design strategies.

LPL Financial and Independent Advisor Alliance Welcome CFG
May 22, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that Pennsylvania-based firm CFG has joined LPL’s broker/dealer platform and aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Reports Monthly Activity For April 2017
May 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2017.

LPL Financial Provides Update on First Quarter 2017 Advisor Recruiting
May 11, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today provided an update on financial advisors who chose to affiliate with the firm in the first quarter of 2017.

LPL Financial Welcomes Long Island-Based Firm The Choice Group Wealth Management
May 09, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced The Choice Group Wealth Management has joined LPL’s broker/dealer and hybrid registered investment advisor (RIA) platforms.

LPL Financial Announces First Quarter 2017 Results
April 27, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2017, reporting net income of $48 million, or $0.52 per share. This compares with $50 million, or $0.56 per share, in the first quarter of 2016 and $42 million, or $0.46 per share, in the prior quarter.

LPL Financial Welcomes Lighthouse Wealth Advisors of Charleston
April 26, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that South Carolina-based firm Lighthouse Wealth Advisors of Charleston has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.

LPL Financial Files Definitive Proxy Materials, Announces Nomination of William Glavin as New Independent Director
April 11, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that its 2017 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 75 State St. in Boston. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.

LPL Financial Announces First Quarter 2017 Earnings Release Date and Conference Call
April 03, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its first quarter 2017 financial results after the market closes on Thursday, April 27.

LPL Financial Reports Monthly Activity For February 2017
March 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2017.

LPL Financial Welcomes Bell Bank To Its Institution Services Platform
March 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that Bell Bank Wealth Management has joined its Institution Services platform.

LPL Financial Announces Completion of Leverage-Neutral Debt Refinancing
March 10, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced leverage-neutral debt refinancing transactions.

LPL Financial Announces Pricing of Senior Secured Credit Facilities
March 08, 2017 LPL Financial
LPL Holdings, Inc. ("LPL Holdings") has secured commitments to refinance its existing senior secured credit facilities with a new seven year Term Loan B in an aggregate principal amount of $1,700 million and a five year revolving credit facility in an aggregate principal amount of $500 million, which will be undrawn at closing.

LPL Financial Announces Pricing Of Offering Of Senior Notes
March 03, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of the offering of $500,000,000 aggregate principal amount of senior notes to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).

LPL Financial Provides Update On Fourth Quarter 2016 Advisor Recruiting
March 01, 2017 LPL Financial
LPL Financial today provided an update on financial advisors who chose to affiliate with the firm in the fourth quarter of 2016.

LPL Financial And Its Advisors Rank First In Customer Loyalty In New Study By Cogent Reports
February 28, 2017 LPL Financial
LPL Financial is proud to announce that the firm and its advisors have been ranked No. 1 in net customer loyalty among 24 leading financial distributor firms, according to findings from Investor Brandscape®, a Cogent Reports™ study released by Market Strategies International.

LPL Financial Announces Proposed Leverage-Neutral Debt Refinancing
February 24, 2017 LPL Financial
LPL Financial Holdings Inc. today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), plans to refinance its existing capital structure in a leverage-neutral transaction.

LPL Financial Welcomes Curtis Green
February 22, 2017 LPL Financial
LPL Financial today announced that Curtis Green has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.

LPL Financial Reports Monthly Activity for January 2017
February 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2017.

LPL Financial Announces Fourth Quarter and Full Year 2016 Results
February 09, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2016, reporting net income of $42 million, or $0.46 per share. This compares with $27 million, or $0.28 per share, in the fourth quarter of 2015 and $52 million, or $0.58 per share, in the prior quarter.

LPL Financial Welcomes First Interstate Bank To Its Institution Services Platform
January 17, 2017 LPL Financial
LPL Financial LLC today announced that First Interstate Wealth Management has joined its Institution Services platform.

LPL Financial Announces Fourth Quarter And Full Year 2016 Earnings Release Date And Conference Call
January 04, 2017 LPL Financial
LPL Financial today announced it will report its fourth quarter and full year 2016 financial results after the market closes on Thursday, Feb. 9.

LPL Financial Research Publishes Investment Outlook 2017
December 22, 2016 LPL Financial
LPL Financial today announced that its research publication “Outlook 2017: Gauging Market Milestones” is now available for download.

LPL Financial Reports Monthly Activity for November 2016
December 15, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2016.

LPL Financial and Independent Advisor Alliance Welcome Virginia-Based Advisors Kyle Arcand and Charlene Gregory
December 14, 2016 LPL Financial
LPL Financial today announced that Kyle Arcand and Charlene Gregory have joined LPL’s broker/dealer platform and have aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Welcomes Napa Valley Wealth Management To Its Broker-Dealer And Hybrid RIA Platforms
December 12, 2016 LPL Financial
LPL Financial today announced that Napa Valley Wealth Management has joined LPL’s broker/dealer and hybrid registered investment advisory (RIA) platforms.

LPL Announces Leadership Transition
December 05, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Mark Casady will retire from his role as CEO effective January 3, 2017. As part of its succession plan, the LPL Board of Directors has appointed Dan Arnold, current LPL president, to be president and CEO effective upon Casady’s retirement.

LPL Financial Celebrates Grand Opening of New Sustainable Carolinas Campus
November 30, 2016 LPL Financial
LPL Financial today celebrated the opening of its new Carolinas campus in Fort Mill, S.C. with South Carolina Governor Nikki Haley in attendance.

LPL Financial Welcomes Integrated Financial Partners
November 29, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Integrated Financial Partners (IFP), an independent financial advisory firm with 135 financial advisors, has joined LPL Financial’s broker/dealer and hybrid registered investment advisor (RIA) custodial platforms.

LPL Financial Reports Monthly Activity for October 2016
November 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2016.

LPL Financial Provides Update on Third Quarter 2016 Advisor Recruiting
November 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2016.

LPL Financial Welcomes Running Wealth Management to its Broker-Dealer and Hybrid RIA Platforms
November 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Running Wealth Management Group has joined LPL Financial’s broker/dealer and hybrid registered investment advisor (RIA) custodial platforms.

LPL Financial Welcomes Capital Financial Planning to its Broker-Dealer and Hybrid RIA Platforms
November 08, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Albany, N.Y.-based Capital Financial Planning has joined LPL's broker/dealer and hybrid registered investment advisor (RIA) platforms.

LPL Financial Welcomes Puplava Financial Services to Its Broker-Dealer and RIA Platforms
November 07, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Puplava Financial Services, Inc. has joined LPL’s broker/dealer and registered investment advisory (RIA) platforms.

LPL Financial Announces Third Quarter 2016 Results
November 02, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its third quarter ended September 30, 2016, reporting net income of $52 million, or $0.58 per share. This compares with $41 million, or $0.43 per share, in the third quarter of 2015 and $48 million, or $0.53 per share, in the prior quarter.

LPL Financial Announces Third Quarter 2016 Earnings Release Date and Conference Call
October 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2016 financial results after the market closes on Wednesday, Nov. 2. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 82407567.

LPL Financial Reports Monthly Activity For August 2016
September 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2016.

Six LPL Financial Independent Advisors Ranked Among The Best in The Industry Nationwide
August 30, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that six independent advisors affiliated with LPL Financial were ranked among the Top 100 Independent Financial Advisors in America by Barron’s, a leading financial publication.

LPL Financial Reports Monthly Activity For July 2016
August 18, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2016.

LPL Financial Provides Update On Second Quarter 2016 Advisor Recruiting
August 08, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today provided an update on financial advisors who chose to affiliate with the firm in the second quarter of 2016.

Ten LPL Financial Advisors Ranked Among Forbes' Top Wealth Advisors List
August 04, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that 10 LPL independent advisors were named to the 2016 ranking of America’s Top Wealth Advisors published by Forbes, a leading business magazine.

LPL Earns Spot Among CIO 100 For Second Year In A Row
August 01, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has been selected as an honoree for the 29th annual IDG’s CIO 100 Awards, honoring companies that exemplify the highest level of operational and strategic excellence in information technology (IT).

LPL Financial Announces Second Quarter 2016 Results
July 28, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its second quarter ended June 30, 2016, reporting net income of $48 million, or $0.53 per share. This compares with $50 million, or $0.56 per share, in the prior quarter and $50 million, or $0.52 per share, in the second quarter of 2015.

LPL Financial Research Publishes Midyear Investment Outlook 2016
July 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that its research publication, Midyear Outlook 2016: A Vote of Confidence, is now available for download. Published by LPL Financial’s Research department (“LPL Research”), the publication contains investment insights and market guidance for investors in the second half of 2016.

Four LPL Financial Advisors Named Among InvestmentNews' 40 Under 40
July 06, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that four LPL Financial advisors were included in the annual 40 Under 40 published by InvestmentNews. The award honors professionals under the age of 40 from across the financial advice industry for their success and contribution to the industry at large.

LPL Financial Announces Second Quarter 2016 Earnings Release Date and Conference Call
July 01, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2016 financial results after the market closes on Thursday, July 28. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 39096189.

LPL Financial and Independent Advisor Alliance Welcome Charlotte Wealth Advisors
June 21, 2016 LPL Financial
Newly Formed North Carolina Financial Advisory Firm Joins LPL Broker-Dealer Platform and LPL-Affiliated IAA for Fee-Based Services.

LPL Financial Reports Monthly Activity for May 2016
June 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2016.

LPL Financial Opens Washington, D.C. Office to Further Support Its Industry Advocacy Efforts
June 07, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has established an office in Washington, D.C. for members of its Government Relations team who engage regularly with legislators, regulators and trade associations to advocate and address issues on behalf of the financial services industry, LPL advisors and retail investors.

Five LPL Financial Advisors Named to Barron's List of Top 100 Women Financial Advisors
June 07, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that five LPL advisors were ranked among the Top 100 Women Financial Advisors by Barron’s, a leading financial magazine.

National Association of Plan Advisors Honors LPL Financial Advisory Firm with Its Annual Leadership Award
June 02, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that StoneStreet Advisors Group, an LPL-supported independent advisory team in Pearl River, N.Y., was awarded the 2016 401(k) Advisor Leadership Award by the National Association of Plan Advisors (NAPA). The award recognizes a leading financial advisor or team for contributions that exemplify leadership, experience and expertise in the retirement plan industry. This year’s award focused specifically on innovation and accomplishments in workforce management.

LPL Financial Reports Monthly Activity For April 2016
May 19, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2016.

LPL Financial Welcomes Back Megent Financial to Its Broker-Dealer Platform
May 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Megent Financial (Megent), an independent financial advisory firm, has rejoined LPL’s broker-dealer platform. The firm was originally on LPL’s broker-dealer platform from 2001 to 2012. Megent provides commission- and fee-based investment services to union-sponsored retirement plan participants.

LPL Financial Provides Update On First Quarter 2016 Advisor Recruiting
May 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the first quarter of 2016.

Four LPL Financial Bank and Credit Union Program Managers Recognized Among Top in the Industry
May 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that four LPL-supported program managers have been included in the 2016 Top 20 Program Managers list published by Bank Investment Consultant (BIC), a leading information source for bank and credit union financial advisors, program managers and executives. In addition to the Top 20 list, BIC published an honorable mention roster, ranking from 21 to 40, which included 6 LPL-supported program managers.

LPL Financial Announces Investor and Analyst Day
May 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 8 a.m. to 12:30 p.m. EST on Wednesday, May 25 at Nasdaq MarketSite in New York City. LPL Financial executives scheduled to present at the event include Mark Casady, chairman and chief executive officer; Dan Arnold, president; Matt Audette, chief financial officer; and others.

LPL Financial Expands Upon the Resources Available to Advisors for Serving the High-Net-Worth Market
May 03, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), announced today at its annual Private Wealth Symposium that the firm is further expanding the resources it provides to advisors and institutions for supporting high-net-worth (HNW) clients. The new Private Client Curriculum Series offers educational content and practice management resources that build upon the LPL Private Client offering, which offers dedicated support and resources to help LPL advisors and institutions market to, win and retain HNW individuals and institutional clients.

LPL Financial Welcomes Paradigm Wealth Management to Its Broker-Dealer and Hybrid RIA Platform
May 03, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Paradigm Wealth Management, LLC, (Paradigm), an independent financial advisory firm, has joined LPL’s broker-dealer and hybrid registered investment advisory (RIA) platform.

LPL Financial Announces First Quarter 2016 Results
April 28, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today announced results for its first quarter ended March 31, 2016, reporting net income of $50 million, or $0.56 per share. This compares with $27 million, or $0.28 per share, in the prior quarter and $51 million, or $0.52 per share, in the first quarter of 2015.

Two LPL Financial Advisory Teams Named Among Barron's Top Institutional Consultants
April 28, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that two LPL-supported advisory teams were ranked among the Top Institutional Consultants by Barron’s, a leading financial magazine. Sheridan Road Financial of Northbrook, Ill., was ranked No. 4, and Retirement Benefits Group of San Diego was ranked No. 5, on the list of 30 teams.

Three LPL Financial Advisors Recognized as Being Among the Top in the Nation
April 19, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that three independent LPL Financial advisors were ranked among the Top 100 Financial Advisors in America by Barron’s, a leading financial magazine.

LPL Financial To Leverage Blackrock Solutions' FutureAdvisor to offer Robo Solution to Advisors and Their Clients
April 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced it will use BlackRock Solutions’ (BRS) FutureAdvisor platform to support a digital advice platform for use by LPL’s financial advisors and institutions and their clients.

LPL Financial Media Statement on Release of Department of Labor Fiduciary Rule
April 06, 2016 LPL Financial
Upon initial review of the Department of Labor fiduciary rule, LPL Financial is pleased by what appears to be positive changes implemented in the rule and appreciates the Department of Labor's willingness to listen to concerns about protecting choice for investors. In particular, we are encouraged by the increased time frame for implementation, the ability to easily enter into the Best Interest Contract with our existing clients, and the freedom to recommend any assets that are appropriate to help investors save for retirement.

Cortland Banks Aligns With Ellsworth Private Wealth Management to Support Its New Wealth Management Program on LPL's Advisory Platform
April 06, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Cortland Private Wealth Management, the newly launched wealth management program of Cortland Savings and Banking Company (Cortland Banks), has joined with Ellsworth Private Wealth Management (Ellsworth) to expand the bank's wealth management services and support its growth strategy. Ellsworth advisors are on LPL's broker/dealer platform and are supported by Stratos Wealth Partners, an independent advisor network on LPL's hybrid RIA platform.

LPL Financial Announces First Quarter 2016 Earnings Release Date and Conference Call
April 05, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced it will report its first quarter 2016 financial results after the market closes on Thursday, April 28. The Company will also hold a conference call to discuss results at 5 p.m. EDT that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 83848739.

LPL Financial Research Releases 2016 U.S. Retirement Environment Index
March 30, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today made available its 2016 Retirement Environment Index, which is a holistic ranking of all 50 states and the District of Columbia on their r...

LPL Financial Files Definitive Proxy Materials, Announces Nomination of New Independent Director
March 29, 2016 LPL Financial
LPL Financial Holdings Inc. ("LPL" or the "Company") (NASDAQ:LPLA) today announced that it has set the date of its 2016 Annual Meeting of Stockholders for May 10, 2016, at 12 p.m. ET at its offices located at 75 State St. in Boston. Stockholders of record, as of March 11, 2016, will be entitled to vote a...

LPL Financial Advisors Represent Nearly a Quarter of Those Named Among The Top 100 Retirement Plan Advisors By Industry Publication
March 28, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that 23 LPL advisors and advisor teams were honored among the Top 100 Retirement Plan Advisor...

National Association of Plan Advisors Names 15 LPL Financial Advisors as Upcoming Leaders in The Industry
March 22, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc (NASDAQ: LPLA), today announced that 15 LPL independent advisors were honored among the Top 50 Retirement Plan Advisors Under 40 named by the National Association of Plan Advisors (NAPA).

LPL Financial Reports Monthly Activity for February 2016
March 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for February 2016. Total brokerage and advisory assets served at the end of February were $46...

LPL Financial Announces Changes to Assist Advisors and Investors With Impending DOL Rule
March 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced a portion of its preparatory work for the impending Department of Labor (DOL) fiduciary rule. The planned changes are intende...

Twenty-Six LPL Financial Advisors Ranked Among The Best In The Industry By Barron's
March 10, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that 26 LPL independent advisors were ranked among the Top 1,200 Financial Advisors in America by...

LPL Financial to Participate in Non-Deal Roadshows on March 14
March 01, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced that Mark Casady, chairman and chief executive officer, and Matt Audette, chief financial officer, will p...

LPL Financial Reports Monthly Activity for January 2016
February 18, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for January 2016. Total brokerage and advisory assets served at the end of January were $459 b...

LPL Financial Provides Update on Fourth Quarter 2015 Advisor Recruiting
February 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the fourth quarter of 2015. Select new advis...

LPL Financial Announces Fourth Quarter and Full Year 2015 Results
February 11, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2015, reporting net income of $27 million, or $0.28 per share. This compares with $41 million, or $0.43 per share, in...

LPL Financial and Private Advisor Group Welcome ITI Strategies, Inc.
February 11, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that ITI Strategies, Inc. (ITI), an independent financial advisory firm, has joined LPL's broker-dealer platform. ITI pr...

LPL Financial Earns First Advisor Online Tool Suite Certification for Investment Support Services
February 09, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that LPL Retirement Partners' online tool suite, when in use with LPL's own 12-point scoring methodology for investment analys...

LPL Financial Hosts Annual Program Leadership Conference for Top Bank and Credit Union Program Executives
February 01, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today kicked off its 2016 Institution Services Program Leadership Conference (PLC), one of the largest events in the industry supporting...

LPL Financial Welcomes Advisory Firm of Hoyt, Lewis & Associates
January 28, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has welcomed Hoyt, Lewis & Associates, LLC, a Spokane, Wash.-based financial advisory firm, to its broker-dealer...

LPL Financial and IHT Wealth Management Welcome Advisor Team of Jeff Kocis, John Kinsella and Richard Rohlfing
January 26, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Jeff Kocis, John Kinsella and Richard Rohlfing have joined IHT Wealth Management (IHT), an independent financial ad...

LPL Financial Names Tracy Calder Deputy Chief Risk Officer
January 25, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has named Tracy Calder as managing director and deputy chief risk officer. Calder will be based in Charlotte and...

LPL Financial Welcomes Peoples Security Bank & Trust
January 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Peoples Security Bank & Trust (Peoples), a 25-branch bank and trust company based in Scranton, Pa., has joined LPL's Institution Services platform.

LPL Financial Announces Full-Year and Fourth Quarter 2015 Earnings Release Date and Conference Call
January 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced it will report its full-year and fourth quarter 2015 financial results after the market closes on Thursday, Feb. 11, 2016. The Company will also ho...

LPL Financial Announces Early Completion of Accelerated Share Repurchase Plan
December 10, 2015 LPL Financial
LPL Financial Holdings Inc., parent of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced early completion of its previously announced accelerated share repurchase plan ("ASR").

LPL Financial and Merit Financial Advisors Welcome Kirk Wilkerson and Andy Lubben
December 08, 2015 LPL Financial
LPL and Merit Financial Advisors (Merit), an independent advisor network on LPL's hybrid RIA platform, have welcomed the newly launched independent advisory firm, Consilium Associates.

Eight LPL Financial Bank Advisors Recognized As Among The Best In Their Field Nationwide
December 07, 2015 LPL Financial
Eight LPL-affiliated advisors have been recognized among the 2015 Top 50 Bank Advisors ranking published by Bank Investment Consultant (BIC), a leading information source for bank and credit union financial advisors.

LPL Financial Honored as a Corporate Game Changer by Women's Forum of New York
December 02, 2015 LPL Financial
LPL Financial Holdings Inc. (LPL), the parent corporation of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced that it was honored by the Women's Forum of New York for achieving at least 20 percent female board members...

LPL Financial to Present at the Goldman Sachs US Financial Services Conference 2015
December 02, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Mark Casady, chairman and chief executive officer, and Matthew Audette, chief financial officer, will present at the Goldman...

LPL Financial Announces Completion of Debt Transaction and Start of Accelerated Share Repurchase Program
November 24, 2015 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA), parent of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, today announced that it has completed a debt transaction and entered into an accelerated share repurchase program. "I'm pleased to announce several steps we...

LPL Financial Honored With Two Awards From the North Carolina Technology Association
November 19, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that the North Carolina Technology Association ...

LPL Financial Hosts 2015 Retirement Partners Annual Conference
November 05, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is hosting its Retirement Partners Annual Conference from Nov. 5 to 8 in Scottsdale, Ariz. The invitation-only event gathers more than...

LPL Financial Continues to Attract High-Producing Advisors
November 04, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2015. Select new advisors, th...

LPL Financial and Stratos Wealth Partners Welcome Brown Wealth Management Group
November 03, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Brown Wealth Management Group...

LPL Financial and Private Advisor Group Jointly Create College Internship Program
November 02, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has developed a college internship...

LPL Financial Announces Third Quarter 2015 Results and Updates Capital and Expense Management Plans
October 29, 2015 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of LPL Financial LLC ("LPL Financial"), today announced its quarterly financial and business results.

LPL Financial to Acquire Allen & Company
May 21, 2019 LPL Financial
Allen & Company is a broker/dealer and RIA employing approximately 30 advisors and serving approximately $3 billion of client assets. Estimated transaction multiple of ~7x post-synergy EBITDA*

LPL Financial Reports Monthly Activity for April 2019
May 16, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2019.

LPL Financial to Hold Investor & Analyst Day on May 22
May 15, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) will host an Investor and Analyst Day from 9:00 a.m. to 12:30 p.m. EDT Wednesday, May 22 at the Thomson Reuters Conference Center in New York City.

LPL Financial Announces First Quarter 2019 Results
May 02, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2019, reporting net income of $155 million, or $1.79 per share. This compares with $94 million, or $1.01 per share, in the first quarter of 2018 and $120 million, or $1.36 per share, in the prior quarter.

New LPL Financial Exec Focused on Advisors and Supporting Relationships
April 16, 2019 LPL Financial
“Angela has proven experience building value-added B2B relationships, which is central to the work we do every day with our advisors, using our firm’s scale and expertise to help advisors grow their businesses,” said Andy Kalbaugh, managing director and divisional president, National Sales and Consulting

LPL Financial Welcomes Nana Nyanin
April 08, 2019 LPL Financial
“I’m excited to join LPL, a firm that is well respected in Washington and known for being a thought leader on issues related to the financial advice market and small business ownership. I look forward to the work we will do by leveraging the firm’s leadership positon to effect change for the industry, independent advisors and investors.” — Nana Nyanin

LPL Financial Announces Nomination of Corey Thomas as New Independent Director
April 03, 2019 LPL Financial
“This is an exciting time at LPL as the company is focused on growth and putting the advisor at the center of all they do. I look forward to working with the management team and my fellow board members to further the company’s mission and to continue the upward trajectory of the firm.” — Corey Thomas

LPL Financial Announces First Quarter 2019 Earnings Release Date and Conference Call
April 01, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report first quarter financial results after the market closes on May 2.

LPL Financial Reports Monthly Activity for February 2019
March 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for February 2019.

LPL Financial Reports Monthly Activity for January 2019
February 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for January 2019.

LPL Financial Presenting at Citi's 2019 Asset Managers, Broker Dealers & Exchanges Conference
February 20, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced today that Chief Financial Officer, Matt Audette is presenting at Citi’s 2019 Asset Managers, Broker Dealers & Exchanges Conference scheduled for 11:10 a.m. EST on Wednesday, February 27 at the Lotte New York Palace hotel in New York City.

LPL Financial Launches New Goals-Based Tool in Ongoing Development of Fully Integrated ClientWorks Connected
February 07, 2019 LPL Financial
Offered as part of the core functionality of ClientWorks, Client Goals empowers advisors to drive meaningful conversations with clients as they work together to develop tailored actions that work toward a personal financial goal.

LPL Financial's 50 State Network Empowers LPL Financial Advisors to Join Industry Advocacy Efforts
February 07, 2019 LPL Financial
“With support and input from our national network of 16,000 financial advisors, we can help policymakers better understand the value of the work they do and nurture a conducive environment to be able to thrive as independent business owners by serving the needs of investors.” – Peggy Ho, LPL executive vice president, head of Government Relations

LPL Financial Presenting at Credit Suisse Financial Services Forum
February 05, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer, Matt Audette is presenting at the Credit Suisse 20th Annual Financial Services Forum scheduled for 1:00 p.m. EST on Tuesday, February 12 at the Ritz-Carlton Key Biscayne hotel in Miami, Florida.

LPL Financial Announces Fourth Quarter & Full Year 2018 Results
January 31, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2018, reporting net income of $120 million, or $1.36 per share. This compares with $64 million, or $0.69 per share, in the fourth quarter of 2017 and $107 million, or $1.19 per share, in the prior quarter.

LPL Names Dayton Semerjian Managing Director, Chief Customer Care Officer
January 29, 2019 LPL Financial
Firm hires industry expert with strong track record for transforming customer service experiences from process-centric to customer-centric

LPL Financial Announces 2018 Earnings Release Date
January 03, 2019 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announces it will report fourth quarter and full year financial results after the market closes on Jan. 31.

LPL Financial Reports Monthly Activity for November 2018
December 17, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2018.

LPL Financial Announces the Acquisition of AdvisoryWorld
December 03, 2018 LPL Financial
The acquisition accelerates LPL’s delivery of digital capabilities to help advisors grow and increase efficiency.

LPL Financial Presenting at Goldman Sachs US Financial Services Conference 2018
November 28, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that President and Chief Executive Officer, Dan Arnold is presenting at the Goldman Sachs US Financial Services Conference 2018, scheduled for 11:30 a.m. EST on Wednesday, December 5, at the Conrad New York hotel in New York City.

LPL Financial Reports Monthly Activity for October 2018
November 19, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2018.

LPL Financial Partners with Military to Provide Career Opportunities for Veterans
November 12, 2018 LPL Financial
“The P3 partnership is a unique opportunity to support LPL’s efforts to increase diversity and grow our advisor population. Our military and our advisors share a commitment to serve, and we are proud to offer veterans a chance to transition to a new career through our Independent Advisor Institute.” – Jeffrey Czajka, LPL vice president, head of Independent Advisor Institute

LPL Financial Announces Third Quarter 2018 Results
October 25, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2018, reporting net income of $107 million, or $1.19 per share. This compares with $58 million, or $0.63 per share, in the third quarter of 2017 and $119 million, or $1.30 per share, in the prior quarter.

LPL Financial Sponsors Emerging Advisors to Attend Annual Women Advisors Leaders Forum
October 09, 2018 LPL Financial
“We are excited to empower a next generation of LPL advisors in their work to support investors and grow successful independent businesses.”

LPL Financial Announces Members of Inaugural Advisor Inclusion Council
October 02, 2018 LPL Financial
The council is empowered to provide LPL leaders with ideas, suggestions and insights, as well as highlight challenges and opportunities of LPL advisors and investors. With their input, LPL seeks to further diverse and inclusive practices and deliver support that helps advisors meet the needs of their clients.

LPL Financial Launches Independent Advisor Institute
October 01, 2018 LPL Financial
Innovative new program supports LPL advisors’ sustainable growth through development of next-gen advisors.

LPL Financial Announces Third Quarter 2018 Earnings Release Date and Conference Call
October 01, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announces it will report third quarter financial results after the market closes on Oct. 25.

LPL Financial Welcomes Recruiting Executive With Vision To Enhance The Sales Experience
September 26, 2018 LPL Financial
LPL is proud to welcome new EVP Scott Posner. “His knowledge and experience will help us further differentiate LPL by leading through innovation and centering the sales and transition process around the client experience.”

LPL Financial Reports Monthly Activity for August 2018
September 20, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2018.

LPL Financial Reports Monthly Activity for July 2018
August 21, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2018.

LPL Financial Announces Second Quarter 2018 Results
July 26, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2018, reporting net income of $119 million, or $1.30 per share. This compares with $68 million, or $0.74 per share, in the second quarter of 2017 and $94 million, or $1.01 per share, in the prior quarter.

LPL Financial Announces Second Quarter 2018 Earnings Release Date and Conference Call
July 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report second quarter financial results after the market closes on July 26.

LPL Names Richard Steinmeier Managing Director, Head of Business Development
June 25, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Richard Steinmeier will join the firm as managing director and head of business development, effective mid-August.

LPL Financial Reports Monthly Activity for May 2018
June 21, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2018.

LPL Financial Presenting at William Blair's 38th Annual Growth Stock Conference
June 06, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at William Blair’s 38th Annual Growth Stock Conference, scheduled for 11 a.m. EST on Wednesday, June 13, at The Four Seasons, Chicago.

LPL Financial Elects Allison Mnookin as New Independent Director
June 04, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that Allison H. Mnookin has been elected to the company’s board of directors.

LPL Financial Presenting at Bernstein's 34th Annual Strategic Decisions Conference
May 24, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at Bernstein’s 34th Annual Strategic Decisions Conference, scheduled for 10 a.m. (ET) on Thursday, May 31, at The Grand Hyatt, New York City.

LPL Financial Reports Monthly Activity for April 2018
May 22, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2018.

LPL Financial Announces First Quarter 2018 Results
May 03, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2018, reporting net income of $94 million, or $1.01 per share. This compares with $48 million, or $0.52 per share, in the first quarter of 2017 and $64 million, or $0.69 per share, in the prior quarter.

LPL Financial Announces First Quarter 2018 Earnings Release Date and Conference Call
April 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report first quarter financial results after the market closes on May 3. The Company will host a conference call to discuss results at 5 p.m. EDT the same day. Listeners can call 877-677-9122 (domestic) or 708-290-1401 (international) and use passcode 9793629.

LPL Financial Files Definitive Proxy Materials
March 29, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its 2018 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 1055 LPL Way in Fort Mill, S.C. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.

LPL Financial Reports Monthly Activity for February 2018
March 22, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2018.

LPL Financial to Present at Citi's 2018 Asset Managers, Broker Dealers, & Exchanges Conference
February 23, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at Citi’s 2018 Asset Managers, Broker Dealers, & Exchanges Conference on Thursday, Mar. 1, 2018 at 11:10 a.m. (EDT) at The Lotte New York Palace, New York, NY.

LPL Financial Reports Monthly Activity for January 2018
February 20, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2018.

LPL Financial to Present at Credit Suisse 19th Annual Financial Services Forum
February 08, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at the Credit Suisse 19th Annual Financial Services Forum on Tuesday, Feb. 13, 2018 at 11:20 a.m. (EDT) at The Ritz-Carlton Key Biscayne, Miami, FL.

LPL Financial Announces Fourth Quarter and Full Year 2017 Results
February 01, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced results for its fourth quarter ended December 31, 2017, reporting net income of $64 million, or $0.69 per share. This compares with $42 million, or $0.46 per share, in the fourth quarter of 2016 and $58 million, or $0.63 per share, in the prior quarter.

LPL Financial Announces Fourth Quarter and Full Year 2017 Earnings Release Date and Conference Call
January 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its fourth quarter and full year 2017 financial results after the market closes on Thursday, Feb. 1.

LPL Financial Welcomes Northwest Bank to its Institution Services Platform
December 19, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Northwest Bank has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms. The bank reported, based on prior business*, that advisors served approximately $1.3 billion of client brokerage and advisory assets, as of Oct. 4, 2017.

LPL Financial Reports Monthly Activity for November 2017
December 19, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2017.

LPL Financial Welcomes Additional Top Firms and Advisors from NPH
December 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of additional select top firms and advisors from National Planning Holdings, Inc. (NPH)—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm or advisor reported, based on prior business*, having served more than $100 million of client brokerage and advisory assets.

LPL Financial Welcomes Top Firms from NPH
December 14, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of select top National Planning Holdings, Inc. (NPH) firms—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm reported that, based on prior business*, it served more than $500 million of client brokerage and advisory assets.

LPL Financial Welcomes Zuk Financial Group
December 12, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Zuk Financial Group, a firm formerly associated with National Planning Corporation (NPC), has joined LPL’s broker/dealer and hybrid registered investment advisory (RIA) platforms. The firm reported, based on prior business*, that its advisors served approximately $1.6 billion of client brokerage and advisory assets, as of Oct. 31, 2017.

LPL Financial Welcomes Firms In The Planners Network
December 07, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that an association of firms within The Planners Network (TPN), which was formerly affiliated with National Planning Corporation (NPC), have joined LPL.

LPL Financial Welcomes Discovery Financial
November 30, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Discovery Financial Centers Inc. (Discovery Financial), a firm formerly affiliated with National Planning Corporation (NPC) led by Doug Ritter, has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms.

LPL Financial Reports Monthly Activity for October 2017
November 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2017.

LPL Financial Announces Third Quarter 2017 Results
October 26, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2017, reporting net income of $58 million, or $0.63 per share. This compares with $52 million, or $0.58 per share, in the third quarter of 2016 and $68 million, or $0.74 per share, in the prior quarter.

LPL Financial Announces Investor and Analyst Day
October 06, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 9 a.m. to 12 p.m. EDT on Wednesday, Nov. 8 at the Thomson Reuters Conference Center in New York City.

LPL Financial Announces Third Quarter 2017 Earnings Release Date and Conference Call
October 02, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2017 financial results after the market closes on Thursday, Oct. 26.

LPL Financial Announces Completion of Senior Secured Debt Repricing
September 21, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed the previously announced repricing of its senior secured credit facilities under its existing credit agreement, reducing the spread on its Senior Secured Term Loan B to 225 basis points over LIBOR from a spread of 250 basis points over LIBOR and reducing the spread on its Revolving Credit Facility to a range of 125 basis points to 175 basis points over LIBOR from a spread of 150 basis points to 200 basis points over LIBOR, depending on the secured net leverage ratio of LPL Holdings and its restricted subsidiaries.

LPL Financial Reports Monthly Activity for August 2017
September 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2017.

LPL Financial Announces Pricing Of Add-On Senior Unsecured Note Offering
September 07, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of its previously announced offering (the “Offering”) of $400 million aggregate principal amount of Senior Unsecured Notes (the “notes”) to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).

LPL Financial Announces Senior Secured Credit Facilities Repricing and Senior Unsecured Note Offering
September 07, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to reprice its existing $500 million senior secured revolving credit facility and its approximately $1,700 million term loan B.

LPL Financial Announces The Purchase Of National Planning Holdings
August 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced it has acquired the independent broker-dealer network of National Planning Holdings, Inc. (“NPH”). The transaction is structured as an asset purchase with an initial purchase price of $325 million.

LPL Financial Reports Monthly Activity for July 2017
August 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2017.

LPL Financial Announces Second Quarter 2017 Results
July 27, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2017, reporting net income of $68 million, or $0.74 per share. This compares with $48 million, or $0.53 per share, in the second quarter of 2016 and $48 million, or $0.52 per share, in the prior quarter.

Modest Tax Credit Increase Has Ability to Motivate Small Businesses to Offer Retirement Plans
July 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released a report that shows an overwhelming majority of small business owners would be likely to adopt or enhance employee retirement plan coverage if they were provided increased tax incentives.

LPL Financial Announces Details and Fund Companies For Its Industry-First Mutual Fund Only Platform
July 13, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced details of its industry-first Mutual Fund Only (MFO) platform, which has been designed to improve the way advisors offer mutual funds in brokerage accounts with participating fund companies.

LPL Financial Announces Second Quarter 2017 Earnings Release Date and Conference Call
June 29, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2017 financial results after the market closes on Thursday, July 27.

LPL Names Scott Seese Managing Director and Chief Information Officer
June 22, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Scott Seese will join LPL as managing director and chief information officer (CIO), effective July 10.

LPL Financial Reports Monthly Activity For May 2017
June 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2017.

LPL Names Michelle Oroschakoff Chief Legal and Risk Officer in Expansion of Current Role
June 01, 2017
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced Michelle Oroschakoff, current managing director and chief risk officer, will expand her responsibilities to include oversight of the firm’s legal and government relations functions as chief legal and risk officer, effective June 9.

LPL Financial's Carolinas Campus Awarded LEED Gold Certification
May 30, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm’s Carolinas campus has earned LEED® Gold certification for its innovation in sustainable design strategies.

LPL Financial Reports Monthly Activity For April 2017
May 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2017.

LPL Financial Announces First Quarter 2017 Results
April 27, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2017, reporting net income of $48 million, or $0.52 per share. This compares with $50 million, or $0.56 per share, in the first quarter of 2016 and $42 million, or $0.46 per share, in the prior quarter.

LPL Financial Files Definitive Proxy Materials, Announces Nomination of William Glavin as New Independent Director
April 11, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that its 2017 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 75 State St. in Boston. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.

LPL Financial Announces First Quarter 2017 Earnings Release Date and Conference Call
April 03, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its first quarter 2017 financial results after the market closes on Thursday, April 27.

LPL Financial Reports Monthly Activity For February 2017
March 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2017.

LPL Financial Announces Completion of Leverage-Neutral Debt Refinancing
March 10, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced leverage-neutral debt refinancing transactions.

LPL Financial Announces Pricing of Senior Secured Credit Facilities
March 08, 2017 LPL Financial
LPL Holdings, Inc. ("LPL Holdings") has secured commitments to refinance its existing senior secured credit facilities with a new seven year Term Loan B in an aggregate principal amount of $1,700 million and a five year revolving credit facility in an aggregate principal amount of $500 million, which will be undrawn at closing.

LPL Financial Announces Pricing Of Offering Of Senior Notes
March 03, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of the offering of $500,000,000 aggregate principal amount of senior notes to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).

LPL Financial And Its Advisors Rank First In Customer Loyalty In New Study By Cogent Reports
February 28, 2017 LPL Financial
LPL Financial is proud to announce that the firm and its advisors have been ranked No. 1 in net customer loyalty among 24 leading financial distributor firms, according to findings from Investor Brandscape®, a Cogent Reports™ study released by Market Strategies International.

LPL Financial Announces Proposed Leverage-Neutral Debt Refinancing
February 24, 2017 LPL Financial
LPL Financial Holdings Inc. today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), plans to refinance its existing capital structure in a leverage-neutral transaction.

LPL Financial Reports Monthly Activity for January 2017
February 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2017.

LPL Financial Announces Fourth Quarter and Full Year 2016 Results
February 09, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2016, reporting net income of $42 million, or $0.46 per share. This compares with $27 million, or $0.28 per share, in the fourth quarter of 2015 and $52 million, or $0.58 per share, in the prior quarter.

LPL Financial Announces Fourth Quarter And Full Year 2016 Earnings Release Date And Conference Call
January 04, 2017 LPL Financial
LPL Financial today announced it will report its fourth quarter and full year 2016 financial results after the market closes on Thursday, Feb. 9.

LPL Financial Reports Monthly Activity for November 2016
December 15, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2016.

LPL Announces Leadership Transition
December 05, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Mark Casady will retire from his role as CEO effective January 3, 2017. As part of its succession plan, the LPL Board of Directors has appointed Dan Arnold, current LPL president, to be president and CEO effective upon Casady’s retirement.

LPL Financial Celebrates Grand Opening of New Sustainable Carolinas Campus
November 30, 2016 LPL Financial
LPL Financial today celebrated the opening of its new Carolinas campus in Fort Mill, S.C. with South Carolina Governor Nikki Haley in attendance.

LPL Financial Reports Monthly Activity for October 2016
November 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2016.

LPL Financial Provides Update on Third Quarter 2016 Advisor Recruiting
November 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2016.

LPL Financial Announces Third Quarter 2016 Results
November 02, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its third quarter ended September 30, 2016, reporting net income of $52 million, or $0.58 per share. This compares with $41 million, or $0.43 per share, in the third quarter of 2015 and $48 million, or $0.53 per share, in the prior quarter.

LPL Financial Announces Third Quarter 2016 Earnings Release Date and Conference Call
October 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2016 financial results after the market closes on Wednesday, Nov. 2. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 82407567.

LPL Financial Reports Monthly Activity For August 2016
September 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2016.

Six LPL Financial Independent Advisors Ranked Among The Best in The Industry Nationwide
August 30, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that six independent advisors affiliated with LPL Financial were ranked among the Top 100 Independent Financial Advisors in America by Barron’s, a leading financial publication.

LPL Financial Reports Monthly Activity For July 2016
August 18, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2016.

LPL Earns Spot Among CIO 100 For Second Year In A Row
August 01, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has been selected as an honoree for the 29th annual IDG’s CIO 100 Awards, honoring companies that exemplify the highest level of operational and strategic excellence in information technology (IT).

LPL Financial Announces Second Quarter 2016 Results
July 28, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its second quarter ended June 30, 2016, reporting net income of $48 million, or $0.53 per share. This compares with $50 million, or $0.56 per share, in the prior quarter and $50 million, or $0.52 per share, in the second quarter of 2015.

LPL Financial Announces Second Quarter 2016 Earnings Release Date and Conference Call
July 01, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2016 financial results after the market closes on Thursday, July 28. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 39096189.

LPL Financial and Independent Advisor Alliance Welcome Charlotte Wealth Advisors
June 21, 2016 LPL Financial
Newly Formed North Carolina Financial Advisory Firm Joins LPL Broker-Dealer Platform and LPL-Affiliated IAA for Fee-Based Services.

LPL Financial Reports Monthly Activity for May 2016
June 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2016.

LPL Financial Opens Washington, D.C. Office to Further Support Its Industry Advocacy Efforts
June 07, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has established an office in Washington, D.C. for members of its Government Relations team who engage regularly with legislators, regulators and trade associations to advocate and address issues on behalf of the financial services industry, LPL advisors and retail investors.

LPL Financial Reports Monthly Activity For April 2016
May 19, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2016.

LPL Financial Provides Update On First Quarter 2016 Advisor Recruiting
May 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the first quarter of 2016.

LPL Financial Announces Investor and Analyst Day
May 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 8 a.m. to 12:30 p.m. EST on Wednesday, May 25 at Nasdaq MarketSite in New York City. LPL Financial executives scheduled to present at the event include Mark Casady, chairman and chief executive officer; Dan Arnold, president; Matt Audette, chief financial officer; and others.

LPL Financial Expands Upon the Resources Available to Advisors for Serving the High-Net-Worth Market
May 03, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), announced today at its annual Private Wealth Symposium that the firm is further expanding the resources it provides to advisors and institutions for supporting high-net-worth (HNW) clients. The new Private Client Curriculum Series offers educational content and practice management resources that build upon the LPL Private Client offering, which offers dedicated support and resources to help LPL advisors and institutions market to, win and retain HNW individuals and institutional clients.

LPL Financial Welcomes Paradigm Wealth Management to Its Broker-Dealer and Hybrid RIA Platform
May 03, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Paradigm Wealth Management, LLC, (Paradigm), an independent financial advisory firm, has joined LPL’s broker-dealer and hybrid registered investment advisory (RIA) platform.

LPL Financial Announces First Quarter 2016 Results
April 28, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today announced results for its first quarter ended March 31, 2016, reporting net income of $50 million, or $0.56 per share. This compares with $27 million, or $0.28 per share, in the prior quarter and $51 million, or $0.52 per share, in the first quarter of 2015.

LPL Financial To Leverage Blackrock Solutions' FutureAdvisor to offer Robo Solution to Advisors and Their Clients
April 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced it will use BlackRock Solutions’ (BRS) FutureAdvisor platform to support a digital advice platform for use by LPL’s financial advisors and institutions and their clients.

LPL Financial Media Statement on Release of Department of Labor Fiduciary Rule
April 06, 2016 LPL Financial
Upon initial review of the Department of Labor fiduciary rule, LPL Financial is pleased by what appears to be positive changes implemented in the rule and appreciates the Department of Labor's willingness to listen to concerns about protecting choice for investors. In particular, we are encouraged by the increased time frame for implementation, the ability to easily enter into the Best Interest Contract with our existing clients, and the freedom to recommend any assets that are appropriate to help investors save for retirement.

LPL Financial Announces First Quarter 2016 Earnings Release Date and Conference Call
April 05, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced it will report its first quarter 2016 financial results after the market closes on Thursday, April 28. The Company will also hold a conference call to discuss results at 5 p.m. EDT that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 83848739.

LPL Financial Files Definitive Proxy Materials, Announces Nomination of New Independent Director
March 29, 2016 LPL Financial
LPL Financial Holdings Inc. ("LPL" or the "Company") (NASDAQ:LPLA) today announced that it has set the date of its 2016 Annual Meeting of Stockholders for May 10, 2016, at 12 p.m. ET at its offices located at 75 State St. in Boston. Stockholders of record, as of March 11, 2016, will be entitled to vote a...

LPL Financial Reports Monthly Activity for February 2016
March 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for February 2016. Total brokerage and advisory assets served at the end of February were $46...

LPL Financial Announces Changes to Assist Advisors and Investors With Impending DOL Rule
March 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced a portion of its preparatory work for the impending Department of Labor (DOL) fiduciary rule. The planned changes are intende...

LPL Financial to Participate in Non-Deal Roadshows on March 14
March 01, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced that Mark Casady, chairman and chief executive officer, and Matt Audette, chief financial officer, will p...

LPL Financial Reports Monthly Activity for January 2016
February 18, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for January 2016. Total brokerage and advisory assets served at the end of January were $459 b...

LPL Financial Provides Update on Fourth Quarter 2015 Advisor Recruiting
February 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the fourth quarter of 2015. Select new advis...

LPL Financial Announces Fourth Quarter and Full Year 2015 Results
February 11, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2015, reporting net income of $27 million, or $0.28 per share. This compares with $41 million, or $0.43 per share, in...

LPL Financial Earns First Advisor Online Tool Suite Certification for Investment Support Services
February 09, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that LPL Retirement Partners' online tool suite, when in use with LPL's own 12-point scoring methodology for investment analys...

LPL Financial Hosts Annual Program Leadership Conference for Top Bank and Credit Union Program Executives
February 01, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today kicked off its 2016 Institution Services Program Leadership Conference (PLC), one of the largest events in the industry supporting...

LPL Financial Names Tracy Calder Deputy Chief Risk Officer
January 25, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has named Tracy Calder as managing director and deputy chief risk officer. Calder will be based in Charlotte and...

LPL Financial Announces Full-Year and Fourth Quarter 2015 Earnings Release Date and Conference Call
January 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced it will report its full-year and fourth quarter 2015 financial results after the market closes on Thursday, Feb. 11, 2016. The Company will also ho...

LPL Financial Announces Early Completion of Accelerated Share Repurchase Plan
December 10, 2015 LPL Financial
LPL Financial Holdings Inc., parent of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced early completion of its previously announced accelerated share repurchase plan ("ASR").

LPL Financial and Merit Financial Advisors Welcome Kirk Wilkerson and Andy Lubben
December 08, 2015 LPL Financial
LPL and Merit Financial Advisors (Merit), an independent advisor network on LPL's hybrid RIA platform, have welcomed the newly launched independent advisory firm, Consilium Associates.

LPL Financial Honored as a Corporate Game Changer by Women's Forum of New York
December 02, 2015 LPL Financial
LPL Financial Holdings Inc. (LPL), the parent corporation of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced that it was honored by the Women's Forum of New York for achieving at least 20 percent female board members...

LPL Financial to Present at the Goldman Sachs US Financial Services Conference 2015
December 02, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Mark Casady, chairman and chief executive officer, and Matthew Audette, chief financial officer, will present at the Goldman...

LPL Financial Announces Completion of Debt Transaction and Start of Accelerated Share Repurchase Program
November 24, 2015 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA), parent of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, today announced that it has completed a debt transaction and entered into an accelerated share repurchase program. "I'm pleased to announce several steps we...

LPL Financial Honored With Two Awards From the North Carolina Technology Association
November 19, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that the North Carolina Technology Association ...

LPL Financial Hosts 2015 Retirement Partners Annual Conference
November 05, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is hosting its Retirement Partners Annual Conference from Nov. 5 to 8 in Scottsdale, Ariz. The invitation-only event gathers more than...

LPL Financial and Private Advisor Group Jointly Create College Internship Program
November 02, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has developed a college internship...

LPL Financial Announces Third Quarter 2015 Results and Updates Capital and Expense Management Plans
October 29, 2015 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of LPL Financial LLC ("LPL Financial"), today announced its quarterly financial and business results.

LPL Financial Research Publishes Investment Outlook 2019
December 17, 2018 LPL Financial
Fundamentals Suggest This Cycle Has More Room to Run in 2019

LPL Research Podcast Series Available on iTunes
September 25, 2018 LPL Financial
In each episode, John Lynch, LPL chief investment strategist, and Ryan Detrick, LPL senior market strategist, discuss market trends and look ahead, sharing insightful projections on a weekly basis.

LPL Financial Research Published Investment Midyear Outlook 2018
July 11, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced its research publication, “Midyear Outlook 2018: The Plot Thickens,” is available for download.

LPL Research Publishes Investment Outlook 2018
November 27, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), announced today its research publication, “Outlook 2018: Return of the Business Cycle,” is available for download. “Outlook 2018” contains investment insights and market guidance for full-year 2018 from LPL Financial’s Research department (“LPL Research”).

LPL Financial Names John Lynch Executive Vice President and Chief Investment Strategist
October 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), has announced John Lynch joined LPL as executive vice president and chief investment strategist.

LPL Research Publishes Investment Midyear Outlook 2017
June 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced its research publication, “Midyear Outlook 2017: A Shift In Market Control,” is available for download.

LPL Financial Research Publishes Investment Outlook 2017
December 22, 2016 LPL Financial
LPL Financial today announced that its research publication “Outlook 2017: Gauging Market Milestones” is now available for download.

LPL Financial Research Publishes Midyear Investment Outlook 2016
July 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that its research publication, Midyear Outlook 2016: A Vote of Confidence, is now available for download. Published by LPL Financial’s Research department (“LPL Research”), the publication contains investment insights and market guidance for investors in the second half of 2016.

LPL Financial Research Releases 2016 U.S. Retirement Environment Index
March 30, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today made available its 2016 Retirement Environment Index, which is a holistic ranking of all 50 states and the District of Columbia on their r...