Filter by: View All
  • View All
  • Corporate
  • Advisor-related
  • Research
LPL Announces Relationship with Wintrust Financial

LPL Announces Relationship with Wintrust Financial

February 23, 2024 LPL Financial
“LPL’s integrated advisor platform and ongoing investment in technology will enable our advisors and portfolio managers to do even more for our clients.” – Tom Zidar
LPL Financial Reports Monthly Activity for January 2024

LPL Financial Reports Monthly Activity for January 2024

February 22, 2024 LPL Financial
LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2024.
Cubby Bice, Bice Wealth Management, Joins LPL

Cubby Bice, Bice Wealth Management, Joins LPL

February 21, 2024 LPL Financial
“We have a true competitive advantage moving to LPL, a publicly traded Fortune 500 Company that offers integrated best-in-class technology.” – Cubby Bice
LPL Launches Expanded High-Net-Worth Services

LPL Launches Expanded High-Net-Worth Services

February 20, 2024 LPL Financial
Building on the successful launch of Tax Planning, LPL’s Business Solutions team continues to evolve customized ways for advisors to offer innovative planning solutions for affluent families.
CoastPoint Financial, LLC Team Joins LPL

CoastPoint Financial, LLC Team Joins LPL

February 15, 2024 LPL Financial
“What really stood out is LPL’s commitment to taking care of advisors so we can focus on our clients. We were not going to move unless we saw that our clients would be better served.” - Anthony Burgess
Atria Wealth Solutions, Inc. to Be Acquired by LPL

Atria Wealth Solutions, Inc. to Be Acquired by LPL

February 13, 2024 LPL Financial
“Atria has built a great community of advisors and institutions, led by their client-centered culture. We look forward to welcoming their advisors and institutions to the LPL family.” – Dan Arnold
Financial Advisor Blair Waller Moves to LPL

Financial Advisor Blair Waller Moves to LPL

February 07, 2024 LPL Financial
“From my first meeting where I was shown LPL’s integrated technology and streamlined business solutions, I was incredibly impressed, and I’ve continued to be impressed.” – Blair Waller
Equity Design Group Joins LPL Financial

Equity Design Group Joins LPL Financial

February 06, 2024 LPL Financial
“Partnering with LPL will allow us the freedom and independence to run our practice on our own terms, with no influence from proprietary products.” - Jason Hohenstein
LPL Financial Announces Fourth Quarter 2023 Results

LPL Financial Announces Fourth Quarter 2023 Results

February 01, 2024 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2023, reporting net income of $218 million, or $2.85 per share. This compares with $319 million, or $3.95 per share, in the fourth quarter of 2022 and $224 million, or $2.91 per share, in the prior quarter.
Advisors Jonathan Maloney and Niki Davis Join LPL

Advisors Jonathan Maloney and Niki Davis Join LPL

January 31, 2024 LPL Financial
“With Linsco, we can focus on taking care of our clients and their families with less restrictions, while growing our business our way.” - Niki Davis
Latus Group, Ltd. Financial Advisors Joins LPL

Latus Group, Ltd. Financial Advisors Joins LPL

January 29, 2024 LPL Financial
“LPL is dedicated to staying up to date in the industry and reinvesting in innovation. LPL has a wealth of technological solutions.” - David Segarra
LPL Welcomes Advisor Andrew Kutanovski

LPL Welcomes Advisor Andrew Kutanovski

January 25, 2024 LPL Financial
“I started thinking about the legacy that I want to leave behind. I decided to go independent so I have choice and control in how I build my practice.” - Andrew Kutanovski
Wayne Maier and Maier & Associates Financial Group Join LPL

Wayne Maier and Maier & Associates Financial Group Join LPL

January 22, 2024 LPL Financial
“We believe it’s of upmost importance to have true independence that allows us to operate on our own terms. We found that at LPL.” - Wayne Maier
LPL Launches Financial Literacy Program

LPL Launches Financial Literacy Program

January 16, 2024 LPL Financial
“This course introduces students to the world of business …through the writings of one of the greatest investors and managers of all time, Warren Buffett.” - Rob Pettman
Marvin Goldman, Goldman Group, Inc. Joins LPL Financial

Marvin Goldman, Goldman Group, Inc. Joins LPL Financial

January 11, 2024 LPL Financial
“LPL is a Fortune 500 company and the largest independent wealth management firm in the industry**, with state-of-the-art technology.” - Marvin Goldman
Peter Manning, Helmsman Financial Strategies, Join LPL

Peter Manning, Helmsman Financial Strategies, Join LPL

January 09, 2024 LPL Financial
“I was immediately impressed by LPL’s devotion to high-quality innovative technology …that sets them apart from others in the industry.” – Peter Manning
Indiana-Based Advisor Zachary Fiandt Joins LPL

Indiana-Based Advisor Zachary Fiandt Joins LPL

January 03, 2024 LPL Financial
“LPL is entirely focused on the advisor and creating differentiated experiences for clients.” - Zachary Fiandt
Stephen Freeman Joins Citizens Wealth, Onboards to LPL

Stephen Freeman Joins Citizens Wealth, Onboards to LPL

December 20, 2023 LPL Financial
“I …was impressed by all of the options LPL provides — more advanced tech, a wider variety of products and customized account types.” - Stephen Freeman
LPL Welcomes Upstate Financial Network

LPL Welcomes Upstate Financial Network

December 19, 2023 LPL Financial
“From LPL’s streamlined technology to its back-end support, this partnership will provide …resources to work more efficiently and effectively.” - Uri “Chip” Doolittle V
LPL Financial Reports Monthly Activity for November 2023

LPL Financial Reports Monthly Activity for November 2023

December 18, 2023 LPL Financial
SAN DIEGO – December 18, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2023.
LPL Financial Welcomes Best Wealth Management

LPL Financial Welcomes Best Wealth Management

December 18, 2023 LPL Financial
“With LPL, we …have access to a much wider range of products, tools and resources to help us differentiate ourselves from others in the market.” - Matthew Best
LPL Earns WELL Health-Safety Rating

LPL Earns WELL Health-Safety Rating

December 14, 2023 LPL Financial
“Earning the WELL Health-Safety Rating demonstrates our commitment to the well-being of everyone who walks through our doors.” - Cat Cotman
Amy Philbrook Joins LPL as New Head of Service

Amy Philbrook Joins LPL as New Head of Service

December 13, 2023 LPL Financial
“I’m thrilled to join LPL and lead the evolution of our Service programs. Taking care of clients is the top priority for any winning business.” - Amy Philbrook
LPL Research Releases Annual Outlook for 2024

LPL Research Releases Annual Outlook for 2024

December 12, 2023 LPL Financial
“Broadly, we expect the sharpened swings in post-pandemic economic and market activity to moderate.” - Marc Zabicki
LPL Welcomes Oak Tree Financial Group Team

LPL Welcomes Oak Tree Financial Group Team

December 11, 2023 LPL Financial
“What really impressed us about LPL is that they are …constantly looking for ways to help advisors serve their clients better.” - Michael Gandet, Jr.
Frank Cangelosi, Cangelosi Wealth Management, Join LPL

Frank Cangelosi, Cangelosi Wealth Management, Join LPL

December 07, 2023 LPL Financial
“Through due diligence process, it became clear that my clients would be better served …by Gladstone, backed by the support of LPL.” - Frank Cangelosi
LPL Charitable Foundation Community Impact Award Winner

LPL Charitable Foundation Community Impact Award Winner

December 06, 2023 LPL Financial
“We’re honored to be recognized for this initiative among so many impressive and impactful industry peer contributions.” - Matt Morningstar
LPL Names Sara Dadyar Chief Human Capital Officer

LPL Names Sara Dadyar Chief Human Capital Officer

December 05, 2023 LPL Financial
“I am thrilled to join LPL. It’s a values-driven company with tremendous growth potential.” - Sara Dadyar
Advisor Demetrios Paraskevopoulos Joins LPL Financial

Advisor Demetrios Paraskevopoulos Joins LPL Financial

December 04, 2023 LPL Financial
“LPL really puts the advisor in the driver’s seat to make decisions that are best for themselves and clients.” - Demetrios Paraskevopoulos
Financial Advisor Jerry Madden, Jr. Moves to LPL Financial

Financial Advisor Jerry Madden, Jr. Moves to LPL Financial

November 30, 2023 LPL Financial
“Everything LPL offers is designed to improve efficiencies and create a best-in-class client experience.” - Jerry Madden, Jr.
Jim McHale Joins LPL as Chief Compliance Officer

Jim McHale Joins LPL as Chief Compliance Officer

November 29, 2023 LPL Financial
“LPL is clearly investing in and transforming the way it manages risk with a view towards doing what’s right for its advisors.” - Jim McHale
Momentum Wealth and Advisor Team Moves to LPL

Momentum Wealth and Advisor Team Moves to LPL

November 27, 2023 LPL Financial
“LPL gives us more freedom and flexibility in how we operate so we can focus entirely on our clients without corporate influence.” - Steven “Coert” Van Voorhees
The Warter Group joins LPL, Seapoint Wealth Advisors

The Warter Group joins LPL, Seapoint Wealth Advisors

November 20, 2023 LPL Financial
“LPL has industry-leading technology with economies of scale where we can get more for less, all connected in one robust platform.” - Matt Warter
LPL Financial Reports Monthly Activity for October 2023

LPL Financial Reports Monthly Activity for October 2023

November 16, 2023 LPL Financial
SAN DIEGO – November 16, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2023.
Doherty Financial Services Team Joins LPL

Doherty Financial Services Team Joins LPL

November 16, 2023 LPL Financial
“With LPL, we have best-in-class technology, …multiple investment platforms and enhanced resources to be more efficient in our work.” - Michael Doherty Jr
LPL Financial Introduces LPL Private Wealth Management

LPL Financial Introduces LPL Private Wealth Management

November 15, 2023 LPL Financial
“The Private Wealth offering was designed for high-net-worth-focused advisors to easily access resources and serve their clients’ complex needs.” - Anna Howard
Advisor Kane Vines Joins LPL Financial

Advisor Kane Vines Joins LPL Financial

November 14, 2023 LPL Financial
“Everything LPL offers, from their open architecture to their …integrated technology solutions, shows they are on the side of the advisor.” - Kane Vines
Father-Son Financial Advisors Join Linsco by LPL

Father-Son Financial Advisors Join Linsco by LPL

November 13, 2023 LPL Financial
“We looked around the financial landscape and really appreciated …LPL, especially with its Linsco W2 employee advisor model.” - Anthony S. Zambri
Financial Advisor Blake Mier Joins LPL

Financial Advisor Blake Mier Joins LPL

November 09, 2023 LPL Financial
“I am confident that making this move to LPL was the right decision for my clients and for my business.” - Blake Mier
SYV Wealth Advisors Brad Sicoff and Bruce Porter Join LPL

SYV Wealth Advisors Brad Sicoff and Bruce Porter Join LPL

November 08, 2023 LPL Financial
“With LPL being …its own custodian, we believe it will be much easier to service our clients and lower costs,” - Brad Sicoff
Anasuya Kabad Meyer Wins 2023 Invest in Others Honor

Anasuya Kabad Meyer Wins 2023 Invest in Others Honor

November 07, 2023 LPL Financial
“On behalf of LPL, I applaud Anasuya for her tremendous efforts to improve the lives of people in her community.” – Brett Goodman
GER Loftin Wealth Advisors Moves to LPL Financial

GER Loftin Wealth Advisors Moves to LPL Financial

November 06, 2023 LPL Financial
“Everything LPL offers shows they are committed to helping us provide an exceptional client experience.” - James Loftin
LPL Recognizes 20 Top Achieving Women with Awards

LPL Recognizes 20 Top Achieving Women with Awards

November 06, 2023 LPL Financial
“Attending Achieve provides a unique opportunity for award winners to network and engage with a dynamic mix of industry leaders.” - Angela Xavier
Five Advisors from ViewPoint Wealth Partners Join LPL

Five Advisors from ViewPoint Wealth Partners Join LPL

November 02, 2023 LPL Financial
“With LPL, we have more ownership of our business, along with full control in how we operate.” - Donald Grassi
Pathway Wealth Advisors Joins LPL Financial

Pathway Wealth Advisors Joins LPL Financial

November 01, 2023 LPL Financial
“We’ve been so impressed with LPL’s industry-leading technology platform, which will allow us to enhance the client experience.” - Justin Pestel
Advisor Carmen Pontelandolfo Joins Linsco by LPL Financial

Advisor Carmen Pontelandolfo Joins Linsco by LPL Financial

October 31, 2023 LPL Financial
“LPL is focused on supporting advisors and helping them be successful. We appreciate all of the innovative resources that we now have.” - Carmen Pontelandolfo
Tyler B. Powell Joins LPL’s Employee Advisor Channel

Tyler B. Powell Joins LPL’s Employee Advisor Channel

October 31, 2023 LPL Financial
“We chose LPL Financial, …largest independent wealth management firm in America, to deliver an improved experience to our clients.” - Tyler B. Powell
360 Wealth Advisors Joins LPL Financial

360 Wealth Advisors Joins LPL Financial

October 30, 2023 LPL Financial
“By using LPL’s streamlined and integrated technology …we will be able to provide a best-in-class experience for our clients.” – Michael J. Pumo
LPL Financial Announces Third Quarter 2023 Results

LPL Financial Announces Third Quarter 2023 Results

October 26, 2023 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2023, reporting net income of $224 million, or $2.91 per share. This compares with $232 million, or $2.86 per share, in the third quarter of 2022 and $286 million, or $3.65 per share, in the prior quarter.
LPL Rolls Out CFO Essentials Outsourcing Solution

LPL Rolls Out CFO Essentials Outsourcing Solution

October 25, 2023 LPL Financial
“By streamlining the services into the CFO Essentials …, we can offer greater accessibility to a wider range of businesses that affiliate with LPL.” - Joe Lanser
LPL Introduces Tax Planning Service for Advisors and Their Investors

LPL Introduces Tax Planning Service for Advisors and Their Investors

October 24, 2023 LPL Financial
“With Tax Planning Services, advisors can now confidently deliver customized tax analysis and planning services to clients.” - Kraleigh Woodford
Advisor Daria Schumacher Joins LPL Financial

Advisor Daria Schumacher Joins LPL Financial

October 23, 2023 LPL Financial
“LPL offers innovative technology and more options to help me service my clients better.” - Daria Schumacher
Advisors Amy LeGate and Larry Silverman Return to LPL

Advisors Amy LeGate and Larry Silverman Return to LPL

October 19, 2023 LPL Financial
“Making the move back to LPL gives us access to their streamlined and integrated …that will allow us to spend more time with our clients.” - Amy LeGate
 Steeplechase Capital Partners Goes Independent with LPL Financial

Steeplechase Capital Partners Goes Independent with LPL Financial

October 17, 2023 LPL Financial
“LPL equips us with innovative technology …and a wealth of other resources to help us provide a greater level of personalized service.” - Brian Russo
Infinity Wealth Group Joins LPL Financial

Infinity Wealth Group Joins LPL Financial

October 16, 2023 LPL Financial
“The tools that LPL provides to advisors will help us to …boost practice efficiency, provide scalability and improve the overall client experience.” - Robert Doran
OUCU Investment Services Joins LPL Institution Services Platform

OUCU Investment Services Joins LPL Institution Services Platform

October 12, 2023 LPL Financial
“LPL and OUCU Investment Services are both committed to thinking big, reinvesting in our futures and consistently exceeding expectations.” – Cory Corrigan
LPL RIA Firms Named to Barron’s Top 100 in 2023

LPL RIA Firms Named to Barron’s Top 100 in 2023

October 11, 2023 LPL Financial
“We extend our congratulations to the visionary leadership, dedicated advisors, and steadfast support teams of these leading RIA firms.” - Matt Enyedi
50th Advisor Team Joins Linsco by LPL Financial

50th Advisor Team Joins Linsco by LPL Financial

October 11, 2023 LPL Financial
“Linsco is unique because it takes care of all of the overhead work so I can focus on what I’ve always done, …taking care of my clients.” - Jared West
Sides Wealth Advisory Group Launches at LPL Financial

Sides Wealth Advisory Group Launches at LPL Financial

October 10, 2023 LPL Financial
“By moving to LPL, we have the freedom to design and build our firm on our own terms, where clients’ best interests are always first.” - Josh Smeltzer
LPL Financial Welcomes Bradford Capital Group

LPL Financial Welcomes Bradford Capital Group

October 05, 2023 LPL Financial
“By moving to LPL, we have access to an exclusive set of sophisticated services in the high-net-worth space.” - Dave Meagher
Father and Daughter Financial Advisors Join Linsco by LPL

Father and Daughter Financial Advisors Join Linsco by LPL

October 03, 2023 LPL Financial
"Through our extensive due diligence process, it became obvious that LPL has the resources to better position our firm for the future." – Joe Bryant
PB FAM Private Wealth Joins LPL

PB FAM Private Wealth Joins LPL

October 02, 2023 LPL Financial
"With Linsco, we can do more for our clients, and it will help springboard our practice faster with the full support of LPL behind us." – Brian Brenneman
Omaha, Neb.-Based Vintage Financial Group Joins LPL

Omaha, Neb.-Based Vintage Financial Group Joins LPL

September 27, 2023 LPL Financial
“Every interaction we’ve had with LPL shows that they are in the business of helping advisors focus on their clients.” – Mindy S. Helfrich
Wealth Management and Legacy Planning Group Joins LPL

Wealth Management and Legacy Planning Group Joins LPL

September 25, 2023 LPL Financial
"With this move to LPL, we have access to a large suite of investment products and open architecture platforms that provide choice and flexibility.” - Angelo Burns
LPL’s Greg Gates Named Chief Technology Officer of the Year

LPL’s Greg Gates Named Chief Technology Officer of the Year

September 22, 2023 LPL Financial
“Greg and his team continue to enhance the digital experience at LPL in order to help our advisors and institution partners.” – Dan Arnold
LPL Financial Reports Monthly Activity for August 2023

LPL Financial Reports Monthly Activity for August 2023

September 21, 2023 LPL Financial
SAN DIEGO – September 21, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2023.
LPL Highlights Progress of Liquidity & Succession

LPL Highlights Progress of Liquidity & Succession

September 20, 2023 LPL Financial
“LPL Liquidity & Succession was designed with advisors in mind and is the first program of its kind in the market today.” - Jeremy Holly
Aaron Cizon Joins LPL’s Employee Advisor Channel

Aaron Cizon Joins LPL’s Employee Advisor Channel

September 19, 2023 LPL Financial
“Linsco just made the most sense because it allows us to run our own shop while having the power of LPL behind us.” – Aaron Cizon
The Francis Group Joins LPL and Launches New Practice

The Francis Group Joins LPL and Launches New Practice

September 18, 2023 LPL Financial
“We can grow and build the firm as we’d like, with the expanded resources and experience from the LPL Strategic Wealth Services team.” - Chris Francis
Father-Son Team Join LPL’s Employee Advisor Channel

Father-Son Team Join LPL’s Employee Advisor Channel

September 11, 2023 LPL Financial
“LPL was just the best fit culturally, in terms of tools and resources, and it gives us the freedom to focus on each client’s best interest.” – Wes Climer
Validus Financial Associates Joins LPL Financial

Validus Financial Associates Joins LPL Financial

September 06, 2023 LPL Financial
“LPL provides access to a wide range of integrated digital tools that will enable us to work smarter …giving us more time to focus on clients.” - Ryan S. Kidd
Advisors Ed Winegar and Gregory Berg Join Linsco

Advisors Ed Winegar and Gregory Berg Join Linsco

September 05, 2023 LPL Financial
“LPL’s offerings allow us to put our clients’ best interests at the forefront of everything we do and will help us provide them with a truly tailored experience.” - Gregory Berg
Legacy Wealth Advisors, Inc. Moves to LPL

Legacy Wealth Advisors, Inc. Moves to LPL

August 31, 2023 LPL Financial
“With LPL being an all-encompassing firm and its own custodian, we believe it will be much easier to service our clients and lower costs.” - Kevin Loyd
Advisors Steve Boeckmann and David Wyzgowski Join LPL

Advisors Steve Boeckmann and David Wyzgowski Join LPL

August 30, 2023 LPL Financial
“We started BW Wealth Management to provide our clients with a superior client experience, and by partnering with LPL we are able to do just that.” - Steve Boeckmann
LPL Technology Leader Greg Gates Named CIO of the Year

LPL Technology Leader Greg Gates Named CIO of the Year

August 29, 2023 LPL Financial
“I’m honored to accept this award on behalf of the incredible team of talented technologists at LPL.” – Greg Gates
Revel Private Wealth Launches with Support from LPL

Revel Private Wealth Launches with Support from LPL

August 28, 2023 LPL Financial
“LPL exists entirely to serve the advisor, in whatever capacity we might need. They are quietly in the background.” - Megan M. Stirrat
Prudential Financial and LPL Announce Strategic Agreement

Prudential Financial and LPL Announce Strategic Agreement

August 24, 2023 LPL Financial
“With this agreement, we are further investing in our Prudential Advisors business, while streamlining and reducing back-office resource demands.” - Brad Hearn, president of Retail Advice and Solutions at Prudential.
Commerce Financial Advisors Joins LPL’s Institution Services

Commerce Financial Advisors Joins LPL’s Institution Services

August 23, 2023 LPL Financial
"LPL is committed to providing Commerce Financial Advisors with the technology, digital capabilities and planning resources needed to strengthen client relationships and differentiate their offering in the marketplace." - Ken Hullings
Matthew Holbrook Joins LPL’s Employee Advisor Channel

Matthew Holbrook Joins LPL’s Employee Advisor Channel

August 22, 2023 LPL Financial
“As a Linsco advisor, I have a more liberated way of doing business and I can provide my clients with unbiased advice in their best interests.” - Matthew Holbrook
Watermark Wealth Management and Team Join LPL

Watermark Wealth Management and Team Join LPL

August 21, 2023 LPL Financial
“LPL heavily invests in technology enhancements …with open architecture, making it seamless to operate several programs.” - Aaron Gordon
LPL Financial Reports Monthly Activity for July 2023

LPL Financial Reports Monthly Activity for July 2023

August 17, 2023 LPL Financial
SAN DIEGO – August 17, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2023.
How Top Advisors Achieve Extraordinary Results Study

How Top Advisors Achieve Extraordinary Results Study

August 17, 2023 LPL Financial
“We believe this is valuable data that any advisor can leverage to help take their business to the next level.” - Joe Lanser
Advisor Andrew Hayek Joins LPL Financial

Advisor Andrew Hayek Joins LPL Financial

August 16, 2023 LPL Financial
“LPL offers more flexibility in how I build my practice, along with integrated capabilities that will help take the business to the next level.” - Andrew Hayek
Breakaway Wealth Management Launches at LPL

Breakaway Wealth Management Launches at LPL

August 15, 2023 LPL Financial
“The culture of LPL, specifically the culture within the Strategic Wealth program, is aligned with what we’re trying to create.” - Roger Relucio
Advisors Colleen Schuler, John Gibson Join LPL

Advisors Colleen Schuler, John Gibson Join LPL

August 14, 2023 LPL Financial
“Everything LPL offers confirms its commitment to taking care of advisors so we can focus on what’s most important – our clients.” - Colleen Schuler
Advisor Brendan Wood Joins Linsco by LPL Financial

Advisor Brendan Wood Joins Linsco by LPL Financial

August 09, 2023 LPL Financial
“With Linsco, I have an entire team working with me so that I can spend more time taking care of clients.” - Brendan Wood
Veritas Legacy Wealth Launches with Support from LPL

Veritas Legacy Wealth Launches with Support from LPL

August 08, 2023 LPL Financial
“With Strategic Wealth Services we don’t need to worry about things like payroll, technology or marketing. Our entire focus is the client.” - John Klein
LPL Kicks Off 2023 Focus Conference in San Diego

LPL Kicks Off 2023 Focus Conference in San Diego

August 05, 2023 LPL Financial
“We are bullish on the future of financial advice and our strategy to help advisors and institutions turn a blue ocean opportunity into reality.” - Dan Arnold
LPL Financial Adds Direct Indexing to Its MWP Platform

LPL Financial Adds Direct Indexing to Its MWP Platform

August 05, 2023 LPL Financial
“Utilizing direct indexing capabilities can help to attract and retain investors looking for sophisticated and personalized investment advice.” - Rob Pettman
Advisor Richard Donahue Returns to LPL

Advisor Richard Donahue Returns to LPL

August 02, 2023 LPL Financial
“I always had a great relationship with LPL, and now it feels like I’m returning home.” - Richard Donahue
Pinnacle Private Wealth Advisors Launches with LPL Support

Pinnacle Private Wealth Advisors Launches with LPL Support

July 31, 2023 LPL Financial
“We believe LPL is at the top of its mountain in the independent space, offering best-in-class services and more efficient processes.” - Matt Tabler
LPL Financial Announces Second Quarter 2023 Results

LPL Financial Announces Second Quarter 2023 Results

July 27, 2023 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2023, reporting net income of $286 million, or $3.65 per share. This compares with $161 million, or $1.97 per share, in the second quarter of 2022 and $339 million, or $4.24 per share, in the prior quarter.
LPL Names Althea Brown Chief Legal Officer

LPL Names Althea Brown Chief Legal Officer

July 26, 2023 LPL Financial
“I’m honored to join LPL’s Management Committee as we continue to pursue LPL’s mission to take care of advisors so they can take care of their clients.” – Althea Brown
Pacific Legacy Wealth Partners Moves to LPL

Pacific Legacy Wealth Partners Moves to LPL

July 26, 2023 LPL Financial
“Since LPL doesn’t offer proprietary investment products, we can truly do what we think is best for our clients.” - Joseph Blackner
LPL Financial to Acquire Crown Capital Securities

LPL Financial to Acquire Crown Capital Securities

July 25, 2023 LPL Financial
“Through this agreement, Crown advisors will maintain the independence and freedom to innovate...while enjoying access to LPL’s industry-leading technology and integrated advisor platform.” - Jonathan French
Advisors John Thornton and Jake McLean Join Linsco

Advisors John Thornton and Jake McLean Join Linsco

July 20, 2023 LPL Financial
“We believe LPL is the future of this industry. We want to be relevant now …and to do that we needed to build a business that’s uniquely our own.” - Jake McLean
Syracuse Wealth Management Advisor Team Joins LPL

Syracuse Wealth Management Advisor Team Joins LPL

July 19, 2023 LPL Financial
“LPL’s best-in-class tools and technology will allow us to elevate our client experience.” – Gary Lucas
LPL to Support NGLCC to Advance LGBTQ+ Ownership

LPL to Support NGLCC to Advance LGBTQ+ Ownership

July 18, 2023 LPL Financial
“LPL is proud to partner with organizations like the NGLCC and forward efforts to build a more inclusive financial service industry.” - Beth Csengody
Advisor Laura Evans Joins LPL, Launches Bloom Wealth Strategies

Advisor Laura Evans Joins LPL, Launches Bloom Wealth Strategies

July 17, 2023 LPL Financial
“From access to streamlined and integrated technology solutions to strategic support, everything LPL offers is with the advisors in mind.” – Laura Evans
Advanced Benefit Systems Joins LPL Financial

Advanced Benefit Systems Joins LPL Financial

July 13, 2023 LPL Financial
“LPL offers us greater independence …, and down the road will provide a succession planning process that will allow us to grow our team.” - Scott Mason
Pa.-Based Financial Advisor David W. Rodgers Joins LPL

Pa.-Based Financial Advisor David W. Rodgers Joins LPL

July 12, 2023 LPL Financial
“LPL’s emphasis on independence made the move all that more appealing.” - David W. Rodgers
LPL Publishes Midyear Outlook 2023

LPL Publishes Midyear Outlook 2023

July 11, 2023 LPL Financial
Midyear Outlook 2023 features LPL Research’s economic and market forecasts for the second half of 2023.
Bart DeLuca Moves to LPL and Aligns with Intrua Financial

Bart DeLuca Moves to LPL and Aligns with Intrua Financial

July 11, 2023 LPL Financial
“Intrua’s services are backed by LPL’s innovative technology and integrated capabilities. It’s truly the best of both worlds.” – Bart DeLuca
509 Wealth Management Team Joins LPL Financial

509 Wealth Management Team Joins LPL Financial

July 10, 2023 LPL Financial
“I now have access to LPL’s innovative capabilities and back office support so that I can elevate the services I provide.” – Jason Johnson
Sopher Financial Group Team Joins LPL

Sopher Financial Group Team Joins LPL

July 06, 2023 LPL Financial
“With LPL’s vast resources …, we believe we’ll be on the right path to better serve our clients and grow the business.” - Daniel Sopher
Jeremy Holly Returns to LPL to Drive Growth Opportunities

Jeremy Holly Returns to LPL to Drive Growth Opportunities

July 05, 2023 LPL Financial
“At this incredible time of growth and opportunity, I couldn’t think of a more exciting time to return to LPL.” – Jeremy Holly
Advisor Buddy Favor Makes the Move to LPL Financial

Advisor Buddy Favor Makes the Move to LPL Financial

July 03, 2023 LPL Financial
“I am confident that working with LPL will help me do my job more efficiently while providing an elevated client experience.” – Buddy Favor
Scott Hartman and Adam Johnston Make the Move to LPL

Scott Hartman and Adam Johnston Make the Move to LPL

June 28, 2023 LPL Financial
“We now have a family-type office with local resources, backed by LPL’s innovative…. It’s a win-win for our business and our clients.” - Adam Johnston
Omnia Wealth Group Chooses LPL’s Supported Independence

Omnia Wealth Group Chooses LPL’s Supported Independence

June 26, 2023 LPL Financial
“We will be able to grow our individual client base and leverage each other as resources, build out our own joint brand, scale up and tap into LPL’s vast experience and technology.” - Robert Entwistle Jr.
Blue Sky Wealth Management Team Join LPL Financial

Blue Sky Wealth Management Team Join LPL Financial

June 22, 2023 LPL Financial
“LPL offers our team the opportunity to chart our own course. They offer best-in-class tools and technology, as well as differentiated service experiences.” - Greg McElheny
LPL Financial Reports Monthly Activity for May 2023

LPL Financial Reports Monthly Activity for May 2023

June 21, 2023 LPL Financial
SAN DIEGO – June 21, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2023.
Christopher J. Coffin Joins LPL, Launches New Practice

Christopher J. Coffin Joins LPL, Launches New Practice

June 20, 2023 LPL Financial
“Through LPL and Linsco, I have the flexibility to build the business I want, putting clients’ best interest at the forefront of everything I do.” - Christopher J. Coffin
Adam Legate, VFG Wealth Management and Benefit Solutions Join LPL

Adam Legate, VFG Wealth Management and Benefit Solutions Join LPL

June 15, 2023 LPL Financial
“Moving to LPL was the right choice … From the service to the technology, everything is streamlined and simple to use.” - Adam Legate
Brian Olson, Forte Financial Planning Join LPL

Brian Olson, Forte Financial Planning Join LPL

June 14, 2023 LPL Financial
“LPL provides access to …integrated technology solutions and financial planning software that will enhance the services I deliver to my clients.” – Brian Olson
Industry Experts Kristian Kerr, Jina Yoon Join Investment Research Team

Industry Experts Kristian Kerr, Jina Yoon Join Investment Research Team

June 13, 2023 LPL Financial
“Kristian’s strong background in global financial markets along with Jina’s expertise in building and managing alternative investment strategies help broaden our capabilities.” - Marc Zabicki
Florida-Based Advisors Join LPL, Launch Practice

Florida-Based Advisors Join LPL, Launch Practice

June 12, 2023 LPL Financial
“LPL gives us access to an elevated trading platform, as well as some of the best financial planning software and investments options available.” - Rodney Van Buren
Todd Rosel, Larry Smith Move to LPL, Launch Independent Firm

Todd Rosel, Larry Smith Move to LPL, Launch Independent Firm

June 08, 2023 LPL Financial
“With LPL, we now have access to more cutting-edge tools and robust resources …that will allow us to serve clients at a higher level.” - Todd Rosel
Hoff Bujnoch & Associates Join LPL Financial

Hoff Bujnoch & Associates Join LPL Financial

June 06, 2023 LPL Financial
"We were drawn to LPL Financial’s enhanced, integrated technology and strategic support. The fact they are self-clearing is an added bonus.” - Digger Bujnoch
Amy Lawrence Launches Independent Practice at LPL

Amy Lawrence Launches Independent Practice at LPL

June 05, 2023 LPL Financial
“I’m excited about LPL, a strong Fortune 500 company with an award-winning platform and incredible digital tools that will significantly enhance how we operate.” - Amy S. Lawrence
LPL Technology Invests in Advisor, Investor with New Execs

LPL Technology Invests in Advisor, Investor with New Execs

June 01, 2023 LPL Financial
“LPL Financial places a high priority on delivering an exceptional client experience, and technology is a key enabler of this goal.” - Nitesh Ambastha
Individual Financial Services Returns to LPL

Individual Financial Services Returns to LPL

May 31, 2023 LPL Financial
"It’s a different LPL than we left in 2015, and I’m excited about the company’s technology evolution.” - Neil Pettes
Father-Son Team Joins LPL, Launches Independent Practice

Father-Son Team Joins LPL, Launches Independent Practice

May 30, 2023 LPL Financial
“LPL’s open platform and adaptive technology allow us to individualize our approach to each client.” - Larry Lytle
LPL Welcomes Vivek Pappu, New Chief Analytics and Data Officer

LPL Welcomes Vivek Pappu, New Chief Analytics and Data Officer

May 25, 2023 LPL Financial
“LPL embodies its mission to do what’s best for advisors and enterprises, and building the best teams with the right talent is key to both the success of our firm.” - Vivek Pappu
Financial Advisor Jonathan Kesselman Makes a Move to LPL

Financial Advisor Jonathan Kesselman Makes a Move to LPL

May 24, 2023 LPL Financial
“LPL is a Fortune 500 company. It … offers the flexibility to operate my business in the way I feel is in the best interest of my clients.” - Jonathan Kesselman
Bridgewright Wealth Partners Launches with Strategic Wealth Services

Bridgewright Wealth Partners Launches with Strategic Wealth Services

May 22, 2023 LPL Financial
“It became evident that LPL offered the support and structure to help us provide a higher level of value to our clients.” - Scott O’Mara
Amwell Ridge Wealth Management Joins LPL

Amwell Ridge Wealth Management Joins LPL

May 18, 2023 LPL Financial
“Our partnership with Bleakley Financial Group and LPL will bolster our wealth management, financial planning and investment operations.” - David Johnston
LPL Launches DEI Awards Program, Presenting Two Awards

LPL Launches DEI Awards Program, Presenting Two Awards

May 18, 2023 LPL Financial
“When you have a wide range of professionals … with different thoughts, experiences, and outlooks, you can drive the best kind of innovation.” - Michelle Oroschakoff
LPL Financial Reports Monthly Activity for April 2023

LPL Financial Reports Monthly Activity for April 2023

May 17, 2023 LPL Financial
SAN DIEGO – May 17, 2023 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2023.
Hedberg Wealth Management Team Joins LPL

Hedberg Wealth Management Team Joins LPL

May 16, 2023 LPL Financial
“After reviewing LPL’s extensive suite of resources and capabilities, this new partnership felt like a natural fit.’ - Jeff Hedberg
5-Advisor Team Moves to LPL’s Institution Services Platform

5-Advisor Team Moves to LPL’s Institution Services Platform

May 15, 2023 LPL Financial
“LPL is a leading wealth management firm and Fortune 500 company — we believe it's a place where we can stay and grow our business.” - Tim Mol
Michelle Brennan Hall Joins LPL Financial

Michelle Brennan Hall Joins LPL Financial

May 10, 2023 LPL Financial
“LPL is solely focused on the advisor and making it easy to do business in a streamlined way with a robust advisory platform.” - Michelle Brennan Hall
Father-Son Advisor Team Joins Linsco by LPL Financial

Father-Son Advisor Team Joins Linsco by LPL Financial

May 08, 2023 LPL Financial
“We’re excited by what LPL has to offer and the dedicated support we’ll receive from the Linsco team.” - Jeffrey Katz
Landmark Capital Advisors Join LPL Financial

Landmark Capital Advisors Join LPL Financial

May 04, 2023 LPL Financial
“LPL’s vast network of advisors should open up many doors for someone we can pull into our group to make sure clients will be well-taken care of.” - Kathleen Gfrorer
Nate Carlon of Carlon Wealth Advisors joins LPL

Nate Carlon of Carlon Wealth Advisors joins LPL

May 03, 2023 LPL Financial
“LPL’s integrated platform gives us the greatest amount of flexibility to build out our firm in a manner that we feel best suits our clients.” - Nate Carlon
Top Factors Driving M&A Market, Firm Valuations

Top Factors Driving M&A Market, Firm Valuations

May 02, 2023 LPL Financial
What’s driving fair market value? AGS tested valuations between RIAs and independent practices leveraging a Corporate RIA. Learn more.
LPL Financial Announces First Quarter 2023 Results

LPL Financial Announces First Quarter 2023 Results

April 27, 2023 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2023, reporting net income of $339 million, or $4.24 per share. This compares with $134 million, or $1.64 per share, in the first quarter of 2022 and $319 million, or $3.95 per share, in the prior quarter.
Dustin Mac Brown Makes the Move to LPL Financial

Dustin Mac Brown Makes the Move to LPL Financial

April 24, 2023 LPL Financial
“We are excited about the innovative resources and integrated systems available at LPL.” - Dustin Mac Brown
Sheehan Wealth Partners’ Team Joins LPL Strategic Wealth Services

Sheehan Wealth Partners’ Team Joins LPL Strategic Wealth Services

April 20, 2023 LPL Financial
“After considering all available options, we concluded that the needs of our clients and firm would be best served by partnering with LPL Financial.” - James Sheehan
Michigan-Based CG Advisor Network Chooses LPL Financial

Michigan-Based CG Advisor Network Chooses LPL Financial

April 18, 2023 LPL Financial
“LPL has a very good understanding of the advisor as a client and will help make us only stronger in this endeavor.” - Anthony J. Mazzali
One2One Wealth Strategies Joins LPL

One2One Wealth Strategies Joins LPL

April 13, 2023 LPL Financial
“We are inspired by One2One’s mission to take care of its clients by providing elevated experiences and innovative resources.” – Scott Posner
C&N Wealth Joins LPL’s Institution Services Platform

C&N Wealth Joins LPL’s Institution Services Platform

April 11, 2023 LPL Financial
We are committed to…the financial institutions we serve to differentiate their offering and grow their profitability – Ken Hullings
Walker Alston Financial Group Joins LPL

Walker Alston Financial Group Joins LPL

April 05, 2023 LPL Financial
"LPL has established itself as a market leader and has all the resources we need to provide customers with differentiated experiences." – Wes Alston
The 2023 Sustainability Report from LPL Financial

The 2023 Sustainability Report from LPL Financial

April 04, 2023 LPL Financial
"We are accountable to our stakeholders to operate an ethical and responsible business in a transparent and sustainable way”
Financial Design Group from Toledo, OH Joins LPL

Financial Design Group from Toledo, OH Joins LPL

April 03, 2023 LPL Financial
"LPL’s open architecture enables us to cast as wide a net as possible to curate the right asset and product mix for each client" – Mike Clements
Advisor Kemp Cunningham Launches New Practice at LPL

Advisor Kemp Cunningham Launches New Practice at LPL

March 29, 2023 LPL Financial
“To be a better financial advisor, I needed to have access to some of the most robust financial planning software …I have found that at LPL.” - Kemp Cunningham
SC Financial Group Team Moves to LPL

SC Financial Group Team Moves to LPL

March 27, 2023 LPL Financial
“LPL Financial is a high quality, Fortune 500 firm that I know we can count on …and will help me provide more consistent experiences for my clients.” - Shane Cloninger
LPL Financial Reports Monthly Activity for February 2023

LPL Financial Reports Monthly Activity for February 2023

March 23, 2023 LPL Financial
LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2023.
PA-Based Advisor Joaquin Lopez Joins LPL

PA-Based Advisor Joaquin Lopez Joins LPL

March 22, 2023 LPL Financial
At LPL, my client’s digital experiences will be greatly enhanced, especially with the mobile app.” – Joaquin Lopez
LPL Receives 2023 Technology Innovation Award from BISA

LPL Receives 2023 Technology Innovation Award from BISA

March 21, 2023 LPL Financial
“We’re thrilled to be recognized by BISA for technology innovation on behalf of the financial advisors at the institutions we serve.” - Rob Pettman
Advisors Ron Clark and George Brkljacic choose LPL

Advisors Ron Clark and George Brkljacic choose LPL

March 20, 2023 LPL Financial
“After seeing the expansive and connected tools at LPL, we felt it’s a better match to serve our clients evolving needs.” - Ron Clark
Advisors Lucas Mijares and Jesse Ettlin Launch Practice at LPL

Advisors Lucas Mijares and Jesse Ettlin Launch Practice at LPL

March 15, 2023 LPL Financial
“Through our partnership with LPL …, we have access to added resources to grow our business in a client-centric way.” - Jesse Ettlin
Dallas-based Financial Advisor Nick Lalonde Joins LPL

Dallas-based Financial Advisor Nick Lalonde Joins LPL

March 13, 2023 LPL Financial
"Our due diligence process brought us to LPL where we have …innovative offerings, and the ability to brand ourselves and operate on our own terms." - Nick Lalonde
After Local Economic Hurdles, Small Businesses Find Place

After Local Economic Hurdles, Small Businesses Find Place

March 09, 2023 LPL Financial
“We are committed to enriching communities by supporting the economic developments that best serve them.” – Tim Carter, LPL Foundation President
Advisor Scott Glasson Joins Linsco to Launch New Practice

Advisor Scott Glasson Joins Linsco to Launch New Practice

March 09, 2023 LPL Financial
“By joining LPL, the tools and capabilities will be much more efficient and impactful, creating better user experiences for my clients and my team.” - Scott Glasson
Carnegie Private Wealth Choose Strategic Wealth Services

Carnegie Private Wealth Choose Strategic Wealth Services

March 06, 2023 LPL Financial
“The opportunity to create our own firm at LPL with a culture that prioritizes clients’ needs and interests …felt like the right way forward.” - Jordan Raniszeski
Two LPL Attorneys Secure Fellowship at Leadership Council

Two LPL Attorneys Secure Fellowship at Leadership Council

March 02, 2023 LPL Financial
“The LCLD’s efforts align well with LPL’s focus on fostering a culture based on diverse ideas, backgrounds.” - Rochelle Mayfield
Timothy Lanier and Lanier Wealth Management Join LPL

Timothy Lanier and Lanier Wealth Management Join LPL

March 02, 2023 LPL Financial
“LPL opens up a world of financial solutions and innovative technology that will help put my clients in the best position possible.” - Timothy Lanier
Advisor Eric Gallinger Makes the Move to LPL, Stratos

Advisor Eric Gallinger Makes the Move to LPL, Stratos

February 28, 2023 LPL Financial
“By moving to LPL and Stratos, I have the flexibility to serve my clients with innovative capabilities and give them the experiences they deserve.” - Eric Gallinger
Maher Wealth Management Launches with Strategic Wealth Services

Maher Wealth Management Launches with Strategic Wealth Services

February 27, 2023 LPL Financial
"We believe LPL provides an enormous catalog of services, as well as a long history of financial stability.” - Thom Maher
Julian Lopez Joins LPL as EVP, Independent Advisor Services

Julian Lopez Joins LPL as EVP, Independent Advisor Services

February 23, 2023 LPL Financial
“I'm thrilled to join LPL and a team that has the exclusive focus of serving our growing advisor community." - Julian Lopez
Aneri Jambusaria Promoted to Managing Director, LPL Services Group

Aneri Jambusaria Promoted to Managing Director, LPL Services Group

February 22, 2023 LPL Financial
“I look forward to providing an even wider range of offerings, supporting our LPL clients no matter where they are in their journey.” - Aneri Jambusaria
LPL Realigns in Support of Client Experience

LPL Realigns in Support of Client Experience

February 16, 2023 LPL Financial
“LPL’s strategy is completely focused on …helping the advisors and institutions in this space thrive. Our evolved operating model is built around our clients and the ways they interact with LPL.” - Dan Arnold
LPL Financial Reports Monthly Activity for January 2023

LPL Financial Reports Monthly Activity for January 2023

February 13, 2023 LPL Financial
SAN DIEGO – February 14, 2023 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2023.
Legacy Financial Group Joins LPL

Legacy Financial Group Joins LPL

February 13, 2023 LPL Financial
In making the move to LPL “it was important …to align ourselves with a company that focuses on fiduciary status in how they operate while maintaining our independence.” - Eddie Fernandez
LPL Debuts New Advisor Offering: Partial Book Sales

LPL Debuts New Advisor Offering: Partial Book Sales

February 09, 2023 LPL Financial
“Advisors can reclaim their time without the guesswork, negotiation, delays and advice gaps typically associated with a partial book sale.” - Kraleigh Woodford
LPL Financial Announces Fourth Quarter and Full Year 2022 Results

LPL Financial Announces Fourth Quarter and Full Year 2022 Results

February 02, 2023 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2022, reporting net income of $319 million, or $3.95 per share. This compares with $108 million, or $1.32 per share, in the fourth quarter of 2021 and $232 million, or $2.86 per share, in the prior quarter.
LPL Closes Acquisition of Financial Resources Group

LPL Closes Acquisition of Financial Resources Group

February 01, 2023 LPL Financial
“We intend to fully leverage LPL’s support to continue to delight our existing clients with unmatched service.” - Bruce Miller
Boenning & Scattergood Moves to Linsco by LPL Financial

Boenning & Scattergood Moves to Linsco by LPL Financial

February 01, 2023 LPL Financial
“LPL’s commitment to continuously invest in its platform and operational resources will allow us to further differentiate the experience we offer to our clients.” - Harold Scattergood Jr.
Advisor Jonathan Blakelock Joins LPL Financial

Advisor Jonathan Blakelock Joins LPL Financial

January 30, 2023 LPL Financial
“LPL has several advanced planning programs to choose from …and innovative solutions to deliver better experiences for my clients.” - Jonathan Blakelock
LPL Expands Investor & Investment Solutions Team

LPL Expands Investor & Investment Solutions Team

January 24, 2023 LPL Financial
“LPL is continuing to develop a world-class, client-centered platform that equips advisors and institutions.” - LPL Managing Director and Chief Product Officer Kabir Sethi
Texas and Florida Advisor Teams Join Linsco by LPL

Texas and Florida Advisor Teams Join Linsco by LPL

January 23, 2023 LPL Financial
“With LPL I feel like I’ve found a true partner to help me create a practice on my own terms.” - Chris Corcoran
Fenton Wangler Financial Advisors Joins LPL

Fenton Wangler Financial Advisors Joins LPL

January 12, 2023 LPL Financial
“It came down to the technology and service, …everything that LPL provides combined with the small town Midwest-feel of JFC’s customer service.” - Eric Fenton
Albert Ko Elected to LPL Board of Directors

Albert Ko Elected to LPL Board of Directors

January 11, 2023 LPL Financial
“I am inspired by …LPL’s mission to take care of advisors …they can help millions of Americans build better, more secure futures.” - Albert Ko
LPL Financial Welcomes Advisor David Dobrusin

LPL Financial Welcomes Advisor David Dobrusin

January 09, 2023 LPL Financial
“LPL has the size and scale to enable us access to world-class resources along with integrated resources and alternatives for our clients” – David Dobrusin
LPL Welcomes Financial Advisor Matt Irwin

LPL Welcomes Financial Advisor Matt Irwin

January 03, 2023 LPL Financial
“I really appreciate LPL’s independent platform where we have more investment choices and increased flexibility in how we serve clients. – Matt B. Irwin
LPL Wins Most Responsible Company Recognition by Newsweek

LPL Wins Most Responsible Company Recognition by Newsweek

December 21, 2022 LPL Financial
“LPL has achieved this recognition for the past three years, which further validates that we are headed in the right direction.” – Dan Arnold
Strategic Partners, Inc., and their 18 Advisors, Join LPL

Strategic Partners, Inc., and their 18 Advisors, Join LPL

December 20, 2022 LPL Financial
“LPL has invested heavily into its technology platform, creating efficient processes and enhanced solutions.” – Chris Lubbers
LPL Financial Reports Monthly Activity for November 2022

LPL Financial Reports Monthly Activity for November 2022

December 15, 2022 LPL Financial
SAN DIEGO – December 15, 2022 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2022.
Garrett Fish Joins LPL as SVP Model Portfolio Management

Garrett Fish Joins LPL as SVP Model Portfolio Management

December 14, 2022 LPL Financial
“I’m truly looking forward to collaborating with my Research colleagues and leadership across the entirety of LPL’s organization.” - Garrett Fish
Financial Advisor Team at Harbor Lighthouse Joins LPL

Financial Advisor Team at Harbor Lighthouse Joins LPL

December 13, 2022 LPL Financial
“We felt more comfortable with the strength of LPL …We know we’ll be able to bring other advisors into our firm to ensure business continuity.” - David Rimkus
LPL Study Supports SECURE 2.0 Passage

LPL Study Supports SECURE 2.0 Passage

December 08, 2022 LPL Financial
“This legislation …is very timely, given the impact that the pandemic has had on many Americans’ retirement savings.” – Dan Arnold
Menninger & Associates Financial Planning Team Joins LPL

Menninger & Associates Financial Planning Team Joins LPL

December 07, 2022 LPL Financial
“LPL will enable us to provide elevated experiences for our clients, from statements to account view.” – Michael Menninger
LPL Publishes Outlook 2023

LPL Publishes Outlook 2023

December 06, 2022 LPL Financial
“We believe 2023 will be about setting ourselves up for what comes next as the economy and markets find their way back to steadier ground—even if the adjustment period continues.” - Barry Gilbert
Financial House Team Joins LPL Financial

Financial House Team Joins LPL Financial

December 05, 2022 LPL Financial
“We recognized LPL would provide us with more independence and flexibility to grow our practice as we see fit.” - Robert Griesemer
Adam Turnquist Joins LPL as Chief Technical Strategist

Adam Turnquist Joins LPL as Chief Technical Strategist

November 30, 2022 LPL Financial
“LPL’s Research team brings deep mastery in their respective areas of expertise and I am glad to be a part of the group.” - Adam Turnquist
Commerce Financial Advisors Moves to LPL

Commerce Financial Advisors Moves to LPL

November 22, 2022 LPL Financial
“LPL’s integrated wealth management platform and focus on user experience will provide tremendous value to our advisors.” – John Handy
Plummer Wealth Strategists Joins LPL

Plummer Wealth Strategists Joins LPL

November 17, 2022 LPL Financial
LPL “checked all the boxes” in their search for a partner to help them take the practice to the next level. - Laurence “LV” Plummer Jr.
LPL Financial Reports Monthly Activity for October 2022

LPL Financial Reports Monthly Activity for October 2022

November 16, 2022 LPL Financial
SAN DIEGO – November 16, 2022 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2022.
Tim Truebenbach Joins Linsco by LPL Financial

Tim Truebenbach Joins Linsco by LPL Financial

November 14, 2022 LPL Financial
“With Linsco, I don’t have to do it all on my own. The whole platform is designed to support my office so I can take care of clients.” - Tim Truebenbach
LPL Welcomes BancorpSouth to Institution Services

LPL Welcomes BancorpSouth to Institution Services

November 08, 2022 LPL Financial
“We felt it was the right decision to capitalize on LPL’s integrated platform and committed investments to support our integrated retail advice business.” – Jerry Toney
Artiea Capital Management Makes a Move to LPL

Artiea Capital Management Makes a Move to LPL

November 07, 2022 LPL Financial
“LPL shares our entrepreneurial spirit and understands what it’s like to be in business for yourself.” - Joel Chitiea
Legacy Financial Advisors Joins LPL, Returns to JFC

Legacy Financial Advisors Joins LPL, Returns to JFC

November 03, 2022 LPL Financial
“We’re excited about this new relationship with LPL. The combination of JFC and LPL will vastly improve our ability to serve our clients.” – Bill Clements
Barney Financial Returns to JFC Advisor Network, Joins LPL

Barney Financial Returns to JFC Advisor Network, Joins LPL

November 03, 2022 LPL Financial
“We believe the innovative capabilities and more responsive support from LPL and JFC will be a step forward for our practice.” - Emily Jameson
LPL Wins Wealth Manager Platform of the Year Award

LPL Wins Wealth Manager Platform of the Year Award

November 02, 2022 LPL Financial
“Many of the enhancements to LPL’s Model Wealth Portfolios are based on direct feedback from advisors.” – Robert Pettman
LPL to Acquire Branch Office FRGIS

LPL to Acquire Branch Office FRGIS

November 02, 2022 LPL Financial
“We look forward to leveraging LPL’s financial strength and resources to enhance our support of existing client relationships and to attract new ones.” – Bruce Miller
LPL Financial Announces Third Quarter 2022 Results

LPL Financial Announces Third Quarter 2022 Results

October 27, 2022 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2022, reporting net income of $232 million, or $2.86 per share. This compares with $103 million, or $1.26 per share, in the third quarter of 2021 and $161 million, or $1.97 per share, in the prior quarter.
Chris Albright, Astra Wealth Advisors Join LPL

Chris Albright, Astra Wealth Advisors Join LPL

October 18, 2022 LPL Financial
“LPL’s tech spend is a true differentiator. It’s evident that LPL is a fintech firm that supports its advisors.” – Chris Albright
Florida Advisor Chip Marcus Joins Linsco by LPL

Florida Advisor Chip Marcus Joins Linsco by LPL

October 12, 2022 LPL Financial
“With Linsco, I can build my own brand and retain ownership of clients within a business model that will allow me to manage my clients.” – Chip Marcus
New Independent Practice Joins Strategic Wealth Services

New Independent Practice Joins Strategic Wealth Services

October 11, 2022 LPL Financial
“With LPL’s size and scale, we have an unbelievable array of services and products to help us serve our clients.” – Joseph Montgomery
Advisor Alex Guiliano Joins LPL Strategic Wealth Services

Advisor Alex Guiliano Joins LPL Strategic Wealth Services

October 06, 2022 LPL Financial
“The Strategic Wealth program lets me focus on building the client experience without having to focus on day-to-day operations.” - Alexander Guiliano
Bodnar Financial Advisors Team Joins LPL

Bodnar Financial Advisors Team Joins LPL

October 03, 2022 LPL Financial
“LPL is independent, which gives us continued flexibility to create portfolios that focus on our clients’ unique financial needs.” - John Bodnar
LPL Financial Launches New Bookkeeping Services

LPL Financial Launches New Bookkeeping Services

September 29, 2022 LPL Financial
“Our new service is designed to save advisors time with accurate reporting conducted by a bookkeeper who is well versed in LPL and wealth management best practices.” – Aneri Jambusaria
Looking for Independence, Marianela Silva Joins LPL

Looking for Independence, Marianela Silva Joins LPL

September 28, 2022 LPL Financial
“LPL allows me to focus more on my clients’ needs and create differentiated experiences for them.” - Marianela Silva
New Appointments at LPL Research

New Appointments at LPL Research

September 27, 2022 LPL Financial
“Together we work to optimize their ability to respond to ever fluctuating adjustments taking place in the market.” - Marc Zabicki
Pete Dorsey Joins LPL as EVP, Institution Services

Pete Dorsey Joins LPL as EVP, Institution Services

September 26, 2022 LPL Financial
“I am thrilled to join the LPL Institution Services team and look forward to building meaningful relationships with our institutions and supporting their advisors.” – Pete Dorsey
25th Advisor Team Joins LPL’s Employee Advisor Model

25th Advisor Team Joins LPL’s Employee Advisor Model

September 26, 2022 LPL Financial
“LPL is focused on supporting advisors. We appreciate all of the vast resources that we now have available to help us serve clients better.” - Benjamin Link
LPL Financial Reports Monthly Activity for August 2022

LPL Financial Reports Monthly Activity for August 2022

September 22, 2022 LPL Financial
SAN DIEGO – September 22, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2022.
LPL Financial Wins Gold from Brandon Hall Group

LPL Financial Wins Gold from Brandon Hall Group

September 22, 2022 LPL Financial
“ELP is a clear example of our people-first strategy to identify, develop, and retain the best talent in the industry.” - Sallie Larsen
Women-Led Team from Oregon Joins LPL

Women-Led Team from Oregon Joins LPL

September 20, 2022 LPL Financial
“LPL is very progressive and offers a transparent, independent platform that is more suited for where our practice is today and in the future.” - Judy Rubino
LPL Recognized by Wealth Management “Wealthies”

LPL Recognized by Wealth Management “Wealthies”

September 19, 2022 LPL Financial
LPL Financial was recognized for its Diversity, Equity and Inclusion efforts and its innovative ClientWorks Meeting Manager solution.
Father-Daughter Team Joins Linsco by LPL Financial

Father-Daughter Team Joins Linsco by LPL Financial

September 13, 2022 LPL Financial
“We look forward to working together with Linsco by LPL because the people, technology and services are superb.” – Maureen Kelly
Davis Aldana Makes his Move to LPL Financial

Davis Aldana Makes his Move to LPL Financial

September 12, 2022 LPL Financial
“LPL offers the administrative support and turnkey services we need to … strengthening relationships with our clients and meeting their unique financial needs.” - Justin Hurd
Broadway Wealth Management Chooses Linsco

Broadway Wealth Management Chooses Linsco

September 08, 2022 LPL Financial
“LPL offers the administrative support and turnkey services we need to … strengthening relationships with our clients and meeting their unique financial needs.” - Justin Hurd
Genesis Financial Partners Aligns with JFC and LPL

Genesis Financial Partners Aligns with JFC and LPL

August 29, 2022 LPL Financial
“We decided that moving to LPL was a win/win as we were able to streamline processes in a way that makes it really easy to do business.” - Rick Mass
People’s United Joins LPL's Institution Services Platform

People’s United Joins LPL's Institution Services Platform

August 26, 2022 LPL Financial
“Since moving to LPL’s platform last summer, our M&T family has seen the benefits of an integrated technology stack, … and an improved operating environment for our advisors.” – Matt McAfee
Financial Advisor My Ton Joins LPL & Intrua Financial

Financial Advisor My Ton Joins LPL & Intrua Financial

August 24, 2022 LPL Financial
“It was important for me to find strategic partners whose values and mission … aligned with my goals. Intrua and LPL offer exactly what I was looking for.” - My Ton
LPL Financial Reports Monthly Activity for July 2022

LPL Financial Reports Monthly Activity for July 2022

August 18, 2022 LPL Financial
SAN DIEGO – August 18, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2022.
LPL’s Greg Gates Finalist for CIO of the Year Award

LPL’s Greg Gates Finalist for CIO of the Year Award

August 11, 2022 LPL Financial
“Our strategy is powering an enterprise-wide technology transformation by redesigning the foundation that powers our advisor and investor platforms.” – Greg Gates
Katelyn Shackleton Hired as EVP, Corporate Strategy

Katelyn Shackleton Hired as EVP, Corporate Strategy

August 10, 2022 LPL Financial
“In a time where personalized financial advice is in higher demand than ever, LPL has done an excellent job of developing its technological capabilities.” - Katelyn Shackleton
LPL Financial Announces Second Quarter 2022 Results

LPL Financial Announces Second Quarter 2022 Results

August 02, 2022 LPL Financial
SAN DIEGO — August 2, 2022 — LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2022, reporting net income of $161 million, or $1.97 per share. This compares with $119 million, or $1.46 per share, in the second quarter of 2021 and $134 million, or $1.64 per share, in the prior quarter.
LPL Financial Welcomes Advisor Eddie Chan

LPL Financial Welcomes Advisor Eddie Chan

July 28, 2022 LPL Financial
“LPL stood out as a top choice. LPL’s bespoke services … will empower me to run my business efficiently while transforming the client experience.” – Eddie Chan
Financial Advisor Alex Ramos Joins LPL Financial

Financial Advisor Alex Ramos Joins LPL Financial

July 21, 2022 LPL Financial
“LPL delivers an impressive investment platform which I believe allows me to deliver the best investment thinking for my clients.” – Alex Ramos
Financial Advisor Alex Ramos Joins LPL Financial

Financial Advisor Alex Ramos Joins LPL Financial

July 21, 2022 LPL Financial
“LPL delivers an impressive investment platform which I believe allows me to deliver the best investment thinking for my clients.” – Alex Ramos
LPL Hires Bill Sappington to Lead Banking and Lending Solutions

LPL Hires Bill Sappington to Lead Banking and Lending Solutions

July 15, 2022 LPL Financial
“I’m excited to join LPL at this crucial time and lead the firm’s efforts to build a new Banking and Lending platform.” – Bill Sappington
Advisor Ivan Hendricks Joins LPL Strategic Wealth Services

Advisor Ivan Hendricks Joins LPL Strategic Wealth Services

July 13, 2022 LPL Financial
“I spent almost a year investigating my options, going through the pros and cons and LPL always came out on top.” - Ivan Hendricks
LPL Publishes Midyear Outlook 2022

LPL Publishes Midyear Outlook 2022

July 12, 2022 LPL Financial
“The turbulence is real, but our research leads us to believe that there are effective ways to navigate these times successfully.” - Marc Zabicki
LPL to Acquire Boenning & Scattergood

LPL to Acquire Boenning & Scattergood

July 08, 2022 LPL Financial
“LPL is the right partner for us to carry … our business forward. LPL took the time to understand our business, … and our goals.” - Harold Scattergood Jr.
LPL Financial Welcomes Two New Advisors

LPL Financial Welcomes Two New Advisors

June 23, 2022 LPL Financial
“We love being part of a team of advisors at River’s Edge. We also appreciate LPL’s technology, compliance, marketing and account resources.”
Ivan Illán and AWAIM Choose LPL Financial

Ivan Illán and AWAIM Choose LPL Financial

June 22, 2022 LPL Financial
“LPL’s Hybrid RIA … allows us to communicate substantively with our clients, which is even more important given the shifting dynamic of capital markets.” - Ivan Illán
LPL Financial Launches Private Client Services Network

LPL Financial Launches Private Client Services Network

June 15, 2022 LPL Financial
New program creates a full-service option for LPL advisors to use vetted providers to better serve the needs of affluent clients
LPL Financial Reports Monthly Activity for May 2022

LPL Financial Reports Monthly Activity for May 2022

June 14, 2022 LPL Financial
SAN DIEGO – June 14, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2022.
Encore Capital Management Joins LPL Financial

Encore Capital Management Joins LPL Financial

June 09, 2022 LPL Financial
“By aligning with LPL, we’re able to embrace a single, integrated workstation that will allow us to provide an enhanced client experience.”
CUNA Brokerage Services, Inc. Joins LPL Financial

CUNA Brokerage Services, Inc. Joins LPL Financial

May 24, 2022 LPL Financial
“With access to LPL’s economies of scale and innovative technology platform … we can accelerate growth for the advisors and credit union investment programs.”
Advisor Randall Pickett Joins LPL’s Employee Model

Advisor Randall Pickett Joins LPL’s Employee Model

May 19, 2022 LPL Financial
“We’re excited to have access to a wide range of offerings that will allow us to provide our clients with differentiated experiences.”
LPL Financial Reports Monthly Activity for April 2022

LPL Financial Reports Monthly Activity for April 2022

May 19, 2022 LPL Financial
SAN DIEGO – May 19, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2022.
Peter Carmack Launches Independent Practice at LPL

Peter Carmack Launches Independent Practice at LPL

May 10, 2022 LPL Financial
“By joining LPL, I have the opportunity to choose the products and services that best serve my clients, and … to service their accounts.”
Sallie Larsen Recognized as a Leader of Distinction

Sallie Larsen Recognized as a Leader of Distinction

May 09, 2022 LPL Financial
“She’s helped our organization build a mission-driven, values-based culture that inspires and empowers employees at every level.” - Dan Arnold
Advisor Nick Bevad Chooses LPL Strategic Wealth Services

Advisor Nick Bevad Chooses LPL Strategic Wealth Services

May 04, 2022 LPL Financial
“This decision did not come lightly; I put in a lot of due diligence over the last few years … and I always came back to LPL.”
Brett Goodman Joins LPL as EVP, Corporate Development

Brett Goodman Joins LPL as EVP, Corporate Development

April 29, 2022 LPL Financial
“As the demand for advice grows, and LPL’s platform continues to lead the industry, it is an exciting time to join the company in support of continued growth, both organically and through strategic M&A.”- Brett Goodman.
LPL Financial Announces First Quarter 2022 Results

LPL Financial Announces First Quarter 2022 Results

April 28, 2022 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2022, reporting net income of $134 million, or $1.64 per share. This compares with $130 million, or $1.59 per share, in the first quarter of 2021 and $108 million, or $1.32 per share, in the prior quarter.
LPL Financial Welcomes People’s United Bank

LPL Financial Welcomes People’s United Bank

April 27, 2022 LPL Financial
M&T Bank plans to onboard People’s United Bank’s retail advisory and brokerage business to LPL’s platform in the second half of 2022.
Michael Gavett joins LPL’s Employee Advisor Model

Michael Gavett joins LPL’s Employee Advisor Model

April 26, 2022 LPL Financial
“The industry is evolving dramatically and quickly, and it was important for me to be part of a leading wealth management firm with a wide variety of innovative resources.” – Michael Gavett
LPL Financial Announces Leadership Updates

LPL Financial Announces Leadership Updates

April 25, 2022 LPL Financial
“With Kabir and Matt, we have two strong leaders to further position our firm and our advisors as the leading choice to serve the growing demand for advice through an advisor relationship.” – Dan Arnold
R.B. Mitchell Affiliates with Linsco by LPL Financial

R.B. Mitchell Affiliates with Linsco by LPL Financial

April 21, 2022 LPL Financial
“We believe that Linsco’s individualized support and comprehensive resources will also allow us to focus on the unique needs of our clients – which, at the end of the day, is what we value most.” – Joanna Page
Platte River Private Wealth Launches at LPL Financial

Platte River Private Wealth Launches at LPL Financial

April 20, 2022 LPL Financial
“With LPL, we really believe we operate with our clients’ best interests in mind.” – Chad Keeler
LPL Financial Launches Paraplanning Services

LPL Financial Launches Paraplanning Services

April 19, 2022 LPL Financial
Financial advisors and institutions can now access LPL planning professionals to expand their capacity to offer financial planning.
Mother-Son Advisor Team Join LPL Financial

Mother-Son Advisor Team Join LPL Financial

April 14, 2022 LPL Financial
“LPL’s innovative technology and robust resources, accompanied by PWA’s additional layer of support, stood out in particular.” – Terry Hannon
119 LPL Advisors Named 2022 Forbes Best-In-State

119 LPL Advisors Named 2022 Forbes Best-In-State

April 13, 2022 LPL Financial
“By harnessing the value of the independent model, these advisors are providing differentiated experiences for their clients.” – Angela Xavier
Father-Daughter Team Joins LPL Financial

Father-Daughter Team Joins LPL Financial

April 11, 2022 LPL Financial
“As we began looking for a partner to support our business needs, we were drawn to LPL Financial’s enhanced technology, strategic consultative support and dedicated service experience.” – Robert Viau
Beltway Wealth Management Joins Linsco

Beltway Wealth Management Joins Linsco

April 06, 2022 LPL Financial
“We strategically made this move to gain more independence and ownership of our practice and, in turn, be more strongly positioned to offer additional services to our clients.” – Gary Edmonds
LPL Releases 2022 Sustainability Report

LPL Releases 2022 Sustainability Report

April 05, 2022 LPL Financial
“By applying an ESG lens to all of our business priorities, we are able to demonstrate our commitment to operating responsibility to drive a sustainable business.” – Heather Randolph Carter
Lisa Tesar Joins Linsco by LPL Financial

Lisa Tesar Joins Linsco by LPL Financial

April 04, 2022 LPL Financial
"We were especially drawn to the Linsco model, which allows us to do everything we could do at a large regional firm, but comes with individualized support and resources.” – Lisa Tesar
Financial Advisors Now Able to Pair SMA Strategies

Financial Advisors Now Able to Pair SMA Strategies

March 31, 2022 LPL Financial
“We continue to forge ahead in our journey to deliver the premier wealth management platform in the industry.”
Alcove Private Wealth Launches at LPL

Alcove Private Wealth Launches at LPL

March 28, 2022 LPL Financial
“We found that Strategic Wealth was a nice sweet spot. We have the independence and freedom to operate our practice on our own terms, coupled with SW’s comprehensive model that provides a high level of support and resources as we build our new independent business.” – Daryl Lipkin
Floe Financial Returns to LPL

Floe Financial Returns to LPL

March 22, 2022 LPL Financial
“Our team is excited to take advantage of LPL’s integrated technology, including new types of reporting and enhanced portfolio management services, designed to help us really differentiate our client service.” – Robert Floe
LPL Financial Recognized for Technology Innovation

LPL Financial Recognized for Technology Innovation

March 22, 2022 LPL Financial
“The best innovation happens when we listen to our clients and create solutions to overcome the challenges and hurdles…”
22 LPL  Advisors Make Barron’s Top Advisors List

22 LPL Advisors Make Barron’s Top Advisors List

March 21, 2022 LPL Financial
“On behalf of the LPL community, I’d like to congratulate each one of these advisors and their firms on this prestigious recognition.”
LPL Financial Reports Monthly Activity for February 2022

LPL Financial Reports Monthly Activity for February 2022

March 17, 2022 LPL Financial
SAN DIEGO – March 17, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2022.
LPL Welcomes Ascend Wealth Management

LPL Welcomes Ascend Wealth Management

March 14, 2022 LPL Financial
“Between LPL’s innovative digital technology and robust business resources, and The Network’s concierge-level support, we’re confident our clients will benefit from an enhanced experience.” – Kristi Turchan
Blake & Drew Turner Join Linsco model

Blake & Drew Turner Join Linsco model

March 09, 2022 LPL Financial
“With LPL’s innovative technology, robust digital platforms and investment opportunities, we are confident that this is the right move at the right time.” – Drew Turner
Highland Wealth Partners Launches at LPL

Highland Wealth Partners Launches at LPL

March 07, 2022 LPL Financial
“After careful research, we selected LPL Financial because of its deep commitment to supporting our firm, and in turn, our clients. It was important for us to be with a partner that prioritized our clients’ needs and interests above everything else.” – Richard DeYoung
LPL Financial to Present at the Wolfe FinTech Forum 2022

LPL Financial to Present at the Wolfe FinTech Forum 2022

March 03, 2022 LPL Financial
SAN DIEGO – March 3, 2022 – LPL Financial LLC today announced that Chief Financial Officer Matt Audette will present at the Wolfe FinTech Forum on March 10.
First Hope Joins LPL and INC Advisors

First Hope Joins LPL and INC Advisors

March 02, 2022 LPL Financial
“By aligning with LPL and INC Advisors, we can make use of a wide variety of resources, ones that can help us build our practice and ultimately enhance the way we serve our clients.” – Ed Walker
LCLD 2022 Fellows Program Selects Ashley Horn, Roma Patel

LCLD 2022 Fellows Program Selects Ashley Horn, Roma Patel

February 24, 2022 LPL Financial
“LPL is committed to creating positive, impactful change … Diversity and inclusion are at the core of this mission.”
Mark Ross Joins Linsco by LPL and Launches Practice

Mark Ross Joins Linsco by LPL and Launches Practice

February 22, 2022 LPL Financial
“With Linsco, I have access to LPL’s innovative advisory platform, but I’m not flying solo. I rely on the Linsco support team for things like compliance and administration so I can focus solely on my clients and evolving my practice.” – Mark Ross
LPL Financial Reports Monthly Activity for January 2022

LPL Financial Reports Monthly Activity for January 2022

February 17, 2022 LPL Financial
SAN DIEGO – February 17, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2022.
Advisor Team Serving $1 Billion in Assets Joins LPL

Advisor Team Serving $1 Billion in Assets Joins LPL

February 17, 2022 LPL Financial
“In a changing environment, we wanted to bring more to the table. We are excited to be in a place we can be proud of, and look forward to providing our clients with a more personalized touch.” – Shane Kunz
Advisors Guy Blakey and Karl Willard Move to LPL

Advisors Guy Blakey and Karl Willard Move to LPL

February 15, 2022 LPL Financial
“With LPL’s seamless technologies and operations, we were certain in our belief that this move would help us to better provide for and serve our clients in the long run.” – Karl Willard
LPL Earns Perfect HRC Score 4th Year in a Row

LPL Earns Perfect HRC Score 4th Year in a Row

February 14, 2022 LPL Financial
“Diversity is critical to enhancing the culture of any company, and this is particularly true at LPL where Diversity, Equity and Inclusion (DEI) is so intrinsic to our success.” – Sallie Larsen
26 Women Advisors Named Top Women Advisors

26 Women Advisors Named Top Women Advisors

February 09, 2022 LPL Financial
“Women are an essential part of the evolving advisor marketplace, and we are committed to ensuring they have the resources, capabilities and insights.”
Planify Group Moves to LPL & Cornerstone Wealth

Planify Group Moves to LPL & Cornerstone Wealth

February 08, 2022 LPL Financial
“With more freedom, independent solutions and an open architecture platform, we’re able to offer more comprehensive and personalized experiences to our clients to better help them maintain a lifestyle both now and in the future.” – Shannon Lewandoski
LPL Financial Announces Fourth Quarter 2021 Results

LPL Financial Announces Fourth Quarter 2021 Results

February 03, 2022 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2021, reporting net income of $108 million, or $1.32 per share. This compares with $112 million, or $1.38 per share, in the fourth quarter of 2020 and $103 million, or $1.26 per share, in the prior quarter.
Father-Son Team Joins LPL Financial

Father-Son Team Joins LPL Financial

February 02, 2022 LPL Financial
“LPL offers the flexibility to run my business the way I want to and serve our clients’ comprehensive financial needs.” – Jeremy Friedman
Accardi Financial Group Joins LPL Financial

Accardi Financial Group Joins LPL Financial

January 31, 2022 LPL Financial
“We believe our partnership with LCG, along with LPL’s size, scale and commitment to innovation, will provide our clients access to enhanced technology, simplified statements and enhanced service experiences.” – Joe Accardi
Clifford-Lewis Private Wealth Launches at LPL

Clifford-Lewis Private Wealth Launches at LPL

January 25, 2022 LPL Financial
“We appreciate that we own the business and have control over each decision, but we have a great Strategic Wealth Services team supporting us, enabling us to focus on our clients and spend time doing what we love.” – Clifford Lewis
New LPL Strategic Wealth Services Practice Launches

New LPL Strategic Wealth Services Practice Launches

January 24, 2022 LPL Financial
“We are excited to build a practice where we can provide our clients with high-touch service to help relieve some of their financial worries.” – Andy Walker
Father-Daughter Team Goes Independent at LPL

Father-Daughter Team Goes Independent at LPL

January 18, 2022 LPL Financial
“The combination of Gladstone and LPL provides us with access to knowledgeable and experienced team members and robust resources designed to help us differentiate our business and expand our offerings and service.” – John Tarantino
Hugh Lau Launches Practice with LPL Strategic Wealth Services

Hugh Lau Launches Practice with LPL Strategic Wealth Services

January 13, 2022 LPL Financial
“We’re a small team of two, so we needed the added layer of support from LPL Strategic Wealth Services. This gives us very robust support, but the freedom to build the practice on our own terms.” - JoAnn Kreitman
Wealth Advisors  Transition to LPL’s Independent Hybrid RIA

Wealth Advisors Transition to LPL’s Independent Hybrid RIA

January 10, 2022 LPL Financial
“As we began searching for a partner to help us serve our clients’ growing needs, LPL Financial and Gladstone stood out.”
Financial Advisor Corey Phillips joins LPL

Financial Advisor Corey Phillips joins LPL

January 06, 2022 LPL Financial
“LPL as an industry-leading partner to financial advisors and I am eager to implement innovative tools and resources that LPL has to offer.” – Corey Phillips
$1B Team Elite Financial Network Joins LPL

$1B Team Elite Financial Network Joins LPL

January 05, 2022 LPL Financial
“We appreciate the advisor-centric culture under the leadership of Dan Arnold, and it is clear to us that LPL deeply cares about its advisors’ success.” – Dan Cairo
Family Team Sterling Wealth Group Joins LPL

Family Team Sterling Wealth Group Joins LPL

December 20, 2021 LPL Financial
“We looked at technology capabilities, breadth of investment options, research and resources before concluding that LPL’s integrated platform is simply unrivaled.” – Robert Sterling Madden
LPL Financial Reports Monthly Activity for November 2021

LPL Financial Reports Monthly Activity for November 2021

December 16, 2021 LPL Financial
SAN DIEGO – December 16, 2021 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2021.
Iowa-based Advisors and Firm Join LPL Financial

Iowa-based Advisors and Firm Join LPL Financial

December 15, 2021 LPL Financial
“I’m only as successful as my staff, so it was important to find a partner who can help us save time and gain more efficiencies from integrated technology. LPL checked that box with ClientWorks and other innovative capabilities, all connected by a single sign-on functionality.” – Kris Lamont
Financial Advisor Gene Foley Joins Linsco by LPL Financial

Financial Advisor Gene Foley Joins Linsco by LPL Financial

December 13, 2021 LPL Financial
“I wanted the independence that comes with owning my practice, where I can truly focus on doing what’s most appropriate for my valued client relationships.” – Gene Foley
Trent Wealth Management Launches at Linsco by LPL Financial

Trent Wealth Management Launches at Linsco by LPL Financial

December 13, 2021 LPL Financial
“LPL stood out as a clear industry leader, and gives us the independence to run our business on our own terms, with more freedom to manage portfolios as we see fit for our clients.” – Bob Trent
Michael Markovich Joins Linsco by LPL Financial

Michael Markovich Joins Linsco by LPL Financial

December 13, 2021 LPL Financial
“I feel empowered to make business decisions in my clients’ best interest while having access to LPL’s resources at scale.” – Michael Markovich
Harry Sherdil & Team, Humanity Wealth Advisors Join LPL

Harry Sherdil & Team, Humanity Wealth Advisors Join LPL

December 09, 2021 LPL Financial
“This move provides our team with access to more diverse products and allows us to make decisions in our clients’ best interests. We appreciate that we have more flexibility in how we build and grow the practice, including being able to provide more fee-based financial planning services.”
LPL Financial Releases Firms Outlook 2022

LPL Financial Releases Firms Outlook 2022

December 07, 2021 LPL Financial
The report includes insights and analysis of the economy and markets, and is available to all LPL Financial advisors, RIAs and institutions, and publicly in an interactive digital version and as a downloadable PDF.
Point 32 Launches with LPL Strategic Wealth Services Support

Point 32 Launches with LPL Strategic Wealth Services Support

December 06, 2021 LPL Financial
“LPL Strategic Wealth Services is a turnkey model that not only helps with the initial startup, but also provides us with dedicated team members to strategically support my business, leaving me with more time to focus on my clients, children and community outreach.” – Brian Nydegger
Family-Led HPK Advisors Joins LPL Financial

Family-Led HPK Advisors Joins LPL Financial

December 02, 2021 LPL Financial
“We were looking for additional resources and innovative technology with single sign-on, and we found that with LPL.” – David Harper
Strategic Asset Management Celebrates Milestone

Strategic Asset Management Celebrates Milestone

December 01, 2021 LPL Financial
“Our goal is to equip our RIAs, institutional programs and independent advisors with the industry’s most diverse and compelling suite of wealth management solutions, giving them the ability to differentiate their practices and deliver exceptional service to their clients.” – Rob Pettman
Clearview Wealth Partners, Newly Rebranded, Joins LPL

Clearview Wealth Partners, Newly Rebranded, Joins LPL

November 23, 2021 LPL Financial
“We are excited to move to a fully independent platform with LPL’s robust digital technology, combined with The Network’s local support and additional resources.” – Bill Roland
Family-Owned First Citizens Investment Center Joins LPL

Family-Owned First Citizens Investment Center Joins LPL

November 18, 2021 LPL Financial
“By aligning with LPL, we now have access to innovative technology and a broad range of resources to enhance how we serve the diverse population of people who come through our doors.” – Holly Miller
LPL Financial Reports Monthly Activity for October 2021

LPL Financial Reports Monthly Activity for October 2021

November 18, 2021 LPL Financial
SAN DIEGO – November 18, 2021 –LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2021.
Trio Open Linsco by LPL Financial Office in Charlotte, NC

Trio Open Linsco by LPL Financial Office in Charlotte, NC

November 15, 2021 LPL Financial
“LPL stood out as an industry leader, giving us the independence we craved along with open architecture to build personalized plans in a cost-effective way.” Andrew Robson
3 Advisor Leaders Join LPL’s Advisor Inclusion Council

3 Advisor Leaders Join LPL’s Advisor Inclusion Council

November 10, 2021 LPL Financial
“Our Inclusion Council members are advocates within the industry who work on behalf of thousands of other financial professionals to share experiences, help build a sense of community and address opportunities to drive change and growth.” – Kraleigh Woodford
Scott Howell Launches Practice with LPL, Gladstone Support

Scott Howell Launches Practice with LPL, Gladstone Support

November 09, 2021 LPL Financial
“I’ve spent years researching and analyzing the advisory industry. I believe that the independent model is the best case scenario for my clients. It’s always been my end game.” – Scott Howell
LPL Named Among Most Responsible Companies by Newsweek

LPL Named Among Most Responsible Companies by Newsweek

November 09, 2021 LPL Financial
“We continue to evolve our sustainable framework and implement high-impact initiatives to enhance our social and environmental performance, and foster an inclusive financial system for all.” – Dan Arnold, LPL president and CEO
River Cities and Its Multigenerational Team Join LPL

River Cities and Its Multigenerational Team Join LPL

November 03, 2021 LPL Financial
“With LPL, we have the stability of a publicly-traded company along with innovative, integrated technology that’s in a simple format, allowing us to spend more time with clients.” – Michael Anthony
Integrity Wealth Team Chooses LPL Financial

Integrity Wealth Team Chooses LPL Financial

November 02, 2021 LPL Financial
“LPL’s integrated technology, combined with robust planning software, will create more efficiencies in our practice and help us differentiate the client experience.” – Nathan Helms
LPL Financial Announces Third Quarter 2021 Results

LPL Financial Announces Third Quarter 2021 Results

October 28, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2021, reporting net income of $103 million, or $1.26 per share. This compares with $104 million, or $1.29 per share, in the third quarter of 2020 and $119 million, or $1.46 per share, in the prior quarter.
David Winchell Launches New Practice with LPL Strategic Wealth Services

David Winchell Launches New Practice with LPL Strategic Wealth Services

October 25, 2021 LPL Financial
“I looked at every model at multiple firms, but LPL stood out for its high standards, innovative technology and mission to take care of its advisors so they can take care of their clients.” – David Winchell
Riolo Financial Group Team Joins LPL Financial

Riolo Financial Group Team Joins LPL Financial

October 20, 2021 LPL Financial
“As a publicly traded firm, we believe LPL can provide our business and clients with long-term stability in this ever-changing world.” – Dominick Riolo
Shunyia & Co. Private Wealth Advisors Launches at LPL

Shunyia & Co. Private Wealth Advisors Launches at LPL

October 18, 2021 LPL Financial
“With the robust resources, innovative solutions and a wide-reaching advisor network of a Fortune 500 company, LPL is the right home for my financial practice.” – Peter Shunyia
LPL Launches SMS Plus for Financial Advisors

LPL Launches SMS Plus for Financial Advisors

October 14, 2021 LPL Financial
This expansion of LPL’s existing SMS program leverages strategic industry leaders to offer a suite of retirement plan administration solutions for small businesses and start-up plans.
LPL Women Advisors Recognized as Top Wealth Advisor Moms

LPL Women Advisors Recognized as Top Wealth Advisor Moms

October 13, 2021 LPL Financial
“On behalf of the LPL family, I extend our warmest congratulations … to these highly successful working mothers.”
Advisor Guy Rodgers Finds A Home at LPL Financial

Advisor Guy Rodgers Finds A Home at LPL Financial

October 13, 2021 LPL Financial
“Our slogan is ‘clarity, confidence and concierge care,’ and I believe LPL gives me the best option to provide all those services to my clients.” – Guy Rodgers
Financial Advisor Douglas Chin Joins LPL

Financial Advisor Douglas Chin Joins LPL

October 11, 2021 LPL Financial
“Every business decision I make is in my clients’ best interests, and the independence I will get with LPL, coupled with the additional resources from the partnership with Gladstone, is just what I need to further act on that principle.” – Douglas Chin
Forbes Recognizes 7 LPL Advisors as Top Next-Gen Advisors

Forbes Recognizes 7 LPL Advisors as Top Next-Gen Advisors

October 07, 2021 LPL Financial
Qualified advisors must be under 40 and have a minimum of four years’ experience, and they were judged on criteria such as service model, industry experience, revenue trends, client retention and assets under management.
LPL Welcomes Alia Wealth Partners

LPL Welcomes Alia Wealth Partners

October 06, 2021 LPL Financial
“My top priority was the ability to enhance the client experience by providing them with innovative new tools they can use to easily access their account information.” – Lindsey D. Rhea
Iranian-born Sean Khaligh Joins LPL Financial

Iranian-born Sean Khaligh Joins LPL Financial

October 04, 2021 LPL Financial
“I wanted to build a firm based on trends going on in the country and industry. With LPL’s innovative technology and vast resources, I believe I’ll be able to do enhance my service and offerings for my clients.” – Sean Khaligh
Texas-Based Wealth Management Team Joins LPL

Texas-Based Wealth Management Team Joins LPL

September 29, 2021 LPL Financial
“When we realized LPL’s client-oriented business model aligned with ours, the choice to move was an easy one.” – Dennis Reed
LPL-Affiliated Firms Named to Barron’s Top 100 RIA

LPL-Affiliated Firms Named to Barron’s Top 100 RIA

September 28, 2021 LPL Financial
Private Advisor Group, Wealth Enhancement Advisory Services and Stratos Wealth Partners have been recognized by Barron’s as a Top 100 RIA Firm.
Polaris Team joins LPL Strategic Wealth Services

Polaris Team joins LPL Strategic Wealth Services

September 27, 2021 LPL Financial
“We really appreciate all that LPL Strategic Wealth Services brings to the team and we truly believe this is the best way to elevate our service and enrich the client experience.” – Justin Dunwoody
4 LPL Advisors Make Barron’s List, One Tops it

4 LPL Advisors Make Barron’s List, One Tops it

September 23, 2021 LPL Financial
“We proudly support our independent advisors and are committed to providing them with partnership through industry-leading capabilities and robust business resources designed to help them thrive.” – Angela Xavier
Wealth Advisory Services Returns to LPL

Wealth Advisory Services Returns to LPL

September 22, 2021 LPL Financial
“With the move to LPL and Gladstone, we have additional resources … so we can go back to what we enjoy doing, which is individual portfolio management and building wealth for our clients.” – Paul Krumenacker
LPL Financial Reports Monthly Activity for August 2021

LPL Financial Reports Monthly Activity for August 2021

September 21, 2021 LPL Financial
SAN DIEGO – September 21, 2021 –LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2021.
All-Female Team Joins LPL Strategic Wealth Services

All-Female Team Joins LPL Strategic Wealth Services

September 20, 2021 LPL Financial
“We interviewed several firms and determined that the boutique service model of LPL Strategic Wealth Services would be the ideal partnership to serve our clients.” – Crystal Walker
Sandstone Wealth Moves to LPL and Aligns with JFC

Sandstone Wealth Moves to LPL and Aligns with JFC

September 16, 2021 LPL Financial
“We’ve found that LPL has a really robust online retirement planning portal and other enhanced technology offerings that will help us streamline our business to focus more on clients and make their investment experiences even better,” – Tyler Daly
Two New LPL Financial Foundation Partnerships Formed

Two New LPL Financial Foundation Partnerships Formed

September 15, 2021 LPL Financial
The American College of Financial Services and LISC (Local Initiatives Support Corporation) will receive grants from the LPL Financial Foundation.
New Independent Practice Launches with Support of LPL

New Independent Practice Launches with Support of LPL

September 13, 2021 LPL Financial
“The time is ripe for advisors looking to transition to independence, and we want to start our firm and welcome other likeminded advisors into our network.” - John Stephens, Jr.
Cara Dailey Joins LPL in Newly-Created CDO Role

Cara Dailey Joins LPL in Newly-Created CDO Role

September 13, 2021 LPL Financial
“With Cara’s addition, we gain a talented leader to accelerate our data journey and our capacity to leverage data and analytics as a strategic asset across the firm,” – Rich Steinmeier
Family-Run Vande Bossche Financial Planning Move to LPL

Family-Run Vande Bossche Financial Planning Move to LPL

September 09, 2021 LPL Financial
“LPL’s sophisticated capabilities and platforms will enable us to transform client experience and broaden investment options. We are excited for our clients to have a frictionless online experience and receive the highest level of customer service.” - John Vande Bossche
Advisor Francis Ciocari Leaves Wirehouse for LPL

Advisor Francis Ciocari Leaves Wirehouse for LPL

September 08, 2021 LPL Financial
“LPL is a Fortune 500 company with a great reputation, committed to investing in innovative technology and resources. I wanted my clients to feel comfortable knowing I was partnering with an industry leader and the best in the independent space.” – Fran Ciocari
Corpus Christi Financial Group Finds New Home with LPL

Corpus Christi Financial Group Finds New Home with LPL

September 07, 2021 LPL Financial
“After extensive due diligence, the entire team determined that LPL would be the best partner to help us provide our clients with innovative technology solutions that allows them to aggregate, plan and track all of their financial aspects in one place.” – Cory Summers
Industry-expert, Matthew Morningstar, Joins LPL

Industry-expert, Matthew Morningstar, Joins LPL

September 07, 2021 LPL Financial
“Matt is a proven litigator and leader with deep knowledge of our industry’s legal and regulatory environment.” - Michelle Oroschakoff
LPL Advisors Among Forbes’ 2021 Top Wealth Advisors

LPL Advisors Among Forbes’ 2021 Top Wealth Advisors

September 02, 2021 LPL Financial
“In the face of the new normal, Charles, Susan, Laila and Mark continue to rise above in their mission to help clients turn their life aspirations into financial realities.” – Angela Xavier
East-Texas Investment Management Team Chooses LPL

East-Texas Investment Management Team Chooses LPL

September 01, 2021 LPL Financial
“LPL’s strong technology investments were especially appealing, both from an operations standpoint and to be able to offer to clients. The capabilities will allow for a more streamlined and efficient process as we strive to create differentiated experiences for our clients.” – Jerry Martin
All Woman Team from Taylor Wealth Management Join LPL

All Woman Team from Taylor Wealth Management Join LPL

August 31, 2021 LPL Financial
“With this move, I believe I will have more freedom to put my clients’ best interest first, along with the flexibility to build out my practice as I see fit.” – Allison Taylor
StrateFi Wealth Management Launches with LPL Support

StrateFi Wealth Management Launches with LPL Support

August 25, 2021 LPL Financial
“With the support of the LPL Strategic Wealth Services team, we have more time to interface with clients, analyze their portfolios and really give them a differentiated experience.” - Merrick Nguyen
Advisor Team Joins Linsco by LPL Financial

Advisor Team Joins Linsco by LPL Financial

August 19, 2021 LPL Financial
The employee advisors will open a new office in Richmond, Va.
LPL Financial Reports Monthly Activity for July 2021

LPL Financial Reports Monthly Activity for July 2021

August 19, 2021 LPL Financial
LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2021.
Research and Due Diligence Bring Tower Team to LPL Strategic Wealth Services

Research and Due Diligence Bring Tower Team to LPL Strategic Wealth Services

August 12, 2021 LPL Financial
“I can’t stress enough the joy derived from enhancing our practice and creating differentiated experiences for our clients. Their happiness and financial wellbeing are what is most important.” - Ken South said.
Everett Ice & the Ice Capital Management team join LPL

Everett Ice & the Ice Capital Management team join LPL

August 09, 2021 LPL Financial
“LPL provides the flexibility, scale and resources needed to help us elevate the service experience for our clients.” – Everett Ice
LPL Financial to Present at the UBS Financial Services Virtual Conference

LPL Financial to Present at the UBS Financial Services Virtual Conference

August 05, 2021 LPL Financial
LPL Financial LLC today announced that Chief Financial Officer Matt Audette will present at the UBS Financial Services Virtual Conference on August 11.
LPL Financial Kicks Off 3-Day 2021 Focus Conference

LPL Financial Kicks Off 3-Day 2021 Focus Conference

August 04, 2021 LPL Financial
President & CEO Dan Arnold: “Evolving our personalization will be the hallmark of what we do now and throughout the next decade.”
Corey Staten joins LPL as EVP, Service

Corey Staten joins LPL as EVP, Service

August 03, 2021 LPL Financial
“LPL has a distinguished history of taking care of its advisors, and I look forward to accelerating our service strategy to make it easier for them to take care of their clients.” – Corey Staten
Capstone Financial Team Chooses LPL Financial

Capstone Financial Team Chooses LPL Financial

August 02, 2021 LPL Financial
“We appreciate LPL’s commitment to investing significant resources into technology in an effort to create simple, seamless integrations for our clients.” – Robert Allen
OMP Advisory Account Minimum Lowered

OMP Advisory Account Minimum Lowered

August 02, 2021 LPL Financial
This change makes it possible for advisors to offer advisory services to a larger range of clients, giving those with lower investable assets access to professionally managed asset allocation models.
Greg Gates New MD and Chief Technology & Information Officer

Greg Gates New MD and Chief Technology & Information Officer

July 30, 2021 LPL Financial
In this role, Gates will oversee all aspects of the firm’s technology and systems applications, leading the firm’s efforts to deliver a differentiated technology experience for LPL advisors, RIAs and institutions, and their clients
LPL Financial Announces Second Quarter 2021 Results

LPL Financial Announces Second Quarter 2021 Results

July 29, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2021, reporting net income of $119 million, or $1.46 per share. This compares with $102 million, or $1.27 per share, in the second quarter of 2020 and $130 million, or $1.59 per share, in the prior quarter.
Two Advisors Join LPL and Linsco Employee Model

Two Advisors Join LPL and Linsco Employee Model

July 28, 2021 LPL Financial
Employee team opens new Linsco by LPL Financial office in Raleigh, N.C.
3 Advisors from West End Advisory Group join LPL

3 Advisors from West End Advisory Group join LPL

July 22, 2021 LPL Financial
“By partnering with LPL, we have the flexibility to design our own technology and business model, and we believe this will help us elevate the service we provide to our clients.” – Joe Roddy
LPL Publishes Midyear Outlook 2021

LPL Publishes Midyear Outlook 2021

July 13, 2021 LPL Financial
“With a strong start to a bull market and a relatively calm market environment, it may be an ideal time for investors to get a financial plan in place with a trusted advisor, if they don’t already have one, to help hedge them against any unpredicted market events like the ones we saw in 2020” – Burt White
Pacstar Financial Group Team Joins LPL

Pacstar Financial Group Team Joins LPL

July 12, 2021 LPL Financial
“With LPL, we believe we will be able to offer additional resources and investment options to clients at lower costs. Additionally, LPL’s integrated technology is helping our team provide enhanced services to clients.” – Alan Kodama
Joseph Myer Launches New Practice at LPL Financial

Joseph Myer Launches New Practice at LPL Financial

July 07, 2021 LPL Financial
“With this move, I am able to serve my clients as I see fit while leveraging the robust resources and innovative capabilities provided by LPL and the boutique service from my partners at Gladstone.” – Joe Myer
LPL Supports Adoption of SC Law Protecting Senior Investors

LPL Supports Adoption of SC Law Protecting Senior Investors

July 06, 2021 LPL Financial
The new statute gives financial service firms and securities regulators in the state of South Carolina new tools to detect and prevent the financial exploitation of vulnerable adults.
Enhancement Rolled Out for Model Wealth Portfolio

Enhancement Rolled Out for Model Wealth Portfolio

July 01, 2021 LPL Financial
The latest feature added to LPL’s premier platform, MWP, provides advisors with more customization, flexibility and diversification in their portfolio construction process.
Brandon Chase Joins LPL Financial

Brandon Chase Joins LPL Financial

June 30, 2021 LPL Financial
"I am excited about this opportunity to have access to innovative technology and resources provided by LPL, especially the integration of eMoney and sophisticated planning tools designed to help clients visualize their savings, wealth and tax mitigation strategies." - Brandon Chase
2 LPL Advisors Among Nation’s Best Women Advisors

2 LPL Advisors Among Nation’s Best Women Advisors

June 29, 2021 LPL Financial
Two longtime LPL Financial advisors were once again named to Barron's annual list of Top 100 Women Advisors. Learn who these advisors are.
Team serving $580 million join LPL’s Strategic Wealth Services

Team serving $580 million join LPL’s Strategic Wealth Services

June 28, 2021 LPL Financial
“We believe that LPL provides the most proficient platform with no proprietary products. Its focus is keenly on innovation and operational support to help advisors succeed.” – Steve Carlsen
LPL Financial Welcomes Brian M. Woods Financial Services

LPL Financial Welcomes Brian M. Woods Financial Services

June 24, 2021 LPL Financial
“It was my due diligence and responsibility to find the best place for everybody to land, and LPL stood out as a partner that would put the interests of our clients and advisors first.” – Brian Woods
M&T Bank Joins LPL Financial’s Institution Services Platform

M&T Bank Joins LPL Financial’s Institution Services Platform

June 24, 2021 LPL Financial
The business comprises ~210 financial advisors, who collectively serve ~$22 billion of brokerage and advisory assets.
LPL's Firm Sleeve Delivers Scalable, Digital & Flexible Solutions

LPL's Firm Sleeve Delivers Scalable, Digital & Flexible Solutions

June 23, 2021 LPL Financial
LPL today announced that the firm’s proprietary investment management solution, Firm Sleeve, has surpassed $3.4 billion in assets, demonstrating the value of a personalized investment management solution.
Larry Boggs and Team Breakaway to LPL's Strategic Wealth Services

Larry Boggs and Team Breakaway to LPL's Strategic Wealth Services

June 21, 2021 LPL Financial
“LPL offers the independence and flexibility I’ve been craving.” – Larry Boggs
LPL Financial Reports Monthly Activity for May 2021

LPL Financial Reports Monthly Activity for May 2021

June 17, 2021 LPL Financial
LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2021.
Curtis Barnard Financial, Riverfront Financial Group Join LPL

Curtis Barnard Financial, Riverfront Financial Group Join LPL

June 17, 2021 LPL Financial
“After thorough research and due diligence, we found that LPL’s integrated technology and extensive resources will enable us to provide a differentiated service experience for our clients.” – Chris Dearing
LPL Financial Welcomes CUNA Brokerage Services

LPL Financial Welcomes CUNA Brokerage Services

June 14, 2021 LPL Financial
“CUNA Mutual Group is a leader in its market, and it’s an honor to have the opportunity to support their business. We look forward to supporting them in growing their capacity to serve a marketplace with an increasing demand for personalized advice.” – Rich Steinmeier
LPL and Gladstone Wealth Welcome Puzzle Wealth Solutions

LPL and Gladstone Wealth Welcome Puzzle Wealth Solutions

June 14, 2021 LPL Financial
“Now, as independent advisors, we can offer improved transparency and operate in our clients’ best interests. That freedom is powerful and very refreshing.” – John Klaas
LPL & Bleakley Financial Welcome The Patterson Group

LPL & Bleakley Financial Welcome The Patterson Group

June 10, 2021 LPL Financial
“Our team recognizes and appreciates the flexibility of LPL and our ability to run an independent practice where clients come first.” – John Patterson
LPL in Top 100 Supporting Healthy Communities & Families

LPL in Top 100 Supporting Healthy Communities & Families

June 10, 2021 LPL Financial
“Healthier communities achieve improved education outcomes, attract more talented workers, and perform more productively and competitively. We assume great responsibility with our role as a corporate citizen, and are committed to practices and policies that nurture safe, healthy and productive employees and communities.” – Sallie Larsen
LPL & Perennial Financial Welcome Mike Fuller & Rob Barber

LPL & Perennial Financial Welcome Mike Fuller & Rob Barber

June 09, 2021 LPL Financial
“We’re looking forward to being able to spend more time with our clients and show them the new resources that we’ll have available to better serve them.” – Mike Fuller
LPL Financial to Present at the Virtual Morgan Stanley US Financials, Payments & CRE Conference

LPL Financial to Present at the Virtual Morgan Stanley US Financials, Payments & CRE Conference

June 08, 2021 LPL Financial
LPL Financial LLC today announced that Chief Financial Officer Matt Audette will present at the virtual Morgan Stanley US Financials, Payments & CRE Conference on June 15.
LPL Financial Hires Waddell & Reed’s Shawn Mihal

LPL Financial Hires Waddell & Reed’s Shawn Mihal

June 07, 2021 LPL Financial
“I couldn’t be more excited about joining LPL Financial, and I am energized about the prospect of supporting LPL’s institutional clients with unparalleled service offerings and capabilities.” – Shawn Mihal
LPL Financial Earns Spot Among 2021 Fortune 500 List

LPL Financial Earns Spot Among 2021 Fortune 500 List

June 03, 2021 LPL Financial
“The performance of our company is a testament to the extraordinary work our financial advisors do for their clients and the dedication of our team to deliver on our mission to take care of our advisors so they can take care of their clients.” - Dan Arnold
LPL Financial Welcomes Benchmark Financial Services

LPL Financial Welcomes Benchmark Financial Services

June 01, 2021 LPL Financial
"LPL offers advanced technology and innovative resources that will allow us to spend more time with clients and run more sophisticated scenarios for them.” – Ashley Dusek
LPL Financial Hires EVP, Advisor Growth Solutions

LPL Financial Hires EVP, Advisor Growth Solutions

May 25, 2021 LPL Financial
“Through the formation of the Advisor Solutions team, LPL is positioned to be able to deliver a truly differentiated platform that serves the needs of each unique advisor.” – Alisa Maute
LPL & INC Advisors Welcome Bergen Point Wealth Management

LPL & INC Advisors Welcome Bergen Point Wealth Management

May 25, 2021 LPL Financial
“The industry is evolving quickly and we want to grow with a company that we have confidence in.” – Craig Zaleck
Industry Veterans Launch NJ-Based RIA Talisman Wealth

Industry Veterans Launch NJ-Based RIA Talisman Wealth

May 20, 2021 LPL Financial
The new RIA has selected LPL Financial as custodian.
LPL Financial Reports Monthly Activity for April 2021

LPL Financial Reports Monthly Activity for April 2021

May 20, 2021 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2021.
LPL Financial Announces Completion of Senior Unsecured Notes Offering

LPL Financial Announces Completion of Senior Unsecured Notes Offering

May 18, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced offering of $400 million of senior unsecured notes due 2031 (the “senior notes”).
LPL & Gladstone Wealth Welcome Platinum Wealth Management

LPL & Gladstone Wealth Welcome Platinum Wealth Management

May 17, 2021 LPL Financial
“We appreciate that LPL gives us the freedom and the flexibility to offer more services that enhance the client experience.” – Gena Barbato
LPL Financial Welcomes Financial Advisor Jeffrey Schiffman

LPL Financial Welcomes Financial Advisor Jeffrey Schiffman

May 13, 2021 LPL Financial
Florida-based advisor joins the new Linsco by LPL Financial employee model.
LPL Financial Announces Meeting Manager Tool for Advisors

LPL Financial Announces Meeting Manager Tool for Advisors

May 12, 2021 LPL Financial
Meeting Manager is designed to take the friction out of meeting preparation by centralizing the workflow into a single solution, streamlining the process and creating more time in an advisor’s day.
LPL Financial Welcomes Financial Advisor Rob DeHollander

LPL Financial Welcomes Financial Advisor Rob DeHollander

May 11, 2021 LPL Financial
“LPL also gives us the freedom and independence to run the practice on our own terms, with no influence from proprietary products.” – Rob DeHollander
LPL Financial Welcomes Investment Strategies Advisors

LPL Financial Welcomes Investment Strategies Advisors

May 10, 2021 LPL Financial
“The advisor-centric culture at LPL is very strong, and it’s evident that their focus and goal is to clearly help advisors so they can help their clients.” - Tom Zinckgraf
LPL Financial Announces Proposed Senior Unsecured Notes Offering

LPL Financial Announces Proposed Senior Unsecured Notes Offering

May 10, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to offer approximately $400 million in aggregate principal amount of senior unsecured notes due 2031 (the “senior notes”).
LPL Financial Announces Pricing of Senior Unsecured Notes Offering

LPL Financial Announces Pricing of Senior Unsecured Notes Offering

May 10, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has priced its offering of $400 million in aggregate principal amount of senior unsecured notes (the “senior notes”).
LPL & Gladstone Wealth Welcome Platinum Wealth Advisors

LPL & Gladstone Wealth Welcome Platinum Wealth Advisors

May 06, 2021 LPL Financial
“As advisors, we know our clients best. The move to independence allows me to find the right products, services and strategies for my clients without pressure to push proprietary products.” – Mike Cuttita
LPL & Wealth Consulting Group Welcome Advisor Joel Drake

LPL & Wealth Consulting Group Welcome Advisor Joel Drake

May 05, 2021 LPL Financial
“With the vast resources that LPL offers, combined with the team approach and additional support from The Wealth Consulting Group, Pam and I believe we are going to be able to provide the very best possible experience for our clients.” – Joel Drake
2 LPL Firms Named to Barron’s Top 100 Teams List

2 LPL Firms Named to Barron’s Top 100 Teams List

May 05, 2021 LPL Financial
“Congratulations to Merit Financial and Pence Wealth Management on this significant industry recognition and validation.” - Angela Xavier
LPL Financial and INC Advisors Welcome Kraner, LLC

LPL Financial and INC Advisors Welcome Kraner, LLC

May 03, 2021 LPL Financial
“We did our due diligence and considered 14 different firms when making this decision. You can tell LPL is not only striving to be the best, but truly is the best place for advisors to support, grow and manage their businesses.” - Zherenovosky
LPL Financial Closes Acquisition of Waddell & Reed's Wealth Management Business

LPL Financial Closes Acquisition of Waddell & Reed's Wealth Management Business

April 30, 2021 LPL Financial
“Waddell & Reed advisors are seasoned and well-regarded throughout the industry and are a strong cultural and strategic fit with us.” – Dan Arnold
LPL Financial Announces First Quarter 2021 Results

LPL Financial Announces First Quarter 2021 Results

April 29, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2021, reporting net income of $130 million, or $1.59 per share. This compares with $156 million, or $1.92 per share, in the first quarter of 2020 and $112 million, or $1.38 per share, in the prior quarter.
Seapoint Wealth Advisors Launches with Support of LPL Financial

Seapoint Wealth Advisors Launches with Support of LPL Financial

April 28, 2021 LPL Financial
"I’m really comforted by the fact that I can manage the practice and focus on my clients, knowing I have a whole team at LPL to help run the business and take care of the daily operations.” – Chad Taylor
LPL Financial Welcomes Financial Advisor Dennis P. Durocher

LPL Financial Welcomes Financial Advisor Dennis P. Durocher

April 26, 2021 LPL Financial
“By joining LPL, I can work the way I have been, but with greater flexibility and innovative technology solutions.” - Durocher
LPL Financial Releases 2021 Sustainability Report

LPL Financial Releases 2021 Sustainability Report

April 22, 2021 LPL Financial
The 2021 report reflects progress to date in key areas of focus, including diversity, equity and inclusion, COVID-19 response, sustainable investing and environmental stewardship.
LPL Financial Welcomes Lereah Financial Group

LPL Financial Welcomes Lereah Financial Group

April 21, 2021 LPL Financial
“I’m looking forward to all the great things that lie ahead with this new partnership with LPL. This is a place where I can see myself working for the rest of my career.” – Evan Lereah
LPL Financial Welcomes Walnut Beech Advisors

LPL Financial Welcomes Walnut Beech Advisors

April 19, 2021 LPL Financial
“As a millennial advisor, I’m really excited about how much LPL invests in innovative technology.” – Rick Betancourt
LPL Financial Welcomes Financial Advisor Kip Adams & Team

LPL Financial Welcomes Financial Advisor Kip Adams & Team

April 14, 2021 LPL Financial
“We believe LPL has the resources, services and scale to really help us differentiate our business.” – Kip Adams
New Independent Practice Launches with Strategic Wealth Services

New Independent Practice Launches with Strategic Wealth Services

April 12, 2021 LPL Financial
“LPL Strategic Wealth Services really allows us to simplify our business and have the strategic support so that we can really focus on our business and strip away some of the noise.” - Josh Brown
LPL Financial Welcomes Woods Financial Group

LPL Financial Welcomes Woods Financial Group

April 08, 2021 LPL Financial
“LPL checks all the boxes, providing access to products and resources that we weren’t exposed to before, as well as innovative technology that allows clients to easily access their accounts and reports.” – Joel Woods
LPL Financial Welcomes CR Davis & Company

LPL Financial Welcomes CR Davis & Company

April 06, 2021 LPL Financial
“We had such a smooth transition and have found that LPL offers the freedom and flexibility to work with clients and in their best interests, with the support of a back office to help with regulatory requirements.” - Brad Welker
LPL Financial Announces First Quarter 2021 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2021 Earnings Release Date and Conference Call

April 01, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation LPL Financial LLC, announced today it will report first quarter financial results after the market closes on April 29.
19 LPL Advisors Named 2021 Forbes Top Women Advisors

19 LPL Advisors Named 2021 Forbes Top Women Advisors

March 31, 2021 LPL Financial
“We thank each of these advisors for their commitment to excellence and for being wonderful role models to future generations as they demonstrate the value of LPL’s independent platform in helping women reach their full potential in our industry.” – Angela Xavier
Leading Bank Joins LPL Financial's Institution Services Platform

Leading Bank Joins LPL Financial's Institution Services Platform

March 30, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation LPL Financial LLC, today announced that BMO Harris Financial Advisors (BHFA) - the retail brokerage and advisory business of BMO Harris Bank (NYSE: BMO) - has joined LPL’s Institution Services platform.
LPL Welcomes Financial Advisor Texas Team from Texas

LPL Welcomes Financial Advisor Texas Team from Texas

March 29, 2021 LPL Financial
“LPL’s technology is incredibly user-friendly, not just for advisors but for our clients as well. We’re able to seamlessly move from one tool to another within the same integrated platform.” – David Cummings
LPL Financial Welcomes Progressive Financial Concepts

LPL Financial Welcomes Progressive Financial Concepts

March 24, 2021 LPL Financial
“Since we share client relationships across our team, we needed a partner like LPL that makes significant investments in integrated capabilities that allow us to easily access the latest customer information.” – Kory Budinger
LPL Financial Welcomes Financial Advisor Tim Vanderloo

LPL Financial Welcomes Financial Advisor Tim Vanderloo

March 22, 2021 LPL Financial
“I really liked that Silverleaf has the backing of LPL, a large organization with extensive research, innovative technology and access to the latest planning tools.” – Tim Vanderloo
LPL Financial Advisors Named to Barron’s List of Top Financial Advisors in America

LPL Financial Advisors Named to Barron’s List of Top Financial Advisors in America

March 18, 2021 LPL Financial
“This past year has been unprecedented and these LPL advisors have continued to elevate their business and demonstrate the value of the independent model in creating meaningful and long-lasting relationships.” – Angela Xavier
LPL Financial Reports Monthly Activity for February 2021

LPL Financial Reports Monthly Activity for February 2021

March 16, 2021 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2021.
LPL Financial Announces Completion of Leverage Neutral Transaction

LPL Financial Announces Completion of Leverage Neutral Transaction

March 15, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced amendment of its revolving credit facility (the “credit agreement amendment”) and offering of senior unsecured notes (the “senior notes”).
The Monteverde Group Welcomed by LPL Financial

The Monteverde Group Welcomed by LPL Financial

March 15, 2021 LPL Financial
“After extensive research, we decided to join LPL Financial because we believe LPL is an industry leader that is committed to providing innovative technology solutions, exemplary advisor service and state-of-the-art management programs to help advisors provide objective guidance.” - Craig Shensa
LPL Financial Welcomes The Fox Alliance

LPL Financial Welcomes The Fox Alliance

March 11, 2021 LPL Financial
“We welcome The Fox Alliance team to LPL and applaud their mission to make an extraordinary difference in the lives of their clients.” – Scott Posner
LPL Financial Attorneys Selected for Legal Industry DEI Fellowship

LPL Financial Attorneys Selected for Legal Industry DEI Fellowship

March 09, 2021 LPL Financial
“At LPL, we understand the importance of providing training and development programs for our employees, and look for ways to help them advance their professional careers, while contributing to advancing the industry as a whole.” – Peggy Ho
LPL Financial Announces Pricing of Senior Unsecured Notes Offering

LPL Financial Announces Pricing of Senior Unsecured Notes Offering

March 04, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has priced its offering of $900 million in aggregate principal amount of senior unsecured notes (the “senior notes”).
LPL Financial Announces Proposed Leverage Neutral Transaction to Refinance Its Senior Unsecured Notes

LPL Financial Announces Proposed Leverage Neutral Transaction to Refinance Its Senior Unsecured Notes

March 03, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to refinance its existing $900 million senior unsecured notes due 2025, and increase the size of its revolving credit facility from $750 million to $1,000 million and extend its maturity date (the “credit agreement amendment”).
LPL Financial to Present at the Wolfe Virtual FinTech Forum 2021

LPL Financial to Present at the Wolfe Virtual FinTech Forum 2021

March 03, 2021 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the Wolfe Virtual FinTech Forum 2021 on March 10.
LPL Financial to Provide Wealth Management Services to Members of PSECU

LPL Financial to Provide Wealth Management Services to Members of PSECU

March 01, 2021 LPL Financial
“After careful analysis, we determined that LPL put our members in the best position to work toward their financial goals and manage their financial risks.” - George Rudolph
LPL Financial Supports Austin Community Impacted by Winter Storm

LPL Financial Supports Austin Community Impacted by Winter Storm

February 25, 2021 LPL Financial
“We believe in the importance of supporting and strengthening the communities where we live and work.” - Tim Carter
LPL Financial Welcomes WWK Investments

LPL Financial Welcomes WWK Investments

February 24, 2021 LPL Financial
“We found LPL was the ideal fit, allowing us to do what we’ve been doing for decades—manage money in our client’s best interest—along with self-clearing capabilities and the ability to handle everything under one roof.” - Jason Welch
92 LPL Financial Advisors Named Forbes Best-In-State

92 LPL Financial Advisors Named Forbes Best-In-State

February 23, 2021 LPL Financial
“We applaud the commitment each of these advisors continue to show to their clients.” – Angela Xavier
LPL Financial Welcomes CVG Wealth Management

LPL Financial Welcomes CVG Wealth Management

February 22, 2021 LPL Financial
“With support from LPL, our team will be able to operate more effectively and quickly respond to our clients’ needs.” – Richard Pakes
LPL Financial to Present at the 22nd Annual Credit Suisse Virtual Financial Services Forum

LPL Financial to Present at the 22nd Annual Credit Suisse Virtual Financial Services Forum

February 18, 2021 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the 22nd Annual Credit Suisse Virtual Financial Services Forum on Feb. 25.
LPL Launches Video Series on Issues Facing Black Community

LPL Launches Video Series on Issues Facing Black Community

February 18, 2021 LPL Financial
“At LPL, our goal is to reflect the diverse marketplace and be agents of positive change in our industry.” – Lauren Taylor Riley
LPL Financial Welcomes Foran Financial Group

LPL Financial Welcomes Foran Financial Group

February 17, 2021 LPL Financial
“We’ve seen how the company has transformed into an advisor-centric, advice-driven firm. LPL is an advocate for the advisor and is clearly in the business of helping advisors do the best job for their clients.” – Dan Foran
LPL Financial Updates Brand Identify & Ushers In a New Era

LPL Financial Updates Brand Identify & Ushers In a New Era

February 17, 2021 LPL Financial
“Our new brand look and feel reflects what it means to be a partner to advisors in today’s marketplace and reaffirms that what matters to advisors will always be what matters most to LPL.” – Heather Randolph Carter
LPL Financial Reports Monthly Activity for January 2021

LPL Financial Reports Monthly Activity for January 2021

February 16, 2021 LPL Financial
SAN DIEGO – Feb. 16, 2021 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2021.
LPL Managing Director Scott Seese to Take Leave of Absence

LPL Managing Director Scott Seese to Take Leave of Absence

February 16, 2021 LPL Financial
LPL Financial has announced that Scott Seese will take a personal leave of absence. An interim chief information officer has been named.
LPL Launches M&A Solutions in Support Advisors’ Growth

LPL Launches M&A Solutions in Support Advisors’ Growth

February 11, 2021 LPL Financial
“LPL’s mission to simplify advisor M&A led us to create one of the industry’s only services that provides resources, support and execution facilitated by an in-house team of professionals.” – Jeremy Holly
LPL Financial Welcomes Financial Advisor Darrell Todd

LPL Financial Welcomes Financial Advisor Darrell Todd

February 08, 2021 LPL Financial
“All of our research and due diligence pointed to LPL. We are confident that we have found a partner that will create office efficiencies and enhanced client experiences.” – Darrell Todd
LPL Financial Announces Fourth Quarter and Full Year 2020 Results

LPL Financial Announces Fourth Quarter and Full Year 2020 Results

February 04, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2020, reporting net income of $112 million, or $1.38 per share. This compares with $127 million, or $1.53 per share, in the fourth quarter of 2019 and $104 million, or $1.29 per share, in the prior quarter.
LPL Financial Welcomes Financial Advisor Tiger Blackwell

LPL Financial Welcomes Financial Advisor Tiger Blackwell

February 01, 2021 LPL Financial
The Louisiana-based advisor kicks off recruitment to LPL’s new independent employee advisor model.
LPL Earns Perfect Score in HRC’s Corporate Equality Index

LPL Earns Perfect Score in HRC’s Corporate Equality Index

February 01, 2021 LPL Financial
“Diversity enriches our culture and, as a result, teams make better decisions and deliver better outcomes for our clients.” – Sallie Larsen
LPL Financial Welcomes Washington Crossing Financial Group

LPL Financial Welcomes Washington Crossing Financial Group

January 26, 2021 LPL Financial
“By partnering with LPL, we have the freedom to run our business our way, with clients’ best interests top of mind.” – Brendan Biruk
LPL Hires Ed Fandrey as Managing Director, Advisor Solutions

LPL Hires Ed Fandrey as Managing Director, Advisor Solutions

January 19, 2021 LPL Financial
“At LPL, he’ll help us create compelling ways to address our advisors’ unique needs and learn from their creative ideas in the spirit of developing innovative solutions that help them win in the marketplace.” – Dan Arnold
LPL Financial Welcomes Financial Advisor Gary Stiles

LPL Financial Welcomes Financial Advisor Gary Stiles

January 19, 2021 LPL Financial
“It was time to join a new firm that would help ensure my clients’ best interests are put first. As a publicly traded company, I believe LPL will provide my business and clients with long-term stability.” – Gary Stiles
LPL Financial Welcomes West Texas WealthCare

LPL Financial Welcomes West Texas WealthCare

January 14, 2021 LPL Financial
“We’re always looking for ways to improve our client experiences, and we found that LPL creates a user-friendly experience for clients, with their information easily accessible.” - Cassandra Fillingim
Integrity Financial Services Welcomed by LPL Financial

Integrity Financial Services Welcomed by LPL Financial

January 12, 2021 LPL Financial
“We’ve found ClientWorks to be smooth and intuitive, and we’ve already seen a large reduction in forms and paperwork.” – Evan McCoy
LPL Financial Welcomes FDR Financial Group

LPL Financial Welcomes FDR Financial Group

January 05, 2021 LPL Financial
“We believe LPL is a long-term partner with the size and scale to support our growth while ensuring the highest level of service for our clients.” - Jason Solodkin
LPL Financial Announces Fourth Quarter and Full Year 2020 Earnings Release Date and Conference Call

LPL Financial Announces Fourth Quarter and Full Year 2020 Earnings Release Date and Conference Call

January 04, 2021 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian LPL Financial LLC, announced it will report fourth quarter and full year 2020 financial results after the market closes on Feb. 4.
LPL, Professional Wealth Advisors Welcome Bryan Schneider

LPL, Professional Wealth Advisors Welcome Bryan Schneider

December 21, 2020 LPL Financial
“Coming from an established platform, it was important that I receive the support and affiliation of a strong and reputable partner such as LPL. The level of innovative technology has transformed how we open new accounts and how I manage my book of business.” – Bryan Schneider
LPL Financial, Gladstone Wealth Partners Welcome Mother and Son Team

LPL Financial, Gladstone Wealth Partners Welcome Mother and Son Team

December 17, 2020 LPL Financial
“By joining LPL and Gladstone, we can provide comprehensive financial planning services to any client we want to serve, not just those with large accounts.” – Beaux Treguboff
LPL Financial Reports Monthly Activity for November 2020

LPL Financial Reports Monthly Activity for November 2020

December 15, 2020 LPL Financial
SAN DIEGO – Dec. 15, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2020.
RightCapital Integrated with ClientWorks Technology Platform

RightCapital Integrated with ClientWorks Technology Platform

December 15, 2020 LPL Financial
“The addition of RightCapital further enhances our digital ecosystem, powered by tools that give advisors choice and the capacity to create meaningful experiences for their clients and grow their businesses.” – Burt White
LPL Financial Hires Brent Simonich as EVP, CAO & Treasurer

LPL Financial Hires Brent Simonich as EVP, CAO & Treasurer

December 14, 2020 LPL Financial
“We are pleased to welcome Brent to the LPL family and look forward to the many contributions he will make in this important role.” – Matt Audette
LPL Financial Welcomes White Oak Investment Management

LPL Financial Welcomes White Oak Investment Management

December 14, 2020 LPL Financial
“LPL offers freedom to provide more choices for our clients’ individual goals and needs, as well as the independence to serve their best interests.” – Kyle Conger
LPL Financial Awarded for its Innovative M&A Solutions

LPL Financial Awarded for its Innovative M&A Solutions

December 09, 2020 LPL Financial
“For advisors looking to grow through acquisition or those seeking a partner to sell all or part of their business, LPL’s M&A Solutions helps to demystify and simplify what can be a complex and time-consuming process.” – Jeremy Holly
LPL, Gladstone Wealth Partners Welcome Joe Mastroianni

LPL, Gladstone Wealth Partners Welcome Joe Mastroianni

December 09, 2020 LPL Financial
“LPL’s innovative technology will greatly enhance how we run the practice day to day. And the Gladstone team’s dedicated support and resources are valuable to help me expand my business and build out the client experience.” - Joe Mastroianni
LPL Financial Research Publishes Outlook 2021: Powering Forward

LPL Financial Research Publishes Outlook 2021: Powering Forward

December 08, 2020 LPL Financial
The report, “Powering Forward,” contains investment insights and market guidance for 2021, a year that will bring a new U.S. president amidst the global COVID-19 pandemic.
LPL Financial Welcomes Rosemont Financial Group

LPL Financial Welcomes Rosemont Financial Group

December 07, 2020 LPL Financial
“LPL stood out as an industry leader, with an online portal that is easy for our clients to use and navigate.” – Steven Novotny
LPL Financial to Acquire Waddell & Reed's Wealth Management Business and Enter Into Long-Term Partnership with Macquarie

LPL Financial to Acquire Waddell & Reed's Wealth Management Business and Enter Into Long-Term Partnership with Macquarie

December 02, 2020 LPL Financial
LPL Financial Holdings Inc., a leading U.S. retail investment advisory firm, independent broker-dealer, and registered investment advisor (RIA) custodian, today announced it has entered into an agreement with Macquarie Asset Management to acquire the wealth management business of Waddell & Reed Financial, Inc. upon completion of Macquarie’s acquisition of all of the issued and outstanding common shares of Waddell & Reed. Additionally, LPL and Macquarie have agreed to enter into a long-term partnership, with Macquarie becoming one of LPL’s top tier strategic asset management partners.
LPL Financial Welcomes Nautica Wealth Advisors

LPL Financial Welcomes Nautica Wealth Advisors

November 30, 2020 LPL Financial
“We have been so impressed with LPL’s service transformation and technology evolution, and it’s clear that this new partnership will help us be more efficient and impactful in how we serve our clients.” – Steve Lerner
LPL Financial Welcomes Verus Capital Partners

LPL Financial Welcomes Verus Capital Partners

November 23, 2020 LPL Financial
“We believe that LPL is the best growth partner to support our vision of being able to support both traditional advisors and hybrid advisors, as well as RIA-only advisors.” – Stephen Bull
Adara Wealth Management Launches With Support of LPL Strategic Wealth Services

Adara Wealth Management Launches With Support of LPL Strategic Wealth Services

November 19, 2020 LPL Financial
“With support from LPL, we can push ahead and take our client experience to the next level. We’ll be at the forefront of what’s going on in the industry and offer the services that clients desire and expect.” - Adam Goldstein
$2B Wirehouse Team Joins LPL Financial, Gladstone Wealth Partners

$2B Wirehouse Team Joins LPL Financial, Gladstone Wealth Partners

November 16, 2020 LPL Financial
“We are entrepreneurs at heart and have decided to build a business that is our own, where we can be fiduciaries and keep our clients’ best interests at the forefront of everything we do.” – John Gallagher
LPL Financial and KM Capital Group Welcome Financial Advisors Jerry Giordano, Joseph Praino

LPL Financial and KM Capital Group Welcome Financial Advisors Jerry Giordano, Joseph Praino

November 12, 2020 LPL Financial
“LPL lets me operate my practice as I see fit, which opens the door for me to better serve my clients. I have the autotomy to access products and information that were not previously available.” – Jerry Giordano
LPL Financial Reports Monthly Activity for October 2020

LPL Financial Reports Monthly Activity for October 2020

November 10, 2020 LPL Financial
SAN DIEGO – Nov. 10, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2020.
LPL Financial Welcomes Trivium Point Advisory

LPL Financial Welcomes Trivium Point Advisory

November 10, 2020 LPL Financial
“With LPL, we can brand our entire organization and stay ahead of the curve in the industry, with a goal of providing the most progressive advice and services to help our clients work toward their financial goals.” – Ron Pac
LPL Welcomes Investment Services at First Community to Its Institution Services Platform

LPL Welcomes Investment Services at First Community to Its Institution Services Platform

November 04, 2020 LPL Financial
“By joining LPL’s Institution Services platform, we also now have access to more modern technology, products and financial planning software to serve a large membership base more efficiently and effectively.” – Thomas Thornton
LPL Financial and INC Advisors Welcome Trilith Wealth Management

LPL Financial and INC Advisors Welcome Trilith Wealth Management

November 03, 2020 LPL Financial
“Entrepreneurship has always been extremely important to me, and the independent model brings us back to a place where the decisions impacting our business are being made locally, with the clients’ interests as the main driver.” – Lou Pelliccioni
Ben Welch Joins LPL Financial as EVP, Trading

Ben Welch Joins LPL Financial as EVP, Trading

November 02, 2020 LPL Financial
“Ben shares our commitment to putting the client at the center of everything we do and joins in our aspiration to evolve LPL’s trading capabilities to become a differentiated experience for advisors and their clients.” – Dayton Semerjian
LPL Financial Announces Third Quarter 2020 Results

LPL Financial Announces Third Quarter 2020 Results

October 29, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2020, reporting net income of $104 million, or $1.29 per share. This compares with $132 million, or $1.57 per share, in the third quarter of 2019 and $102 million, or $1.27 per share, in the prior quarter.
LPL Acquires Fintech Firm Blaze Portfolio

LPL Acquires Fintech Firm Blaze Portfolio

October 27, 2020 LPL Financial
Blaze Portfolio’s innovative trading and portfolio rebalancing software will be integrated into LPL’s core technology platform, delivering a sophisticated solution to help drive efficiency and scale in advisors’ practices.
LPL Financial Welcomes Father-Son Advisors Michael and Patrick O’Reilly

LPL Financial Welcomes Father-Son Advisors Michael and Patrick O’Reilly

October 26, 2020 LPL Financial
“We were looking to take a step forward in technology, and we found that LPL’s integrated capabilities will help us immensely with onboarding, processing and account administration, giving us more time to spend with our clients.” – Patrick O’Reilly
LPL Financial Welcomes Eight Advisors After CenterState Bank, South State Bank Merger

LPL Financial Welcomes Eight Advisors After CenterState Bank, South State Bank Merger

October 22, 2020 LPL Financial
“We congratulate South State Investment Services on its continued growth and we welcome their newest team members.” – Rich Steinmeier
LPL Financial Welcomes Tagge Rutherford Financial Group

LPL Financial Welcomes Tagge Rutherford Financial Group

October 19, 2020 LPL Financial
“With LPL’s technology platform, the tools we use to serve clients—from reporting to trading—work together under a single sign-on. It will be so much easier to manage the day-to-day support of clients, and they will have a transformed experience as well.” – Monte Peterson
LPL Financial Welcomes Father-Son Advisors Tom and Bill Smothers

LPL Financial Welcomes Father-Son Advisors Tom and Bill Smothers

October 15, 2020 LPL Financial
“The qualified plan space has evolved over the years. LPL has a highly knowledgeable team that talks our language and understands our unique concerns.” – Tom Smothers
LPL Hosts Virtual Women’s Conference Throughout October

LPL Hosts Virtual Women’s Conference Throughout October

October 13, 2020 LPL Financial
This is the second virtual conference that LPL has held in 2020, following its annual Focus conference, which hosted over 13,000 total attendees digitally in August.
LPL Financial Selected as Finalist for MMI's Wealth Manager Platform of the Year Award

LPL Financial Selected as Finalist for MMI's Wealth Manager Platform of the Year Award

October 13, 2020 LPL Financial
Platform of the Year honors wealth management firms whose investment advisory platform exemplifies innovation in delivering better outcomes for investors and financial advisors.
Thomas Cappello Joins LPL as EVP & Chief Risk Officer

Thomas Cappello Joins LPL as EVP & Chief Risk Officer

October 12, 2020 LPL Financial
“LPL has established a reputation for leadership and innovation in the industry, and the firm is buoyed by the strength of its management team. At a time when investors need the trusted guidance of a financial advisor more than ever before, I’m proud to be part of a firm that is entirely focused on serving the needs of advisors, RIAs and institutions and the important work they do for their clients.” – Cappello
LPL Financial and Gladstone Financial Resources Group Welcome Rajat Rajan

LPL Financial and Gladstone Financial Resources Group Welcome Rajat Rajan

October 12, 2020 LPL Financial
“With LPL and Gladstone, I’m able to leverage a vast amount of resources and capabilities where I don’t feel boxed in.” – Rajat Rajan
LPL Financial Welcomes Leading Bank to Its Institution Services Platform

LPL Financial Welcomes Leading Bank to Its Institution Services Platform

October 08, 2020 LPL Financial
“We are excited to welcome BMO Harris Financial Advisors to LPL’s network of institutional clients.” – Rich Steinmeier
LPL Financial and Financial Resources Group Welcome GreenState Wealth Management

LPL Financial and Financial Resources Group Welcome GreenState Wealth Management

October 07, 2020 LPL Financial
“We chose the LPL platform given its innovative technology, dedication to advisor service and client-first approach.” – Jeff Disterhoft.
LPL Financial Advisors Named ‘Top Wealth Advisor Moms’

LPL Financial Advisors Named ‘Top Wealth Advisor Moms’

October 06, 2020 LPL Financial
“On behalf of LPL, we congratulate these ambitious working mothers who have dedicated their careers to making a positive impact in their clients’ lives.” – Andy Kalbaugh
LPL Financial and Merit Financial Group Welcome Reason Financial

LPL Financial and Merit Financial Group Welcome Reason Financial

October 05, 2020 LPL Financial
“We feel LPL’s robust and flexible wealth management platform will be a large value-add for our clients.” – Steve Pollock
LPL Financial Announces Third Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2020 Earnings Release Date and Conference Call

October 01, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian LPL Financial LLC, announced it will report third quarter financial results after the market closes on Oct. 29.
LPL Congratulates Advisor on Award for Charitable Work

LPL Congratulates Advisor on Award for Charitable Work

October 01, 2020 LPL Financial
“On behalf of LPL, I congratulate Lynn on this distinguished industry recognition. Lynn has shown a commitment to helping individuals reach their potential, from the clients she supports as a trusted advisor to the WMU students who benefit from her charitable work and leadership.” – Angela Xavier
LPL Financial Welcomes Hendrix Group Financial Services

LPL Financial Welcomes Hendrix Group Financial Services

September 29, 2020 LPL Financial
“With LPL, we have found a partner with stability that can help us take the business to the next level. The integrated technology in ClientWorks will really enhance our ability to serve clients with excellence.” – Brad Hendrix
Barron’s Ranks LPL Financial-Affiliated RIAs Among Top 100 Firms

Barron’s Ranks LPL Financial-Affiliated RIAs Among Top 100 Firms

September 28, 2020 LPL Financial
“This prestigious award is a testament to each firm’s client-centric philosophy and demonstrates the value of the independent model to enable choice and personalized support to be able to create value with advisors and the investors they serve. It is a privilege to serve each of these firms.” – Andy Kalbaugh
North Bend Wealth Management Launches with Support of LPL Strategic Wealth Services

North Bend Wealth Management Launches with Support of LPL Strategic Wealth Services

September 22, 2020 LPL Financial
“By leveraging LPL Strategic Wealth Services, we are gaining our independence but we have a support system from LPL to help with daily business operations.” – Marc DeCicco
LPL Financial Welcomes SGC Financial and Insurance Services

LPL Financial Welcomes SGC Financial and Insurance Services

September 16, 2020 LPL Financial
“LPL is committed to investing in technology and innovative capabilities like ClientWorks, where everything talks together and is integrated into one system. This is a game changer that will enhance both the client and advisor experience.” – Matthew Bond
LPL Financial Reports Monthly Activity for August 2020

LPL Financial Reports Monthly Activity for August 2020

September 15, 2020 LPL Financial
SAN DIEGO – Sept. 15, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for August 2020.
LPL Financial Advisors Ranked Among Top 100 Independent Advisors Nationwide

LPL Financial Advisors Ranked Among Top 100 Independent Advisors Nationwide

September 15, 2020 LPL Financial
LPL Financial Welcomes JTL Wealth Partners

LPL Financial Welcomes JTL Wealth Partners

September 14, 2020 LPL Financial
“We are already looking into ways LPL’s full-service M&A platform can help with our end game.” – Jimmy Lee
River’s Edge Wealth Partners Launches with Support of LPL Strategic Wealth Services

River’s Edge Wealth Partners Launches with Support of LPL Strategic Wealth Services

September 10, 2020 LPL Financial
“LPL’s new affiliation model really appealed to me. It allows me to be an independent advisor but solves for the business operational needs.” – Tony Frigoletto
LPL Financial Welcomes Financial Advisor Forrest Williams, Jr.

LPL Financial Welcomes Financial Advisor Forrest Williams, Jr.

September 08, 2020 LPL Financial
“The move to LPL also gives me the opportunity to be in my own office and control all of the client-facing activities. LPL truly supports my independence and allows me to operate in the ways that I see as best for my business and clients.” – Forrest Williams, Jr.
LPL Financial Welcomes The Murphy Team to Happy Investment Services

LPL Financial Welcomes The Murphy Team to Happy Investment Services

September 03, 2020 LPL Financial
“LPL’s technology is already exceeding expectations and will help us conduct business more efficiently, freeing up more time to spend building relationships and serving our clients.” – Jess Murphy
LPL Financial Announces New Members of Advisor Inclusion Council

LPL Financial Announces New Members of Advisor Inclusion Council

September 02, 2020 LPL Financial
“We are honored to welcome this group of dynamic advisors who are committed to collaborating with us to drive meaningful change at LPL.” – Kathleen Zemaitis
LPL Financial to Present at Barclays Global Financial Services Conference

LPL Financial to Present at Barclays Global Financial Services Conference

September 02, 2020 LPL Financial
SAN DIEGO – Sept. 2, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the Barclays Global Financial Services Conference on September 16.
LPL Financial Welcomes Summit Wealth Advisors

LPL Financial Welcomes Summit Wealth Advisors

August 31, 2020 LPL Financial
“LPL has the scale, resources and technology to make it much easier for clients to do business with us. It also opens the door to new opportunities to streamline our business.” – Douglas J. Richey
LPL Financial Welcomes Partner Firms Baldwin Capital Management and Langdon Capital Management

LPL Financial Welcomes Partner Firms Baldwin Capital Management and Langdon Capital Management

August 26, 2020 LPL Financial
“LPL is a premier firm in the industry and we want to be a premier provider to our clients. We appreciate that LPL does not push proprietary products; they only push for the success of their advisors and clients.” – Scott Baldwin
LPL Financial Welcomes Raintree Wealth Partners

LPL Financial Welcomes Raintree Wealth Partners

August 24, 2020 LPL Financial
“We want to focus on running an independent practice and creating a business that puts our clients’ needs first. Stratos and LPL fit all of our needs perfectly.” – Allen Lorenzi
Focus 2020 Highlights LPL’s Commitment to Helping Advisors Thrive

Focus 2020 Highlights LPL’s Commitment to Helping Advisors Thrive

August 20, 2020 LPL Financial
Held virtually for the first time ever, conference draws record registrations.
LPL Financial Closes Lucia Securities Asset Acquisition

LPL Financial Closes Lucia Securities Asset Acquisition

August 20, 2020 LPL Financial
Lucia Securities serves more than $1.5 billion of client assets. 100 percent of the advisors with Lucia Securities have committed to join LPL.
LPL Financial Closes E.K. Riley Asset Acquisition

LPL Financial Closes E.K. Riley Asset Acquisition

August 18, 2020 LPL Financial
E.K. Riley Investments, LLC serves more than $2 billion of client assets. Approximately 90 percent of the advisors with E.K. Riley Investments are expected to join LPL.
LPL Financial Partners with Slack to Offer Messaging Capabilities to Its Advisors and Institutions

LPL Financial Partners with Slack to Offer Messaging Capabilities to Its Advisors and Institutions

August 18, 2020 LPL Financial
“We are focused on ensuring our clients have access to the tools and solutions that make it possible for their businesses to continue to thrive. Slack is an ideal solution to bring teams together in this virtual environment, making it seamless to operate in support of their clients, while increasing the digital capabilities that will be the driving force of the advisor practice of the future.” – Burt White
LPL Financial Welcomes Stabler Wealth Management

LPL Financial Welcomes Stabler Wealth Management

August 17, 2020
“LPL’s turnkey offering and integration really boosts our technology experience and helps us manage our business as we see fit.” – Dave Mantell
LPL Financial Managing Director and Divisional President Andy Kalbaugh to Retire, Effective March 2021

LPL Financial Managing Director and Divisional President Andy Kalbaugh to Retire, Effective March 2021

August 14, 2020 LPL Financial
Firm to conduct nationwide search for new senior leader
LPL Financial Reports Monthly Activity for July 2020

LPL Financial Reports Monthly Activity for July 2020

August 13, 2020 LPL Financial
SAN DIEGO – August 13, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for July 2020.
LPL Financial Welcomes Equitrust Financial Group

LPL Financial Welcomes Equitrust Financial Group

August 13, 2020 LPL Financial
“LPL stood out for its excellence in technology and business operations. Our staff was blown away by how easy it could be to run our business.” – Charles Noparstak
LPL Financial Hires Scott Belous to Lead End User Experience

LPL Financial Hires Scott Belous to Lead End User Experience

August 11, 2020 LPL Financial
“Scott is a proven leader with more than 25 years of experience delivering transformative digital solutions at scale for major financial corporations. We are excited to welcome him to LPL in a role that is the first of its kind for the firm.” – Burt White, LPL chief investment officer and managing director, Investor and Investment Solutions
LPL Financial and Financial Resources Group Welcome Bialke Financial Partners

LPL Financial and Financial Resources Group Welcome Bialke Financial Partners

August 10, 2020 LPL Financial
“We are also excited to have access to LPL’s enhanced technology resources. With COVID-19 and other challenges associated with the pandemic, we found it is necessary to have strong technology to better support clients and meet their needs in the current environment.” – Christopher Bialke
LPL Financial and Financial Advocates Welcome Advisors T. Scott Dudley and David McQuade

LPL Financial and Financial Advocates Welcome Advisors T. Scott Dudley and David McQuade

August 06, 2020 LPL Financial
“LPL’s integrated technology allows us to operate much more efficiently; some tasks that once took 10 to15 minutes now take only two minutes.” – Scott Dudley
LPL Financial Introduces Independent Employee Advisor Affiliation Model

LPL Financial Introduces Independent Employee Advisor Affiliation Model

August 05, 2020 LPL Financial
LPL redefines the employee advisor model by removing limitations and empowering advisors with freedom, client ownership and a payout they deserve.
LPL Financial Welcomes Cashman Consulting

LPL Financial Welcomes Cashman Consulting

August 03, 2020 LPL Financial
“This move to LPL will make us more efficient and will provide our team with even more information to support clients with education as well as personalized investment strategies that can help them work toward their goals.” – Jeff Cashman
LPL Financial Announces Second Quarter 2020 Results

LPL Financial Announces Second Quarter 2020 Results

July 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2020, reporting net income of $102 million, or $1.27 per share. This compares with $146 million, or $1.71 per share, in the second quarter of 2019 and $156 million, or $1.92 per share, in the prior quarter.
LPL Financial’s Scott Seese Named Finalist in the 2020 Charlotte CIO of the Year Orbie Awards

LPL Financial’s Scott Seese Named Finalist in the 2020 Charlotte CIO of the Year Orbie Awards

July 29, 2020 LPL Financial
Presented by the Charlotte CIO Leadership Association, the awards program recognizes chief information officers who have demonstrated excellence in innovation, technology leadership, business value creation and community involvement.
LPL Financial Welcomes M&T Bank to Its Institution Services Platform

LPL Financial Welcomes M&T Bank to Its Institution Services Platform

July 29, 2020 LPL Financial
With $20B in AUM and approximately 170 advisors, M&T will be the largest financial institution to join the LPL Financial platform
LPL Financial and Gladstone Wealth Partners Welcome Financial Advisor Keith Boyd

LPL Financial and Gladstone Wealth Partners Welcome Financial Advisor Keith Boyd

July 27, 2020 LPL Financial
“For 25 years in a row, LPL has been an industry leader, offering the independence and freedom to serve client needs without any red tape or proprietary products. It is a reputable, national firm that I am proud to partner with.” – Keith Boyd
LPL Financial Congratulates Next-Gen Advisors Recognized in Forbes

LPL Financial Congratulates Next-Gen Advisors Recognized in Forbes

July 24, 2020 LPL Financial
“These advisors demonstrate the important role advisors play in support of today’s investor as well as the opportunity the independent model presents to build a business with lasting value.” – Andy Kalbaugh
LPL Financial Welcomes Sibling Advisors Ed Bell III, Gretchen Collins

LPL Financial Welcomes Sibling Advisors Ed Bell III, Gretchen Collins

July 23, 2020 LPL Financial
“We believe our clients will benefit from greater transparency, and more choice, with LPL offering improvements in platform costs, cash management, and expanded mutual fund and stock research capabilities.” – Ed Bell III
Two LPL Financial Advisors Ranked Among Top Women Advisors in Nation

Two LPL Financial Advisors Ranked Among Top Women Advisors in Nation

July 21, 2020 LPL Financial
“Having established exceptional businesses, Susan and Laila are wonderful examples of how the independent model gives women advisors the opportunity to reach their full potential in the industry.” – Andy Kalbaugh
LPL Financial Welcomes Staples Financial

LPL Financial Welcomes Staples Financial

July 20, 2020 LPL Financial
“LPL’s technology investments over the past few years have propelled the firm to become an industry leader in technology.” – Kris Staples
LPL Financial Bringing Its Clients Together Virtually For Annual Focus Conference

LPL Financial Bringing Its Clients Together Virtually For Annual Focus Conference

July 16, 2020 LPL Financial
The new digital format makes it possible for advisors and institutional clients to experience LPL’s signature annual conference, a premier event in the financial services industry, with a record 7,000 advisors, staff, employees and sponsors in attendance at last year’s event.
LPL Financial Welcomes Crossroads Financial Services

LPL Financial Welcomes Crossroads Financial Services

July 15, 2020 LPL Financial
"With support from LPL and The Network, we are able to rebuild our approach to technology and offer a new client experience that will help them much more easily access and understand the performance of their accounts.” – Matthew Meyers Jr.
LPL Financial Research Publishes Midyear Outlook 2020: The Trail to Recovery

LPL Financial Research Publishes Midyear Outlook 2020: The Trail to Recovery

July 14, 2020 LPL Financial
The report, “The Trail to Recovery,” contains investment insights and market guidance from LPL Financial Research through year-end 2020, a year marked by significant disruption due to the global impact of the COVID-19 pandemic.
LPL Financial Ranked Leading Independent Broker-Dealer

LPL Financial Ranked Leading Independent Broker-Dealer

July 09, 2020 LPL Financial
Firm leverages scale to continuously evolve its independent platform to meet the needs of advisors and institutions.
LPL Financial Welcomes CenterPoint Wealth Advisors

LPL Financial Welcomes CenterPoint Wealth Advisors

July 06, 2020 LPL Financial
“LPL’s philosophy is in sync with our own, which is to provide independent, objective financial advice. We believe this move to LPL will allow us to run our business more effectively and serve our clients better.” – Glenn Drake
LPL Financial Announces Second Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2020 Earnings Release Date and Conference Call

July 01, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report second quarter financial results after the market closes on July 30.
LPL Financial Welcomes Ridgeline Wealth Management

LPL Financial Welcomes Ridgeline Wealth Management

July 01, 2020 LPL Financial
“LPL’s intuitive and integrated technology platform is simple and easy to use. It will allow us to spend more time doing what we want to be doing, which is working hand-in-hand with clients.” – Jake Lavely
LPL Welcomes Bernicke Wealth Management

LPL Welcomes Bernicke Wealth Management

June 29, 2020 LPL Financial
“We believe LPL’s innovative technology, coupled with another layer of value provided by GVA’s technology, will really put us ahead of the curve.” – Ty Bernicke
LPL Financial Welcomes Financial Advisor Corinne Koehler

LPL Financial Welcomes Financial Advisor Corinne Koehler

June 24, 2020 LPL Financial
“I believe LPL provides the innovative technology, products and services that enable me to deliver advice that is the best fit for my clients.” – Corrine Koehler
LPL Financial and JFC Financial Welcome Fogarty Wealth Management

LPL Financial and JFC Financial Welcome Fogarty Wealth Management

June 22, 2020 LPL Financial
“LPL’s technology platform is very impressive, and the open architecture along with the integration capabilities make it particularly attractive.” – Bennett Fogarty
LPL Financial Expands Service Capabilities

LPL Financial Expands Service Capabilities

June 18, 2020 LPL Financial
LPL Financial is taking a digitally driven approach to shift from voice as the primary contact channel, incorporating chat and email support, as well as enhanced self-service guides to provide more choice and quicker delivery of service support.
LPL Financial Welcomes Father / Daughter Financial Advisors Emile and Anne Oestriecher

LPL Financial Welcomes Father / Daughter Financial Advisors Emile and Anne Oestriecher

June 17, 2020 LPL Financial
“LPL does not offer proprietary investment products, which was very important to us because it means there is no pressure to sell certain products. We love that independence to find the best solutions for our clients.” – Anne Oestriecher
LPL Financial Reports Monthly Activity for May 2020

LPL Financial Reports Monthly Activity for May 2020

June 16, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for May 2020.
LPL Financial Welcomes Summit Street Wealth Management at Bank Five Nine

LPL Financial Welcomes Summit Street Wealth Management at Bank Five Nine

June 16, 2020 LPL Financial
“We’re already receiving great feedback from our clients about the ease of navigation in LPL’s Account View, which is a convenient way for clients to access their financial information. The simplicity and granularity of it really makes life easier. – Todd Sivak
LPL Financial Announces Release of Second Sustainability Report

LPL Financial Announces Release of Second Sustainability Report

June 15, 2020 LPL Financial
“Making a positive contribution to the lives of our employees, those we serve, and the communities where we operate, is not only important to our stakeholders, but is the standard we expect of ourselves at LPL.” – Heather Randolph Carter
LPL Financial Launches New Business Solution to Provide Advisors Peace of Mind by Protecting Business Value

LPL Financial Launches New Business Solution to Provide Advisors Peace of Mind by Protecting Business Value

June 11, 2020 LPL Financial
The Assurance Plan provides a guaranteed purchase price in addition to a commission-free sale of an advisor’s business in the event of an unplanned exit.
LPL Financial Welcomes Financial Advisor Lance Pelky

LPL Financial Welcomes Financial Advisor Lance Pelky

June 10, 2020 LPL Financial
“I believe LPL Financial offers a vast improvement in resources, reporting and investment choices that will help us ‘up our game’ and do an even better job of serving our clients.” – Lance Pelky
LPL Financial and Private Advisor Group Welcome Broadway Graham Wealth Partners

LPL Financial and Private Advisor Group Welcome Broadway Graham Wealth Partners

June 08, 2020 LPL Financial
“We are excited about the opportunity to mold our office as we want and to be able to offer the strategies and products that suit our clients’ needs.” – Zach Bromley
LPL Bank and Credit Union Investment Program Managers Make Up One-Third of Industry Top 30 List

LPL Bank and Credit Union Investment Program Managers Make Up One-Third of Industry Top 30 List

June 04, 2020 LPL Financial
“It takes vision, support from the institution and partners, and commitment from a talented team to be able to lead a program to these heights.” – Arthur Osman
LPL Financial Welcomes Nicklas Financial

LPL Financial Welcomes Nicklas Financial

June 02, 2020 LPL Financial
“LPL’s integrated technology will allow us to work more efficiently, giving us more time to continue developing client relationships.” – Kenny Nicklas
LPL Financial Welcomes Invex Financial

LPL Financial Welcomes Invex Financial

May 28, 2020 LPL Financial
“This move to LPL gives us more independence and the ability to do the right thing on behalf of the client.” – Susan Lawrence
LPL Financial to Acquire Assets of E.K. Riley Investments

LPL Financial to Acquire Assets of E.K. Riley Investments

May 27, 2020 LPL Financial
“We believe that LPL’s culture, technology, and other capabilities provide the ideal environment for our financial advisors to offer outstanding service and advice to their clients.” – Edward Riley
LPL Financial and Gladstone Financial Resources Group Welcome ArrowPoint Wealth Management

LPL Financial and Gladstone Financial Resources Group Welcome ArrowPoint Wealth Management

May 26, 2020 LPL Financial
“We are also so thrilled to be a part of the LPL family. The firm has demonstrated every day that they are a righteous partner, so focused on the advisor experience.” – Bruce Kelm
LPL Financial and Simmons Bank Welcome Investment Program of Landmark Bank

LPL Financial and Simmons Bank Welcome Investment Program of Landmark Bank

May 20, 2020 LPL Financial
“The LPL partnership plays an important role in executing on our long-term growth strategy." – W. Cary Curzon
LPL Financial Makes Financial Planning Easier for Advisors With New AdvicePay Partnership

LPL Financial Makes Financial Planning Easier for Advisors With New AdvicePay Partnership

May 19, 2020 LPL Financial
Advisors using the platform will be able to invoice clients directly for financial planning services, as well as accept online payments, to make it easier for advisors and their clients.
LPL Financial Reports Monthly Activity for April 2020

LPL Financial Reports Monthly Activity for April 2020

May 18, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2020.
Claritas Financial Partners Launches With Support of LPL Strategic Wealth Services

Claritas Financial Partners Launches With Support of LPL Strategic Wealth Services

May 18, 2020 LPL Financial
“The LPL platform really places clients first and allows us to give back to the community. Everything we did as part of this move and every decision we made was with our own clients in mind.” – Brian Lynn
LPL Financial's Advisor Sleeve Exceeds $2 Billion in Assets

LPL Financial's Advisor Sleeve Exceeds $2 Billion in Assets

May 14, 2020 LPL Financial
Built on LPL’s centrally managed Model Wealth Portfolios (MWP) platform, the solution is designed to help advisors gain scale and efficiency with the ability to outsource operational functions associated with managing custom models.
LPL Financial Opening Austin Base for Technology Workforce

LPL Financial Opening Austin Base for Technology Workforce

May 13, 2020 LPL Financial
“With its thriving startup environment, Austin is a great place to find talented, purpose-driven employees with advanced skills and innovative mindsets.” – Scott Seese
LPL Financial Welcomes Financial Advisors Brian Wall, Joe Nastasi

LPL Financial Welcomes Financial Advisors Brian Wall, Joe Nastasi

May 12, 2020 LPL Financial
“The No. 1 factor driving our move was to partner with a client-friendly firm that supports our independence and business philosophy. LPL is such a great fit.” – Joe Nastasi
LPL Financial Welcomes Winston Wealth Advisors

LPL Financial Welcomes Winston Wealth Advisors

May 06, 2020 LPL Financial
“We look forward to using LPL’s technology platform and taking advantage of how easy it is to use. Our clients will love having one access point to review their account holdings through a very friendly and attractive digital solution.” – David Winston
LPL Financial Provides $1M of Relief to Local and National Organizations in Response to COVID-19 Disruption

LPL Financial Provides $1M of Relief to Local and National Organizations in Response to COVID-19 Disruption

May 05, 2020 LPL Financial
LPL and its charitable foundation, the LPL Financial Foundation have extended a combined $1 million in financial support to national and local organizations serving those in need during the COVID-19 crisis.
LPL Financial Welcomes JFC Financial Services

LPL Financial Welcomes JFC Financial Services

May 04, 2020 LPL Financial
“We extend a warm welcome to Jack and the entire JFC Financial Services family. We are experiencing a flight to quality in the independent space, and we are pleased to be their firm’s choice for enhanced service and support to be able to grow and deliver value to their clients.” – Rich Steinmeier
LPL Financial Announces First Quarter 2020 Results

LPL Financial Announces First Quarter 2020 Results

April 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2020, reporting net income of $156 million, or $1.92 per share. This compares with $155 million, or $1.79 per share, in the first quarter of 2019 and $127 million, or $1.53 per share, in the prior quarter.
LPL Financial to Acquire Lucia Securities

LPL Financial to Acquire Lucia Securities

April 28, 2020 LPL Financial
Team of 20 advisors with $1.5 billion of client assets joins LPL to support continued growth.
Forbes Recognizes 21 LPL Women Advisors in 2020

Forbes Recognizes 21 LPL Women Advisors in 2020

April 28, 2020 LPL Financial
LPL congratulates the 21 affiliated advisors included in the Forbes Top Women Wealth Advisors list of 2020.
Ashworth Financial Group Launches With Support of LPL Strategic Wealth Services

Ashworth Financial Group Launches With Support of LPL Strategic Wealth Services

April 27, 2020 LPL Financial
Firm is the first to onboard to new affiliation model designed for established wirehouse advisors seeking independence
Barron's recognizes LPL Advisor as Top in Nation

Barron's recognizes LPL Advisor as Top in Nation

April 23, 2020 LPL Financial
“Susan is leading the industry by taking care of her clients with an unwavering commitment to helping them work toward their financial goals.” – Andy Kalbaugh
LPL  Financial Launches New Affiliation Model Offering Holistic Support to Wirehouse Advisors Seeking Independence

LPL Financial Launches New Affiliation Model Offering Holistic Support to Wirehouse Advisors Seeking Independence

April 22, 2020 LPL Financial
“With LPL Strategic Wealth Services, advisors own their business, but they don’t have to be encumbered by business operations.” – Rich Steinmeier
LPL Financial Welcomes Financial Advisor Michael Kostich

LPL Financial Welcomes Financial Advisor Michael Kostich

April 20, 2020 LPL Financial
“I have been so impressed with LPL’s commitment to support, and I know they are also heavily invested in providing technology and modernized capabilities.” – Michael Kostich
13 LPL Financial Advisors Recognized by Financial Times

13 LPL Financial Advisors Recognized by Financial Times

April 17, 2020 LPL Financial
“We congratulate each of these talented advisors and truly value their business and partnership.” – Andy Kalbaugh
LPL Financial Announces 2020 Annual Meeting of Stockholders to be Held as Virtual Meeting

LPL Financial Announces 2020 Annual Meeting of Stockholders to be Held as Virtual Meeting

April 15, 2020 LPL Financial
Change in format reflects public health and safety precautions related to COVID-19
LPL Financial Hires Judy Ricketts to Lead Operations

LPL Financial Hires Judy Ricketts to Lead Operations

April 15, 2020 LPL Financial
“Our industry is at a critical pivot point, and I look forward to being a part of a leadership team and an Operations group that is positioned to revolutionize how we do business in support of financial professionals and their clients.” – Judy Ricketts
LPL Financial Welcomes Financial Advisor Peter DeSantis

LPL Financial Welcomes Financial Advisor Peter DeSantis

April 14, 2020 LPL Financial
“Everything about ClientWorks is so streamlined and user-friendly. It will make our lives so much easier, from uploading new accounts to servicing accounts.” – Peter DeSantis.
LPL Financial Welcomes Blyth & Associates Financial Services

LPL Financial Welcomes Blyth & Associates Financial Services

April 07, 2020 LPL Financial
“After looking around the industry, we believe LPL is ahead of the curve, and my entire team is excited about the enhanced digital efficiencies that will free us up to spend more time with our clients.” – Bill Blyth
LPL Financial Hires New EVP Focused on Strategy

LPL Financial Hires New EVP Focused on Strategy

April 06, 2020 LPL Financial
“I am energized by LPL’s focus on growth and developing new sources of value for advisors.” – Aneri Jambusaria
LPL Financial Announces First Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2020 Earnings Release Date and Conference Call

April 02, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report first quarter financial results after the market closes on April 30.
LPL Financial Welcomes Horizons Financial Group

LPL Financial Welcomes Horizons Financial Group

March 31, 2020 LPL Financial
“As a publicly traded firm, LPL Financial will provide our business and our clients with long-term stability in this ever-changing world.” – James “Jim” Nix, Jr.
LPL Financial, Synergy Wealth Alliance Welcome Three Financial Advisors

LPL Financial, Synergy Wealth Alliance Welcome Three Financial Advisors

March 24, 2020 LPL Financial
“We want to grow organically but also through business acquisitions, and we know Synergy and LPL have resources to help guide us through that process.” – Shawn Walton
19 LPL Financial Advisors Ranked on Barron’s List of Top Financial Advisors in America

19 LPL Financial Advisors Ranked on Barron’s List of Top Financial Advisors in America

March 18, 2020 LPL Financial
LPL Financial congratulates the 19 LPL advisors recognized among the 2020 Top 1,200 Financial Advisors in America by Barron’s.
LPL Financial, Bleakley Financial Group Welcome Financial Advisor Lyle Weintraub

LPL Financial, Bleakley Financial Group Welcome Financial Advisor Lyle Weintraub

March 17, 2020 LPL Financial
“I appreciate the flexibility of LPL and the ability to run an independent practice where clients come first.” - Lyle Weintraub
LPL Financial Awarded for its Technology Innovation

LPL Financial Awarded for its Technology Innovation

March 11, 2020 LPL Financial
The firm was recognized as a 2020 Technology Innovation Award winner by Bank Insurance and Securities Association’s (BISA) for its delivery of ClientWorks Connected.
LPL Financial Reports Monthly Activity for February 2020

LPL Financial Reports Monthly Activity for February 2020

March 10, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for February 2020.
LPL Financial and Independent Advisor Alliance Welcome SilverRock Wealth Partners

LPL Financial and Independent Advisor Alliance Welcome SilverRock Wealth Partners

March 10, 2020 LPL Financial
“By partnering with LPL and IAA, we have the right structure and framework to really help our business grow.” – Derek Copeland
LPL Financial Welcomes Legacy Planning Group

LPL Financial Welcomes Legacy Planning Group

March 05, 2020 LPL Financial
“We’ve seen a substantial increase in productivity through the integration within ClientWorks. I think I’ve gained back 20 percent of my time.” – Matthew Gournay
The Private Trust Company Named Among 2020 Most Advisor-Friendly Trust Companies

The Private Trust Company Named Among 2020 Most Advisor-Friendly Trust Companies

March 04, 2020 LPL Financial
LPL Financial affiliate company, The Private Trust Company, was named to WealthAdvisor’s annual list of America’s Most Advisor-Friendly Trust Companies for the fifth year in a row.
LPL Financial Study Supports Proposed Tax Credits That Make 401(k) Auto Enrollment Cost-Effective for Small Businesses

LPL Financial Study Supports Proposed Tax Credits That Make 401(k) Auto Enrollment Cost-Effective for Small Businesses

March 04, 2020 LPL Financial
“Cost and complexity are two of the main reasons why small businesses do not provide retirement plans to their employees. With insight from our financial advisors who serve small business owners every day, we are working to support legislation that enables access to retirement plan savings for small business employees.” – Peggy Ho
LPL Financial and Private Advisor Group Welcome Global Advisor Group

LPL Financial and Private Advisor Group Welcome Global Advisor Group

March 02, 2020 LPL Financial
“We believe the partnership with the Private Advisor Group, combined with the innovative capabilities at LPL, will help us continue to elevate service to our clients and create future opportunities to grow the practice and expand into new markets.” – James Barnette
Two LPL Financial Attorneys Join Effort to Increase Diversity, Inclusion in Legal Profession

Two LPL Financial Attorneys Join Effort to Increase Diversity, Inclusion in Legal Profession

February 26, 2020 LPL Financial
“As a firm, we are committed to building an inclusive culture that supports, inspires and respects diverse talent; one where employees are empowered to bring their whole selves to work so they can deliver their best for our financial professionals and their clients.” – Peggy Ho
LPL Financial Reports Monthly Activity for January 2020

LPL Financial Reports Monthly Activity for January 2020

February 24, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for January 2020.
Edward Bernard Nominated for Election to LPL Financial Board of Directors

Edward Bernard Nominated for Election to LPL Financial Board of Directors

February 20, 2020 LPL Financial
Current director James Riepe will not seek reelection at the 2020 annual meeting
LPL Financial Welcomes Triton Financial Planning Group

LPL Financial Welcomes Triton Financial Planning Group

February 20, 2020 LPL Financial
“LPL’s service is tremendous. We’re able to reach out to dedicated service professionals any time we need support.” – Jim Freisen
LPL Financial Enhances ClientWorks Connected Through Integration of AdvisoryWorld and New Account Opening Tools

LPL Financial Enhances ClientWorks Connected Through Integration of AdvisoryWorld and New Account Opening Tools

February 19, 2020 LPL Financial
“Giving advisors choice in the tools they use and empowering those tools further through ClientWorks Connected’s deep integration, helps them stay focused on their clients and build successful practices.” – Burt White
LPL Financial Welcomes SCU Investment Services

LPL Financial Welcomes SCU Investment Services

February 18, 2020 LPL Financial
“We appreciate LPL has dedicated support for investment programs like ours. We feel they can add a lot of value with their understanding of the role we play for members.” – Tarik Eldin
LPL Financial to Present at Credit Suisse’s 21st Annual Financial Services Forum

LPL Financial to Present at Credit Suisse’s 21st Annual Financial Services Forum

February 13, 2020 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette will present at the Credit Suisse 21st Annual Financial Services Forum on Feb. 27.
LPL Financial Welcomes Susquehanna Financial Advisors

LPL Financial Welcomes Susquehanna Financial Advisors

February 12, 2020 LPL Financial
LPL welcomed Ed Gormley and Susquehanna Financial Advisors back to LPL Financial from Securities Service Network. Learn about the move back to LPL.
LPL Financial Welcomes Synergy Wealth Alliance

LPL Financial Welcomes Synergy Wealth Alliance

February 11, 2020 LPL Financial
“With strong technology, scale and self-clearing capabilities, LPL puts us in the position to really grow at the pace we want to grow.”– Chris Bordner
LPL Financial Welcomes Financial Advisors Jim and Andrew Wallisch

LPL Financial Welcomes Financial Advisors Jim and Andrew Wallisch

February 05, 2020 LPL Financial
“We appreciate the independent nature of LPL Financial that gives us flexibility in how we do business within the confines of the regulatory structure.” – Jim Wallisch
LPL Financial Welcomes OSJ Salvatore Dispenziere, Elite Retirement Consultants

LPL Financial Welcomes OSJ Salvatore Dispenziere, Elite Retirement Consultants

February 03, 2020 LPL Financial
“Having LPL behind us puts us in a position for future growth and also provides enhanced resources and support that will benefit the business and our clients. We believe the technology and service, in particular, will bring a lot of value to our practice.” – Salvatore Dispenziere
LPL Financial Announces Fourth Quarter and Full Year 2019 Results

LPL Financial Announces Fourth Quarter and Full Year 2019 Results

January 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2019, reporting net income of $127 million, or $1.53 per share. This compares with $120 million, or $1.36 per share, in the fourth quarter of 2018 and $132 million, or $1.57 per share, in the prior quarter.
LPL Financial Welcomes Elluvium Financial

LPL Financial Welcomes Elluvium Financial

January 29, 2020 LPL Financial
“With LPL, we can brand ourselves and run our business as we want, knowing that behind the scenes we have support from the largest independent broker-dealer in the country.” – Cody Mares
LPL Financial Welcomes Financial Advisors Craig Lewelling and Greg Krpalek

LPL Financial Welcomes Financial Advisors Craig Lewelling and Greg Krpalek

January 28, 2020 LPL Financial
“LPL brings a depth of service and technology that will take us to the next level.” - Craig Lewelling
LPL Financial Receives Perfect 100 in HRC's Corporate Equality Index

LPL Financial Receives Perfect 100 in HRC's Corporate Equality Index

January 27, 2020 LPL Financial
“As a firm, we are committed to attracting diverse talent and building an inclusive culture that encourages employees to bring their authentic selves to work. This is fundamental to who we are as a company and what we stand for.” – Sallie Larsen
LPL Financial Welcomes Financial Advisor William Matesich Sr.