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LPL Acquires Fintech Firm Blaze Portfolio

LPL Acquires Fintech Firm Blaze Portfolio

October 27, 2020 LPL Financial
Blaze Portfolio’s innovative trading and portfolio rebalancing software will be integrated into LPL’s core technology platform, delivering a sophisticated solution to help drive efficiency and scale in advisors’ practices.
LPL Financial Welcomes Father-Son Advisors Michael and Patrick O’Reilly

LPL Financial Welcomes Father-Son Advisors Michael and Patrick O’Reilly

October 26, 2020 LPL Financial
“We were looking to take a step forward in technology, and we found that LPL’s integrated capabilities will help us immensely with onboarding, processing and account administration, giving us more time to spend with our clients.” – Patrick O’Reilly
LPL Financial Welcomes Eight Advisors After CenterState Bank, South State Bank Merger

LPL Financial Welcomes Eight Advisors After CenterState Bank, South State Bank Merger

October 22, 2020 LPL Financial
“We congratulate South State Investment Services on its continued growth and we welcome their newest team members.” – Rich Steinmeier
LPL Financial Welcomes Tagge Rutherford Financial Group

LPL Financial Welcomes Tagge Rutherford Financial Group

October 19, 2020 LPL Financial
“With LPL’s technology platform, the tools we use to serve clients—from reporting to trading—work together under a single sign-on. It will be so much easier to manage the day-to-day support of clients, and they will have a transformed experience as well.” – Monte Peterson
LPL Financial Welcomes Father-Son Advisors Tom and Bill Smothers

LPL Financial Welcomes Father-Son Advisors Tom and Bill Smothers

October 15, 2020 LPL Financial
“The qualified plan space has evolved over the years. LPL has a highly knowledgeable team that talks our language and understands our unique concerns.” – Tom Smothers
LPL Financial Selected as Finalist for MMI's Wealth Manager Platform of the Year Award

LPL Financial Selected as Finalist for MMI's Wealth Manager Platform of the Year Award

October 13, 2020 LPL Financial
Platform of the Year honors wealth management firms whose investment advisory platform exemplifies innovation in delivering better outcomes for investors and financial advisors.
LPL Hosts Virtual Women’s Conference Throughout October

LPL Hosts Virtual Women’s Conference Throughout October

October 13, 2020 LPL Financial
This is the second virtual conference that LPL has held in 2020, following its annual Focus conference, which hosted over 13,000 total attendees digitally in August.
Thomas Cappello Joins LPL as EVP & Chief Risk Officer

Thomas Cappello Joins LPL as EVP & Chief Risk Officer

October 12, 2020 LPL Financial
“LPL has established a reputation for leadership and innovation in the industry, and the firm is buoyed by the strength of its management team. At a time when investors need the trusted guidance of a financial advisor more than ever before, I’m proud to be part of a firm that is entirely focused on serving the needs of advisors, RIAs and institutions and the important work they do for their clients.” – Cappello
LPL Financial and Gladstone Financial Resources Group Welcome Rajat Rajan

LPL Financial and Gladstone Financial Resources Group Welcome Rajat Rajan

October 12, 2020 LPL Financial
“With LPL and Gladstone, I’m able to leverage a vast amount of resources and capabilities where I don’t feel boxed in.” – Rajat Rajan
LPL Financial Welcomes Leading Bank to Its Institution Services Platform

LPL Financial Welcomes Leading Bank to Its Institution Services Platform

October 08, 2020 LPL Financial
“We are excited to welcome BMO Harris Financial Advisors to LPL’s network of institutional clients.” – Rich Steinmeier
LPL Financial and Financial Resources Group Welcome GreenState Wealth Management

LPL Financial and Financial Resources Group Welcome GreenState Wealth Management

October 07, 2020 LPL Financial
“We chose the LPL platform given its innovative technology, dedication to advisor service and client-first approach.” – Jeff Disterhoft.
LPL Financial Advisors Named ‘Top Wealth Advisor Moms’

LPL Financial Advisors Named ‘Top Wealth Advisor Moms’

October 06, 2020 LPL Financial
“On behalf of LPL, we congratulate these ambitious working mothers who have dedicated their careers to making a positive impact in their clients’ lives.” – Andy Kalbaugh
LPL Financial and Merit Financial Group Welcome Reason Financial

LPL Financial and Merit Financial Group Welcome Reason Financial

October 05, 2020 LPL Financial
“We feel LPL’s robust and flexible wealth management platform will be a large value-add for our clients.” – Steve Pollock
LPL Financial Announces Third Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2020 Earnings Release Date and Conference Call

October 01, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian LPL Financial LLC, announced it will report third quarter financial results after the market closes on Oct. 29.
LPL Congratulates Advisor on Award for Charitable Work

LPL Congratulates Advisor on Award for Charitable Work

October 01, 2020 LPL Financial
“On behalf of LPL, I congratulate Lynn on this distinguished industry recognition. Lynn has shown a commitment to helping individuals reach their potential, from the clients she supports as a trusted advisor to the WMU students who benefit from her charitable work and leadership.” – Angela Xavier
LPL Financial Welcomes Hendrix Group Financial Services

LPL Financial Welcomes Hendrix Group Financial Services

September 29, 2020 LPL Financial
“With LPL, we have found a partner with stability that can help us take the business to the next level. The integrated technology in ClientWorks will really enhance our ability to serve clients with excellence.” – Brad Hendrix
Barron’s Ranks LPL Financial-Affiliated RIAs Among Top 100 Firms

Barron’s Ranks LPL Financial-Affiliated RIAs Among Top 100 Firms

September 28, 2020 LPL Financial
“This prestigious award is a testament to each firm’s client-centric philosophy and demonstrates the value of the independent model to enable choice and personalized support to be able to create value with advisors and the investors they serve. It is a privilege to serve each of these firms.” – Andy Kalbaugh
North Bend Wealth Management Launches with Support of LPL Strategic Wealth Services

North Bend Wealth Management Launches with Support of LPL Strategic Wealth Services

September 22, 2020 LPL Financial
“By leveraging LPL Strategic Wealth Services, we are gaining our independence but we have a support system from LPL to help with daily business operations.” – Marc DeCicco
LPL Financial Welcomes SGC Financial and Insurance Services

LPL Financial Welcomes SGC Financial and Insurance Services

September 16, 2020 LPL Financial
“LPL is committed to investing in technology and innovative capabilities like ClientWorks, where everything talks together and is integrated into one system. This is a game changer that will enhance both the client and advisor experience.” – Matthew Bond
LPL Financial Reports Monthly Activity for August 2020

LPL Financial Reports Monthly Activity for August 2020

September 15, 2020 LPL Financial
SAN DIEGO – Sept. 15, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for August 2020.
LPL Financial Advisors Ranked Among Top 100 Independent Advisors Nationwide

LPL Financial Advisors Ranked Among Top 100 Independent Advisors Nationwide

September 15, 2020 LPL Financial
LPL Financial Welcomes JTL Wealth Partners

LPL Financial Welcomes JTL Wealth Partners

September 14, 2020 LPL Financial
“We are already looking into ways LPL’s full-service M&A platform can help with our end game.” – Jimmy Lee
River’s Edge Wealth Partners Launches with Support of LPL Strategic Wealth Services

River’s Edge Wealth Partners Launches with Support of LPL Strategic Wealth Services

September 10, 2020 LPL Financial
“LPL’s new affiliation model really appealed to me. It allows me to be an independent advisor but solves for the business operational needs.” – Tony Frigoletto
LPL Financial Welcomes Financial Advisor Forrest Williams, Jr.

LPL Financial Welcomes Financial Advisor Forrest Williams, Jr.

September 08, 2020 LPL Financial
“The move to LPL also gives me the opportunity to be in my own office and control all of the client-facing activities. LPL truly supports my independence and allows me to operate in the ways that I see as best for my business and clients.” – Forrest Williams, Jr.
LPL Financial Welcomes The Murphy Team to Happy Investment Services

LPL Financial Welcomes The Murphy Team to Happy Investment Services

September 03, 2020 LPL Financial
“LPL’s technology is already exceeding expectations and will help us conduct business more efficiently, freeing up more time to spend building relationships and serving our clients.” – Jess Murphy
LPL Financial to Present at Barclays Global Financial Services Conference

LPL Financial to Present at Barclays Global Financial Services Conference

September 02, 2020 LPL Financial
SAN DIEGO – Sept. 2, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the Barclays Global Financial Services Conference on September 16.
LPL Financial Announces New Members of Advisor Inclusion Council

LPL Financial Announces New Members of Advisor Inclusion Council

September 02, 2020 LPL Financial
“We are honored to welcome this group of dynamic advisors who are committed to collaborating with us to drive meaningful change at LPL.” – Kathleen Zemaitis
LPL Financial Welcomes Summit Wealth Advisors

LPL Financial Welcomes Summit Wealth Advisors

August 31, 2020 LPL Financial
“LPL has the scale, resources and technology to make it much easier for clients to do business with us. It also opens the door to new opportunities to streamline our business.” – Douglas J. Richey
LPL Financial Welcomes Partner Firms Baldwin Capital Management and Langdon Capital Management

LPL Financial Welcomes Partner Firms Baldwin Capital Management and Langdon Capital Management

August 26, 2020 LPL Financial
“LPL is a premier firm in the industry and we want to be a premier provider to our clients. We appreciate that LPL does not push proprietary products; they only push for the success of their advisors and clients.” – Scott Baldwin
LPL Financial Welcomes Raintree Wealth Partners

LPL Financial Welcomes Raintree Wealth Partners

August 24, 2020 LPL Financial
“We want to focus on running an independent practice and creating a business that puts our clients’ needs first. Stratos and LPL fit all of our needs perfectly.” – Allen Lorenzi
Focus 2020 Highlights LPL’s Commitment to Helping Advisors Thrive

Focus 2020 Highlights LPL’s Commitment to Helping Advisors Thrive

August 20, 2020 LPL Financial
Held virtually for the first time ever, conference draws record registrations.
LPL Financial Closes Lucia Securities Asset Acquisition

LPL Financial Closes Lucia Securities Asset Acquisition

August 20, 2020 LPL Financial
Lucia Securities serves more than $1.5 billion of client assets. 100 percent of the advisors with Lucia Securities have committed to join LPL.
LPL Financial Closes E.K. Riley Asset Acquisition

LPL Financial Closes E.K. Riley Asset Acquisition

August 18, 2020 LPL Financial
E.K. Riley Investments, LLC serves more than $2 billion of client assets. Approximately 90 percent of the advisors with E.K. Riley Investments are expected to join LPL.
LPL Financial Partners with Slack to Offer Messaging Capabilities to Its Advisors and Institutions

LPL Financial Partners with Slack to Offer Messaging Capabilities to Its Advisors and Institutions

August 18, 2020 LPL Financial
“We are focused on ensuring our clients have access to the tools and solutions that make it possible for their businesses to continue to thrive. Slack is an ideal solution to bring teams together in this virtual environment, making it seamless to operate in support of their clients, while increasing the digital capabilities that will be the driving force of the advisor practice of the future.” – Burt White
LPL Financial Welcomes Stabler Wealth Management

LPL Financial Welcomes Stabler Wealth Management

August 17, 2020
“LPL’s turnkey offering and integration really boosts our technology experience and helps us manage our business as we see fit.” – Dave Mantell
LPL Financial Managing Director and Divisional President Andy Kalbaugh to Retire, Effective March 2021

LPL Financial Managing Director and Divisional President Andy Kalbaugh to Retire, Effective March 2021

August 14, 2020 LPL Financial
Firm to conduct nationwide search for new senior leader
LPL Financial Reports Monthly Activity for July 2020

LPL Financial Reports Monthly Activity for July 2020

August 13, 2020 LPL Financial
SAN DIEGO – August 13, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for July 2020.
LPL Financial Welcomes Equitrust Financial Group

LPL Financial Welcomes Equitrust Financial Group

August 13, 2020 LPL Financial
“LPL stood out for its excellence in technology and business operations. Our staff was blown away by how easy it could be to run our business.” – Charles Noparstak
LPL Financial Hires Scott Belous to Lead End User Experience

LPL Financial Hires Scott Belous to Lead End User Experience

August 11, 2020 LPL Financial
“Scott is a proven leader with more than 25 years of experience delivering transformative digital solutions at scale for major financial corporations. We are excited to welcome him to LPL in a role that is the first of its kind for the firm.” – Burt White, LPL chief investment officer and managing director, Investor and Investment Solutions
LPL Financial and Financial Resources Group Welcome Bialke Financial Partners

LPL Financial and Financial Resources Group Welcome Bialke Financial Partners

August 10, 2020 LPL Financial
“We are also excited to have access to LPL’s enhanced technology resources. With COVID-19 and other challenges associated with the pandemic, we found it is necessary to have strong technology to better support clients and meet their needs in the current environment.” – Christopher Bialke
LPL Financial and Financial Advocates Welcome Advisors T. Scott Dudley and David McQuade

LPL Financial and Financial Advocates Welcome Advisors T. Scott Dudley and David McQuade

August 06, 2020 LPL Financial
“LPL’s integrated technology allows us to operate much more efficiently; some tasks that once took 10 to15 minutes now take only two minutes.” – Scott Dudley
LPL Financial Introduces Independent Employee Advisor Affiliation Model

LPL Financial Introduces Independent Employee Advisor Affiliation Model

August 05, 2020 LPL Financial
LPL redefines the employee advisor model by removing limitations and empowering advisors with freedom, client ownership and a payout they deserve.
LPL Financial Welcomes Cashman Consulting

LPL Financial Welcomes Cashman Consulting

August 03, 2020 LPL Financial
“This move to LPL will make us more efficient and will provide our team with even more information to support clients with education as well as personalized investment strategies that can help them work toward their goals.” – Jeff Cashman
LPL Financial Announces Second Quarter 2020 Results

LPL Financial Announces Second Quarter 2020 Results

July 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2020, reporting net income of $102 million, or $1.27 per share. This compares with $146 million, or $1.71 per share, in the second quarter of 2019 and $156 million, or $1.92 per share, in the prior quarter.
LPL Financial’s Scott Seese Named Finalist in the 2020 Charlotte CIO of the Year Orbie Awards

LPL Financial’s Scott Seese Named Finalist in the 2020 Charlotte CIO of the Year Orbie Awards

July 29, 2020 LPL Financial
Presented by the Charlotte CIO Leadership Association, the awards program recognizes chief information officers who have demonstrated excellence in innovation, technology leadership, business value creation and community involvement.
LPL Financial Welcomes M&T Bank to Its Institution Services Platform

LPL Financial Welcomes M&T Bank to Its Institution Services Platform

July 29, 2020 LPL Financial
With $20B in AUM and approximately 170 advisors, M&T will be the largest financial institution to join the LPL Financial platform
LPL Financial and Gladstone Wealth Partners Welcome Financial Advisor Keith Boyd

LPL Financial and Gladstone Wealth Partners Welcome Financial Advisor Keith Boyd

July 27, 2020 LPL Financial
“For 25 years in a row, LPL has been an industry leader, offering the independence and freedom to serve client needs without any red tape or proprietary products. It is a reputable, national firm that I am proud to partner with.” – Keith Boyd
LPL Financial Congratulates Next-Gen Advisors Recognized in Forbes

LPL Financial Congratulates Next-Gen Advisors Recognized in Forbes

July 24, 2020 LPL Financial
“These advisors demonstrate the important role advisors play in support of today’s investor as well as the opportunity the independent model presents to build a business with lasting value.” – Andy Kalbaugh
LPL Financial Welcomes Sibling Advisors Ed Bell III, Gretchen Collins

LPL Financial Welcomes Sibling Advisors Ed Bell III, Gretchen Collins

July 23, 2020 LPL Financial
“We believe our clients will benefit from greater transparency, and more choice, with LPL offering improvements in platform costs, cash management, and expanded mutual fund and stock research capabilities.” – Ed Bell III
Two LPL Financial Advisors Ranked Among Top Women Advisors in Nation

Two LPL Financial Advisors Ranked Among Top Women Advisors in Nation

July 21, 2020 LPL Financial
“Having established exceptional businesses, Susan and Laila are wonderful examples of how the independent model gives women advisors the opportunity to reach their full potential in the industry.” – Andy Kalbaugh
LPL Financial Welcomes Staples Financial

LPL Financial Welcomes Staples Financial

July 20, 2020 LPL Financial
“LPL’s technology investments over the past few years have propelled the firm to become an industry leader in technology.” – Kris Staples
LPL Financial Bringing Its Clients Together Virtually For Annual Focus Conference

LPL Financial Bringing Its Clients Together Virtually For Annual Focus Conference

July 16, 2020 LPL Financial
The new digital format makes it possible for advisors and institutional clients to experience LPL’s signature annual conference, a premier event in the financial services industry, with a record 7,000 advisors, staff, employees and sponsors in attendance at last year’s event.
LPL Financial Welcomes Crossroads Financial Services

LPL Financial Welcomes Crossroads Financial Services

July 15, 2020 LPL Financial
"With support from LPL and The Network, we are able to rebuild our approach to technology and offer a new client experience that will help them much more easily access and understand the performance of their accounts.” – Matthew Meyers Jr.
LPL Financial Research Publishes Midyear Outlook 2020: The Trail to Recovery

LPL Financial Research Publishes Midyear Outlook 2020: The Trail to Recovery

July 14, 2020 LPL Financial
The report, “The Trail to Recovery,” contains investment insights and market guidance from LPL Financial Research through year-end 2020, a year marked by significant disruption due to the global impact of the COVID-19 pandemic.
LPL Financial Ranked Leading Independent Broker-Dealer

LPL Financial Ranked Leading Independent Broker-Dealer

July 09, 2020 LPL Financial
Firm leverages scale to continuously evolve its independent platform to meet the needs of advisors and institutions.
LPL Financial Welcomes CenterPoint Wealth Advisors

LPL Financial Welcomes CenterPoint Wealth Advisors

July 06, 2020 LPL Financial
“LPL’s philosophy is in sync with our own, which is to provide independent, objective financial advice. We believe this move to LPL will allow us to run our business more effectively and serve our clients better.” – Glenn Drake
LPL Financial Announces Second Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2020 Earnings Release Date and Conference Call

July 01, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report second quarter financial results after the market closes on July 30.
LPL Financial Welcomes Ridgeline Wealth Management

LPL Financial Welcomes Ridgeline Wealth Management

July 01, 2020 LPL Financial
“LPL’s intuitive and integrated technology platform is simple and easy to use. It will allow us to spend more time doing what we want to be doing, which is working hand-in-hand with clients.” – Jake Lavely
LPL Welcomes Bernicke Wealth Management

LPL Welcomes Bernicke Wealth Management

June 29, 2020 LPL Financial
“We believe LPL’s innovative technology, coupled with another layer of value provided by GVA’s technology, will really put us ahead of the curve.” – Ty Bernicke
LPL Financial Welcomes Financial Advisor Corinne Koehler

LPL Financial Welcomes Financial Advisor Corinne Koehler

June 24, 2020 LPL Financial
“I believe LPL provides the innovative technology, products and services that enable me to deliver advice that is the best fit for my clients.” – Corrine Koehler
LPL Financial and JFC Financial Welcome Fogarty Wealth Management

LPL Financial and JFC Financial Welcome Fogarty Wealth Management

June 22, 2020 LPL Financial
“LPL’s technology platform is very impressive, and the open architecture along with the integration capabilities make it particularly attractive.” – Bennett Fogarty
LPL Financial Expands Service Capabilities

LPL Financial Expands Service Capabilities

June 18, 2020 LPL Financial
LPL Financial is taking a digitally driven approach to shift from voice as the primary contact channel, incorporating chat and email support, as well as enhanced self-service guides to provide more choice and quicker delivery of service support.
LPL Financial Welcomes Father / Daughter Financial Advisors Emile and Anne Oestriecher

LPL Financial Welcomes Father / Daughter Financial Advisors Emile and Anne Oestriecher

June 17, 2020 LPL Financial
“LPL does not offer proprietary investment products, which was very important to us because it means there is no pressure to sell certain products. We love that independence to find the best solutions for our clients.” – Anne Oestriecher
LPL Financial Reports Monthly Activity for May 2020

LPL Financial Reports Monthly Activity for May 2020

June 16, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for May 2020.
LPL Financial Welcomes Summit Street Wealth Management at Bank Five Nine

LPL Financial Welcomes Summit Street Wealth Management at Bank Five Nine

June 16, 2020 LPL Financial
“We’re already receiving great feedback from our clients about the ease of navigation in LPL’s Account View, which is a convenient way for clients to access their financial information. The simplicity and granularity of it really makes life easier. – Todd Sivak
LPL Financial Announces Release of Second Sustainability Report

LPL Financial Announces Release of Second Sustainability Report

June 15, 2020 LPL Financial
“Making a positive contribution to the lives of our employees, those we serve, and the communities where we operate, is not only important to our stakeholders, but is the standard we expect of ourselves at LPL.” – Heather Randolph Carter
LPL Financial Launches New Business Solution to Provide Advisors Peace of Mind by Protecting Business Value

LPL Financial Launches New Business Solution to Provide Advisors Peace of Mind by Protecting Business Value

June 11, 2020 LPL Financial
The Assurance Plan provides a guaranteed purchase price in addition to a commission-free sale of an advisor’s business in the event of an unplanned exit.
LPL Financial Welcomes Financial Advisor Lance Pelky

LPL Financial Welcomes Financial Advisor Lance Pelky

June 10, 2020 LPL Financial
“I believe LPL Financial offers a vast improvement in resources, reporting and investment choices that will help us ‘up our game’ and do an even better job of serving our clients.” – Lance Pelky
LPL Financial and Private Advisor Group Welcome Broadway Graham Wealth Partners

LPL Financial and Private Advisor Group Welcome Broadway Graham Wealth Partners

June 08, 2020 LPL Financial
“We are excited about the opportunity to mold our office as we want and to be able to offer the strategies and products that suit our clients’ needs.” – Zach Bromley
LPL Bank and Credit Union Investment Program Managers Make Up One-Third of Industry Top 30 List

LPL Bank and Credit Union Investment Program Managers Make Up One-Third of Industry Top 30 List

June 04, 2020 LPL Financial
“It takes vision, support from the institution and partners, and commitment from a talented team to be able to lead a program to these heights.” – Arthur Osman
LPL Financial Welcomes Nicklas Financial

LPL Financial Welcomes Nicklas Financial

June 02, 2020 LPL Financial
“LPL’s integrated technology will allow us to work more efficiently, giving us more time to continue developing client relationships.” – Kenny Nicklas
LPL Financial Welcomes Invex Financial

LPL Financial Welcomes Invex Financial

May 28, 2020 LPL Financial
“This move to LPL gives us more independence and the ability to do the right thing on behalf of the client.” – Susan Lawrence
LPL Financial to Acquire Assets of E.K. Riley Investments

LPL Financial to Acquire Assets of E.K. Riley Investments

May 27, 2020 LPL Financial
“We believe that LPL’s culture, technology, and other capabilities provide the ideal environment for our financial advisors to offer outstanding service and advice to their clients.” – Edward Riley
LPL Financial and Gladstone Financial Resources Group Welcome ArrowPoint Wealth Management

LPL Financial and Gladstone Financial Resources Group Welcome ArrowPoint Wealth Management

May 26, 2020 LPL Financial
“We are also so thrilled to be a part of the LPL family. The firm has demonstrated every day that they are a righteous partner, so focused on the advisor experience.” – Bruce Kelm
LPL Financial and Simmons Bank Welcome Investment Program of Landmark Bank

LPL Financial and Simmons Bank Welcome Investment Program of Landmark Bank

May 20, 2020 LPL Financial
“The LPL partnership plays an important role in executing on our long-term growth strategy." – W. Cary Curzon
LPL Financial Makes Financial Planning Easier for Advisors With New AdvicePay Partnership

LPL Financial Makes Financial Planning Easier for Advisors With New AdvicePay Partnership

May 19, 2020 LPL Financial
Advisors using the platform will be able to invoice clients directly for financial planning services, as well as accept online payments, to make it easier for advisors and their clients.
LPL Financial Reports Monthly Activity for April 2020

LPL Financial Reports Monthly Activity for April 2020

May 18, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2020.
Claritas Financial Partners Launches With Support of LPL Strategic Wealth Services

Claritas Financial Partners Launches With Support of LPL Strategic Wealth Services

May 18, 2020 LPL Financial
“The LPL platform really places clients first and allows us to give back to the community. Everything we did as part of this move and every decision we made was with our own clients in mind.” – Brian Lynn
LPL Financial's Advisor Sleeve Exceeds $2 Billion in Assets

LPL Financial's Advisor Sleeve Exceeds $2 Billion in Assets

May 14, 2020 LPL Financial
Built on LPL’s centrally managed Model Wealth Portfolios (MWP) platform, the solution is designed to help advisors gain scale and efficiency with the ability to outsource operational functions associated with managing custom models.
LPL Financial Opening Austin Base for Technology Workforce

LPL Financial Opening Austin Base for Technology Workforce

May 13, 2020 LPL Financial
“With its thriving startup environment, Austin is a great place to find talented, purpose-driven employees with advanced skills and innovative mindsets.” – Scott Seese
LPL Financial Welcomes Financial Advisors Brian Wall, Joe Nastasi

LPL Financial Welcomes Financial Advisors Brian Wall, Joe Nastasi

May 12, 2020 LPL Financial
“The No. 1 factor driving our move was to partner with a client-friendly firm that supports our independence and business philosophy. LPL is such a great fit.” – Joe Nastasi
LPL Financial Welcomes Winston Wealth Advisors

LPL Financial Welcomes Winston Wealth Advisors

May 06, 2020 LPL Financial
“We look forward to using LPL’s technology platform and taking advantage of how easy it is to use. Our clients will love having one access point to review their account holdings through a very friendly and attractive digital solution.” – David Winston
LPL Financial Welcomes JFC Financial Services

LPL Financial Welcomes JFC Financial Services

May 04, 2020 LPL Financial
“We extend a warm welcome to Jack and the entire JFC Financial Services family. We are experiencing a flight to quality in the independent space, and we are pleased to be their firm’s choice for enhanced service and support to be able to grow and deliver value to their clients.” – Rich Steinmeier
LPL Financial Announces First Quarter 2020 Results

LPL Financial Announces First Quarter 2020 Results

April 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2020, reporting net income of $156 million, or $1.92 per share. This compares with $155 million, or $1.79 per share, in the first quarter of 2019 and $127 million, or $1.53 per share, in the prior quarter.
LPL Financial to Acquire Lucia Securities

LPL Financial to Acquire Lucia Securities

April 28, 2020 LPL Financial
Team of 20 advisors with $1.5 billion of client assets joins LPL to support continued growth.
Forbes Recognizes 21 LPL Women Advisors in 2020

Forbes Recognizes 21 LPL Women Advisors in 2020

April 28, 2020 LPL Financial
LPL congratulates the 21 affiliated advisors included in the Forbes Top Women Wealth Advisors list of 2020.
Ashworth Financial Group Launches With Support of LPL Strategic Wealth Services

Ashworth Financial Group Launches With Support of LPL Strategic Wealth Services

April 27, 2020 LPL Financial
Firm is the first to onboard to new affiliation model designed for established wirehouse advisors seeking independence
Barron's recognizes LPL Advisor as Top in Nation

Barron's recognizes LPL Advisor as Top in Nation

April 23, 2020 LPL Financial
“Susan is leading the industry by taking care of her clients with an unwavering commitment to helping them work toward their financial goals.” – Andy Kalbaugh
LPL  Financial Launches New Affiliation Model Offering Holistic Support to Wirehouse Advisors Seeking Independence

LPL Financial Launches New Affiliation Model Offering Holistic Support to Wirehouse Advisors Seeking Independence

April 22, 2020 LPL Financial
“With LPL Strategic Wealth Services, advisors own their business, but they don’t have to be encumbered by business operations.” – Rich Steinmeier
LPL Financial Welcomes Financial Advisor Michael Kostich

LPL Financial Welcomes Financial Advisor Michael Kostich

April 20, 2020 LPL Financial
“I have been so impressed with LPL’s commitment to support, and I know they are also heavily invested in providing technology and modernized capabilities.” – Michael Kostich
13 LPL Financial Advisors Recognized by Financial Times

13 LPL Financial Advisors Recognized by Financial Times

April 17, 2020 LPL Financial
“We congratulate each of these talented advisors and truly value their business and partnership.” – Andy Kalbaugh
LPL Financial Announces 2020 Annual Meeting of Stockholders to be Held as Virtual Meeting

LPL Financial Announces 2020 Annual Meeting of Stockholders to be Held as Virtual Meeting

April 15, 2020 LPL Financial
Change in format reflects public health and safety precautions related to COVID-19
LPL Financial Hires Judy Ricketts to Lead Operations

LPL Financial Hires Judy Ricketts to Lead Operations

April 15, 2020 LPL Financial
“Our industry is at a critical pivot point, and I look forward to being a part of a leadership team and an Operations group that is positioned to revolutionize how we do business in support of financial professionals and their clients.” – Judy Ricketts
LPL Financial Welcomes Financial Advisor Peter DeSantis

LPL Financial Welcomes Financial Advisor Peter DeSantis

April 14, 2020 LPL Financial
“Everything about ClientWorks is so streamlined and user-friendly. It will make our lives so much easier, from uploading new accounts to servicing accounts.” – Peter DeSantis.
LPL Financial Welcomes Blyth & Associates Financial Services

LPL Financial Welcomes Blyth & Associates Financial Services

April 07, 2020 LPL Financial
“After looking around the industry, we believe LPL is ahead of the curve, and my entire team is excited about the enhanced digital efficiencies that will free us up to spend more time with our clients.” – Bill Blyth
LPL Financial Hires New EVP Focused on Strategy

LPL Financial Hires New EVP Focused on Strategy

April 06, 2020 LPL Financial
“I am energized by LPL’s focus on growth and developing new sources of value for advisors.” – Aneri Jambusaria
LPL Financial Announces First Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2020 Earnings Release Date and Conference Call

April 02, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report first quarter financial results after the market closes on April 30.
LPL Financial Welcomes Horizons Financial Group

LPL Financial Welcomes Horizons Financial Group

March 31, 2020 LPL Financial
“As a publicly traded firm, LPL Financial will provide our business and our clients with long-term stability in this ever-changing world.” – James “Jim” Nix, Jr.
LPL Financial, Synergy Wealth Alliance Welcome Three Financial Advisors

LPL Financial, Synergy Wealth Alliance Welcome Three Financial Advisors

March 24, 2020 LPL Financial
“We want to grow organically but also through business acquisitions, and we know Synergy and LPL have resources to help guide us through that process.” – Shawn Walton
19 LPL Financial Advisors Ranked on Barron’s List of Top Financial Advisors in America

19 LPL Financial Advisors Ranked on Barron’s List of Top Financial Advisors in America

March 18, 2020 LPL Financial
LPL Financial congratulates the 19 LPL advisors recognized among the 2020 Top 1,200 Financial Advisors in America by Barron’s.
LPL Financial, Bleakley Financial Group Welcome Financial Advisor Lyle Weintraub

LPL Financial, Bleakley Financial Group Welcome Financial Advisor Lyle Weintraub

March 17, 2020 LPL Financial
“I appreciate the flexibility of LPL and the ability to run an independent practice where clients come first.” - Lyle Weintraub
LPL Financial Awarded for its Technology Innovation

LPL Financial Awarded for its Technology Innovation

March 11, 2020 LPL Financial
The firm was recognized as a 2020 Technology Innovation Award winner by Bank Insurance and Securities Association’s (BISA) for its delivery of ClientWorks Connected.
LPL Financial Reports Monthly Activity for February 2020

LPL Financial Reports Monthly Activity for February 2020

March 10, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for February 2020.
LPL Financial and Independent Advisor Alliance Welcome SilverRock Wealth Partners

LPL Financial and Independent Advisor Alliance Welcome SilverRock Wealth Partners

March 10, 2020 LPL Financial
“By partnering with LPL and IAA, we have the right structure and framework to really help our business grow.” – Derek Copeland
LPL Financial Welcomes Legacy Planning Group

LPL Financial Welcomes Legacy Planning Group

March 05, 2020 LPL Financial
“We’ve seen a substantial increase in productivity through the integration within ClientWorks. I think I’ve gained back 20 percent of my time.” – Matthew Gournay
The Private Trust Company Named Among 2020 Most Advisor-Friendly Trust Companies

The Private Trust Company Named Among 2020 Most Advisor-Friendly Trust Companies

March 04, 2020 LPL Financial
LPL Financial affiliate company, The Private Trust Company, was named to WealthAdvisor’s annual list of America’s Most Advisor-Friendly Trust Companies for the fifth year in a row.
LPL Financial Study Supports Proposed Tax Credits That Make 401(k) Auto Enrollment Cost-Effective for Small Businesses

LPL Financial Study Supports Proposed Tax Credits That Make 401(k) Auto Enrollment Cost-Effective for Small Businesses

March 04, 2020 LPL Financial
“Cost and complexity are two of the main reasons why small businesses do not provide retirement plans to their employees. With insight from our financial advisors who serve small business owners every day, we are working to support legislation that enables access to retirement plan savings for small business employees.” – Peggy Ho
LPL Financial and Private Advisor Group Welcome Global Advisor Group

LPL Financial and Private Advisor Group Welcome Global Advisor Group

March 02, 2020 LPL Financial
“We believe the partnership with the Private Advisor Group, combined with the innovative capabilities at LPL, will help us continue to elevate service to our clients and create future opportunities to grow the practice and expand into new markets.” – James Barnette
Two LPL Financial Attorneys Join Effort to Increase Diversity, Inclusion in Legal Profession

Two LPL Financial Attorneys Join Effort to Increase Diversity, Inclusion in Legal Profession

February 26, 2020 LPL Financial
“As a firm, we are committed to building an inclusive culture that supports, inspires and respects diverse talent; one where employees are empowered to bring their whole selves to work so they can deliver their best for our financial professionals and their clients.” – Peggy Ho
LPL Financial Reports Monthly Activity for January 2020

LPL Financial Reports Monthly Activity for January 2020

February 24, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for January 2020.
Edward Bernard Nominated for Election to LPL Financial Board of Directors

Edward Bernard Nominated for Election to LPL Financial Board of Directors

February 20, 2020 LPL Financial
Current director James Riepe will not seek reelection at the 2020 annual meeting
LPL Financial Welcomes Triton Financial Planning Group

LPL Financial Welcomes Triton Financial Planning Group

February 20, 2020 LPL Financial
“LPL’s service is tremendous. We’re able to reach out to dedicated service professionals any time we need support.” – Jim Freisen
LPL Financial Enhances ClientWorks Connected Through Integration of AdvisoryWorld and New Account Opening Tools

LPL Financial Enhances ClientWorks Connected Through Integration of AdvisoryWorld and New Account Opening Tools

February 19, 2020 LPL Financial
“Giving advisors choice in the tools they use and empowering those tools further through ClientWorks Connected’s deep integration, helps them stay focused on their clients and build successful practices.” – Burt White
LPL Financial Welcomes SCU Investment Services

LPL Financial Welcomes SCU Investment Services

February 18, 2020 LPL Financial
“We appreciate LPL has dedicated support for investment programs like ours. We feel they can add a lot of value with their understanding of the role we play for members.” – Tarik Eldin
LPL Financial to Present at Credit Suisse’s 21st Annual Financial Services Forum

LPL Financial to Present at Credit Suisse’s 21st Annual Financial Services Forum

February 13, 2020 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette will present at the Credit Suisse 21st Annual Financial Services Forum on Feb. 27.
LPL Financial Welcomes Susquehanna Financial Advisors

LPL Financial Welcomes Susquehanna Financial Advisors

February 12, 2020 LPL Financial
LPL welcomed Ed Gormley and Susquehanna Financial Advisors back to LPL Financial from Securities Service Network. Learn about the move back to LPL.
LPL Financial Welcomes Synergy Wealth Alliance

LPL Financial Welcomes Synergy Wealth Alliance

February 11, 2020 LPL Financial
“With strong technology, scale and self-clearing capabilities, LPL puts us in the position to really grow at the pace we want to grow.”– Chris Bordner
LPL Financial Welcomes Financial Advisors Jim and Andrew Wallisch

LPL Financial Welcomes Financial Advisors Jim and Andrew Wallisch

February 05, 2020 LPL Financial
“We appreciate the independent nature of LPL Financial that gives us flexibility in how we do business within the confines of the regulatory structure.” – Jim Wallisch
LPL Financial Welcomes OSJ Salvatore Dispenziere, Elite Retirement Consultants

LPL Financial Welcomes OSJ Salvatore Dispenziere, Elite Retirement Consultants

February 03, 2020 LPL Financial
“Having LPL behind us puts us in a position for future growth and also provides enhanced resources and support that will benefit the business and our clients. We believe the technology and service, in particular, will bring a lot of value to our practice.” – Salvatore Dispenziere
LPL Financial Announces Fourth Quarter and Full Year 2019 Results

LPL Financial Announces Fourth Quarter and Full Year 2019 Results

January 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2019, reporting net income of $127 million, or $1.53 per share. This compares with $120 million, or $1.36 per share, in the fourth quarter of 2018 and $132 million, or $1.57 per share, in the prior quarter.
LPL Financial Welcomes Elluvium Financial

LPL Financial Welcomes Elluvium Financial

January 29, 2020 LPL Financial
“With LPL, we can brand ourselves and run our business as we want, knowing that behind the scenes we have support from the largest independent broker-dealer in the country.” – Cody Mares
LPL Financial Welcomes Financial Advisors Craig Lewelling and Greg Krpalek

LPL Financial Welcomes Financial Advisors Craig Lewelling and Greg Krpalek

January 28, 2020 LPL Financial
“LPL brings a depth of service and technology that will take us to the next level.” - Craig Lewelling
LPL Financial Receives Perfect 100 in HRC's Corporate Equality Index

LPL Financial Receives Perfect 100 in HRC's Corporate Equality Index

January 27, 2020 LPL Financial
“As a firm, we are committed to attracting diverse talent and building an inclusive culture that encourages employees to bring their authentic selves to work. This is fundamental to who we are as a company and what we stand for.” – Sallie Larsen
LPL Financial Welcomes Financial Advisor William Matesich Sr.

LPL Financial Welcomes Financial Advisor William Matesich Sr.

January 23, 2020 LPL Financial
“I am so impressed with LPL’s culture and the quality of employees. I was looking for a company that values honor and integrity and that’s exactly what I found in LPL.” – Bill Matesich
LPL Financial Welcomes Financial Advisor Brian Sheehy

LPL Financial Welcomes Financial Advisor Brian Sheehy

January 21, 2020 LPL Financial
“I love that forms automatically populate in ClientWorks, and I’m especially excited about how clients can visually track their portfolio in Account View. There’s no doubt that LPL technology is going to bring so much more to my client interactions.” – Brian Sheehy
LPL Financial Welcomes OSJ Mike Sisco and Team

LPL Financial Welcomes OSJ Mike Sisco and Team

January 16, 2020 LPL Financial
“The ClientWorks technology platform stood out as an industry leader. The ability to do all of my daily tasks in one integrated system, versus opening up five or six programs, will create efficiencies and save hours each week.” – Mike Sisco
LPL Financial Welcomes Legacy Wealth Management

LPL Financial Welcomes Legacy Wealth Management

January 14, 2020 LPL Financial
“We’re very big into our partnership with our clients, and LPL fosters that same attitude and culture. We’re all on the same team.” – Paul Meyers
LPL Financial Further Enhances Technology Platform Through MoneyGuide Integration

LPL Financial Further Enhances Technology Platform Through MoneyGuide Integration

January 09, 2020 LPL Financial
A leading financial planning solution is the newest ClientWorks Connected partner, expanding choice and making it easier for LPL advisors to deliver personalized advice.
LPL Financial Welcomes Burns, Toussaint & Associates

LPL Financial Welcomes Burns, Toussaint & Associates

January 08, 2020 LPL Financial
“We pride ourselves on our white glove service, and LPL will strengthen our offering. We are now able to leverage technology that is relevant to our needs, with ClientWorks connecting it all.” – Wesley Burns
LPL Financial Announces Fourth Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces Fourth Quarter 2019 Earnings Release Date and Conference Call

January 07, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report fourth quarter and full year financial results after the market closes on Jan. 30.
LPL Financial National Sales Leader Promoted to Managing Director

LPL Financial National Sales Leader Promoted to Managing Director

January 07, 2020 LPL Financial
Matt Enyedi rises in his role to help LPL Financial advisors and institutions grow by serving the needs of their clients.
LPL Financial and Stratos Wealth Partners Welcome Twenty Four Wealth Management

LPL Financial and Stratos Wealth Partners Welcome Twenty Four Wealth Management

January 06, 2020 LPL Financial
“As the industry changes, we need to make sure we’re with the best partners who can pivot quickly so we can continue offering the highest level of service. We are confident LPL and Stratos will help position us for future success.” – Anthony Truino
LPL Financial Welcomes Financial Advisor Stacey Williams

LPL Financial Welcomes Financial Advisor Stacey Williams

December 23, 2019 LPL Financial
“I’m so excited to partner with LPL and The Financial Services Network. Their innovative technology, resources, services and product access will help enhance the client experience.” – Stacey Williams
LPL Financial Welcomes CPC Financial Planning

LPL Financial Welcomes CPC Financial Planning

December 18, 2019 LPL Financial
“LPL takes a proactive role in helping its advisors. We appreciate that commitment and share that approach with our own clients. Everything we do here is client-centric.” – Rich Capasso
LPL Financial Reports Monthly Activity for November 2019

LPL Financial Reports Monthly Activity for November 2019

December 17, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for November 2019.
LPL Financial, Stratos Wealth Partners Welcome Whittenburg Wealth Partners

LPL Financial, Stratos Wealth Partners Welcome Whittenburg Wealth Partners

December 16, 2019 LPL Financial
“As we continue evolving and planning for the future, we believe LPL Financial and Stratos Wealth Partners will help us be well-positioned to operate successfully for decades to come.” – Dan Whittenburg
LPL Financial Welcomes Herbert Financial Group

LPL Financial Welcomes Herbert Financial Group

December 12, 2019 LPL Financial
“LPL continuously invests in technology and operational efficiencies, which have helped them become a leader in the industry. We know LPL will stay up to date as the industry evolves.” - Scott Torosian
LPL Financial Welcomes Hadel Financial Advisors

LPL Financial Welcomes Hadel Financial Advisors

December 11, 2019 LPL Financial
“We’ve found the client onboarding and trading features within LPL’s ClientWorks platform to be extremely easy to use. The system is intuitive and provides all the tools we need to run our business effectively.” - Greg Hadel
LPL Financial Launches No-Transaction-Fee, Exchange-Traded Fund Network

LPL Financial Launches No-Transaction-Fee, Exchange-Traded Fund Network

December 05, 2019 LPL Financial
Free ETF trading with State Street Global Advisors, Invesco and WisdomTree will be available on LPL’s Strategic Asset Management and Strategic Wealth Management platforms.
LPL Financial Welcomes Financial Advisor Pat Gilmore

LPL Financial Welcomes Financial Advisor Pat Gilmore

December 04, 2019 LPL Financial
“I’m very excited about joining LPL Financial, especially with the firm’s increasing investments in technology. I can tell that LPL is listening to what advisors want and need, and as a result they’ve built an incredible digital platform that streamlines processes and creates a better experience for our clients.” – Pat Gilmore
LPL Financial Research Publishes Outlook 2020

LPL Financial Research Publishes Outlook 2020

December 03, 2019 LPL Financial
“Our strategists are committed to delivering market insights that empower LPL advisors in their efforts to make informed, risk appropriate decisions suited to their clients’ unique financial goals.” – John Lynch, LPL executive vice president and chief investment strategist
LPL Financial Advisors Expected to Save Hours Each Month Using New Account Opening Process

LPL Financial Advisors Expected to Save Hours Each Month Using New Account Opening Process

December 02, 2019 LPL Financial
“We are accelerating the standard in financial services and changing what advisors should come to expect from technology, because that is what advisors and their clients need.” – Burt White, LPL Financial managing director, Investor & Investment Solutions
LPL Financial Welcomes Gatewood Wealth Solutions

LPL Financial Welcomes Gatewood Wealth Solutions

December 02, 2019 LPL Financial
“LPL Financial’s digital platform allows us to choose technology that is truly innovative. This aligns with our goal to provide an exceptional client experience as we help them work toward positive financial outcomes.” - John Gatewood
LPL Financial Welcomes Canal View Financial Advisors™

LPL Financial Welcomes Canal View Financial Advisors™

November 26, 2019
“LPL has the tools and resources to support all levels of clientele. The products and solutions offered through LPL can help our most sophisticated clients with offerings that match their need.” – Chris Ginther
LPL Financial Publishes Its First Sustainability Report

LPL Financial Publishes Its First Sustainability Report

November 21, 2019 LPL Financial
“Our long-term success depends not only on the performance of our business, but also on the value we provide to society.” – Heather Randolph Carter
LPL Financial Welcomes Railroad Investment Group

LPL Financial Welcomes Railroad Investment Group

November 21, 2019 LPL Financial
“With LPL’s ClientWorks digital capabilities, everything is right there. It’s simple, easy to navigate and very thorough.” – Blake Henry
LPL Financial and The Financial Services Network Welcome RD’s Financial Strategies

LPL Financial and The Financial Services Network Welcome RD’s Financial Strategies

November 19, 2019 LPL Financial
“With LPL's easier bulk-trading capabilities, I’m convinced that some processes that previously took several days can now be completed in less than a few hours.” – Robert Duitz
LPL Financial Welcomes Financial Advisors Kenneth Small and Natalie Jump

LPL Financial Welcomes Financial Advisors Kenneth Small and Natalie Jump

November 13, 2019 LPL Financial
“LPL has a significant footprint in all areas of retirement planning and the range of resources will help me take care of clients in all phases of retirement.” - Kenneth Small
LPL Financial Reports Monthly Activity for October 2019

LPL Financial Reports Monthly Activity for October 2019

November 12, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for October 2019.
LPL Financial and Independent Advisor Alliance Welcome Nashville Area Team

LPL Financial and Independent Advisor Alliance Welcome Nashville Area Team

November 12, 2019 LPL Financial
“We want our clients to be well-taken care of. I’m confident that LPL will help us conduct business easier as we continue to build on the quality of service we provide our clients.” - Cris Arnold
LPL Financial Announces Paid Time Off Policy for Voting

LPL Financial Announces Paid Time Off Policy for Voting

November 06, 2019 LPL Financial
“LPL is committing to make voting easier and less stressful for our employees.” – Peggy Ho
LPL Financial Welcomes Hege Financial Group

LPL Financial Welcomes Hege Financial Group

November 06, 2019 LPL Financial
“With LPL Financial, we’re able to put our clients’ needs first and offer truly objective financial advice. And LPL’s ability to continually invest in its technology platform will allow us to enhance the client experience through a combination of our advice and digital capabilities.” – Will Hege
LPL Financial Welcomes Financial Advisor Christopher Sweeney

LPL Financial Welcomes Financial Advisor Christopher Sweeney

November 05, 2019 LPL Financial
"I appreciate the independence and transparency offered at LPL. I’m able to create my own brand as I grow my company, and yet I have access to a competitive array of money management platforms." – Christopher Sweeney
LPL Financial Announces Proposed Leverage-Neutral Transaction Amending Senior Secured Credit Facilities and Offering Senior Unsecured Notes

LPL Financial Announces Proposed Leverage-Neutral Transaction Amending Senior Secured Credit Facilities and Offering Senior Unsecured Notes

October 30, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to reprice its existing $1,470 million term loan B, increase the size of its revolving credit facility from $500 million to $750 million, extend the maturity date applicable to its term loan B and revolving credit facility, and make certain other changes.
LPL Financial and The Financial Services Network Welcome Pacific Pension & Benefit Services

LPL Financial and The Financial Services Network Welcome Pacific Pension & Benefit Services

October 30, 2019 LPL Financial
“Providing the highest level of personalized service to business owners and individuals is our passion and priority." - Michael Kennedy
LPL Financial Welcomes Petricic & Phillips Financial Group

LPL Financial Welcomes Petricic & Phillips Financial Group

October 28, 2019 LPL Financial
“In today’s world, clients are demanding a digital experience that is very streamlined with user-friendly technology. We examined the industry and it was clear that LPL Financial’s integrated technology package stood out as a leader, especially the client-facing systems.” - Don Petricic
LPL Financial Announces Third Quarter 2019 Results

LPL Financial Announces Third Quarter 2019 Results

October 24, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2019, reporting net income of $132 million, or $1.57 per share. This compares with $107 million, or $1.19 per share, in the third quarter of 2018 and $146 million, or $1.71 per share, in the prior quarter.
LPL Financial Welcomes Maxwell Financial Management

LPL Financial Welcomes Maxwell Financial Management

October 23, 2019 LPL Financial
“Clients are getting more sophisticated and we needed technology systems that can keep up with their demands. LPL is a perfect fit.” - Adam Hill
LPL Financial Welcomes Financial Advisors Thomas & Chris Varga

LPL Financial Welcomes Financial Advisors Thomas & Chris Varga

October 21, 2019 LPL Financial
“We are interested in LPL’s ability to assist with the valuation of practices and provide acquisition financing. We’ve had success with organic, internal growth, but we believe a merger or acquisition would put us on the path toward significant growth." - Thomas Varga
LPL Financial and Merit Financial Group Welcome I.M. Wealth Care

LPL Financial and Merit Financial Group Welcome I.M. Wealth Care

October 16, 2019 LPL Financial
“We really appreciate the integrated technology and the ease of navigation within ClientWorks and Account View, which is what our clients see to track their portfolio. We love that we can pull different reports and performance numbers from one system." - Parker Inabnet
LPL Financial Welcomes Advisor Joseph Mazzucco, Stonebrook Wealth Management

LPL Financial Welcomes Advisor Joseph Mazzucco, Stonebrook Wealth Management

October 14, 2019 LPL Financial
"With LPL, there is no pressure to sell proprietary products and there are no sales goals. This model allows me to do what I enjoy and do best, which is focus on my clients and help them work toward the financial goals that are most important to them." - Joseph Mazzucco
LPL Financial and The Financial Services Network Welcome Financial Advisor Nic Delyon

LPL Financial and The Financial Services Network Welcome Financial Advisor Nic Delyon

October 09, 2019 LPL Financial
"I’m hoping to acquire other practices within the next year or so, and I was impressed with LPL’s solutions that could make the process easier and more cost effective. I’m also excited that I now have a five-year succession plan in place with The Financial Services Network so that if something happens to me, my clients and family will be taken care of." - Nic Delyon
LPL Financial Welcomes Financial Solutions Group

LPL Financial Welcomes Financial Solutions Group

October 07, 2019 LPL Financial
“Between the size of the organization and the expertise of the skilled team members at LPL, we are confident that our business will thrive with this new partnership.” – Michael Young
LPL Financial Welcomes SecondHalf Coach Wealth Management

LPL Financial Welcomes SecondHalf Coach Wealth Management

October 03, 2019 LPL Financial
“We wanted integrated technology that would improve the operational efficiency of our day-to-day work, and we can manage all those tasks with LPL’s ClientWorks Connected. We can also do trading, change an address or create a model all from one platform.” – Bill Urbanik
LPL Financial Recognized as Leader in Advisor Diversity and Inclusion

LPL Financial Recognized as Leader in Advisor Diversity and Inclusion

October 02, 2019 LPL Financial
“We will continue to build and support the growth of our diverse network of advisors, and innovate to develop new ways to equip advisors with the tools, training and support they need to help families and individuals in underserved markets work toward achieving their financial goals.” – Kathleen Zemaitis
LPL Financial Welcomes Financial Advisor Joshua Lambert

LPL Financial Welcomes Financial Advisor Joshua Lambert

October 01, 2019 LPL Financial
“LPL Financial provides access to the comprehensive support, resources and products that give advisors like me the autonomy to run a business with flexibility and freedom.” - Joshua Lambert
LPL Financial Advisory Platform Selected for Leading Industry Award

LPL Financial Advisory Platform Selected for Leading Industry Award

September 30, 2019 LPL Financial
“We strive to deliver innovative solutions that help advisors address the fundamental challenges they face in their practices, which in most cases comes down to needing more time.” - Rob Pettman
LPL Financial Welcomes Chesapeake Investment Planning

LPL Financial Welcomes Chesapeake Investment Planning

September 25, 2019 LPL Financial
“Since coming back to LPL, I’ve also been so impressed with the company’s service transformation. The transition team has been outstanding and it’s clear that LPL has made it a priority to offer differentiated service and support.” – Todd Wilhoit
LPL Financial Technology and Diversity Efforts Earn Industry Recognition

LPL Financial Technology and Diversity Efforts Earn Industry Recognition

September 24, 2019 LPL Financial
“We are driven by our advisors’ input and feedback, and strive to deliver solutions and capabilities that help them reach new markets and manage their practices with greater efficiencies.” - Andy Kalbaugh
LPL Financial Announces Third Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2019 Earnings Release Date and Conference Call

September 23, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report third quarter financial results after the market closes on Oct. 24.
LPL Financial and IHT Wealth Management Welcome Kurt Yndestad

LPL Financial and IHT Wealth Management Welcome Kurt Yndestad

September 23, 2019 LPL Financial
“I believe joining LPL and IHT gives me the ability to serve my clients more strategically. Having access to their wealth management platform and additional capabilities will allow me to provide customized advice suited to my clients.” - Kurt Yndestad
LPL Financial Reports Monthly Activity for August 2019

LPL Financial Reports Monthly Activity for August 2019

September 19, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for August 2019.
LPL Financial Welcomes The Sudol Group

LPL Financial Welcomes The Sudol Group

September 19, 2019 LPL Financial
“We believe LPL’s platform gives us the most open canvas to help our clients paint their financial futures. There are no proprietary products, so we are free to advise our clients and create portfolios that are truly catered to their needs.” - Mark Sudol
LPL Financial and Independent Advisor Alliance Welcome Robert Paolini

LPL Financial and Independent Advisor Alliance Welcome Robert Paolini

September 12, 2019 LPL Financial
“A partnership with IAA and LPL provides us with resources and personalized support that can help us build on the quality of service we provide our clients. And they can also deliver the level of strategic support I’m looking for to grow my business.” – Robert Paolini
LPL Financial Welcomes Financial Advisors Carter Johns, Michael Chu and John Gillis

LPL Financial Welcomes Financial Advisors Carter Johns, Michael Chu and John Gillis

September 09, 2019 LPL Financial
“We want to grow and are looking to LPL’s size and scale to help us do that. We’re thrilled with LPL’s technology—the ClientWorks platform has so many features that help us work quickly and efficiently. We really like the customization that’s available with statements and our client portal, which makes it easy for us to deliver that personal touch.”
LPL Financial Welcomes Financial Advisor Brian Gernant

LPL Financial Welcomes Financial Advisor Brian Gernant

September 03, 2019 LPL Financial
“Most of my clients have been with me for a long time and expect personalized service. With LPL, we are the customer and they help us navigate every option to ensure that we can meet our clients’ expectations.” – Brian Gernant
LPL Welcomes Intermountain Financial Partners

LPL Welcomes Intermountain Financial Partners

August 29, 2019 LPL Financial
“We believe that LPL is the best firm to elevate our wealth management services and capabilities. With their partnership, we have the freedom and flexibility to manage our clients in a way that helps them work toward their financial goals. And LPL’s culture of treating advisors as a valued client is a philosophy that addresses our needs, allowing us to better serve our clients.” – Brian Kasteler
2020 Women on Boards Recognizes LPL Financial for its Board Diversity

2020 Women on Boards Recognizes LPL Financial for its Board Diversity

August 28, 2019 LPL Financial
“Our board of directors represents well-respected and innovative leaders with a variety of perspectives, backgrounds and experiences. The diversity of our board of directors represents a deep-rooted commitment to our clients, employees and investors to be an industry leader in diversity and inclusion.” – Sallie Larsen
LPL Financial Welcomes Barry Rucks and Matt Silverhardt

LPL Financial Welcomes Barry Rucks and Matt Silverhardt

August 26, 2019 LPL Financial
“Having access to LPL’s independent model is an opportunity for us to gain more autonomy. And they are a partner that has shown that they will invest in the technology and the platforms that will help us meet the commitments we have to our clients.” – Matt Silverhardt
LPL Financial Reports Monthly Activity for July 2019

LPL Financial Reports Monthly Activity for July 2019

August 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for July 2019.
LPL Financial Welcomes Inland Empire Financial

LPL Financial Welcomes Inland Empire Financial

August 21, 2019 LPL Financial
“We believe LPL’s RIA platform has the legs to get our firm to where we want it to be. And with access to their technology and resources, we believe we can create an environment where we have greater flexibility and more efficiency, helping us keep our focus on our clients and planning for their futures.” – Matt Tollett
LPL Financial Welcomes Benefit Funding Retirement Services

LPL Financial Welcomes Benefit Funding Retirement Services

August 20, 2019 LPL Financial
“We were blown away by our on-site visit. It was like seeing into the kitchen of your favorite restaurant. We saw the quality of the people, the attention to detail and the overall culture that makes up the company. It was truly impressive.” – Edmond Karam
LPL Financial Welcomes Record Number of Advisors at Annual Focus Conference

LPL Financial Welcomes Record Number of Advisors at Annual Focus Conference

August 19, 2019 LPL Financial
“This week is a celebration of advisors and the important work they do every day.” - Andy Kalbaugh, LPL Financial managing director and divisional president, National Sales and Consulting
LPL Financial Provides Solutions to Make Acquisition and Monetization Easier

LPL Financial Provides Solutions to Make Acquisition and Monetization Easier

August 19, 2019 LPL Financial
“We want to be able to take as much work and complexity as possible off of the advisors’ plates, so they can stay focused on their core business.” – Greg Cornick, LPL Financial executive vice president, Finance
LPL Financial Creating ‘Next Generation of Wealth Management'

LPL Financial Creating ‘Next Generation of Wealth Management'

August 19, 2019 LPL Financial
“Our goal is to give you more modern capabilities, at lower pricing, that will differentiate your business and delight your clients.” – LPL President and CEO Dan Arnold
Diversity and Inclusion in Focus at LPL Financial's Annual Advisor Conference

Diversity and Inclusion in Focus at LPL Financial's Annual Advisor Conference

August 19, 2019 LPL Financial
“There are so many opportunities this year at Focus for advisors to learn more about the ways diversity and inclusion can be a strategic asset to drive growth.” - Kathleen Zemaitis, senior vice president, LPL Financial Advisor Diversity and Inclusion
LPL Financial Welcomes Blue Line Wealth Management

LPL Financial Welcomes Blue Line Wealth Management

August 15, 2019 LPL Financial
“LPL’s investment models and tools run the gamut. I have options that allow me to serve all of my clients’ needs. And with WealthVision, I can consolidate all of a client’s information and assets in one central location. Seeing everything at once makes it easier to make informed recommendations.” – Scott Frayler
LPL Financial Welcomes Highlander Financial Group

LPL Financial Welcomes Highlander Financial Group

August 14, 2019 LPL Financial
“LPL is changing the game in the independent world, offering the size and scale to help increase the growth potential of the firm. With their partnership, we have access to a multitude of resources and assistance all in one integrated platform.” – Casey Craig
LPL Financial Welcomes Lumen Financial Planning & Wealth Management

LPL Financial Welcomes Lumen Financial Planning & Wealth Management

August 08, 2019 LPL Financial
“LPL provides boots on the ground support and resources for all the time-consuming back-office functions that can affect our interaction with clients. With LPL’s solutions, we can spend more time working directly with clients, focusing on their unique needs.” – Roy Fakoury
LPL Financial and Gladstone Wealth Group Welcome CLH Wealth Management

LPL Financial and Gladstone Wealth Group Welcome CLH Wealth Management

August 07, 2019 LPL Financial
“I like the fact that LPL provides a hands-on team that is guiding me through the transition process and beyond, offering access to products and services that address the needs of my clients.” – Cary L. Hall Jr.
LPL Financial Closes Acquisition of Allen & Company

LPL Financial Closes Acquisition of Allen & Company

August 01, 2019 LPL Financial
All 33 advisors serving approximately $3 billion of client assets joined LPL.
LPL Financial Welcomes Signet Strategic Wealth Management

LPL Financial Welcomes Signet Strategic Wealth Management

August 01, 2019 LPL Financial
“We wanted to grow our practice in a way that’s focused on who we’re bringing in—that we’re the right fit for the client and vice versa. LPL wants you to grow in a way that’s best for you.” – Christopher Soulios
LPL Financial Welcomes Joey Price and Mary Ellen Holder

LPL Financial Welcomes Joey Price and Mary Ellen Holder

July 31, 2019 LPL Financial
“My son Greyson is graduating from the University of Central Arkansas the fall of 2020, and he plans to become a financial advisor in our firm. The Independent Advisor Institute is a great way for him to get started in his career.” – Joey Price
LPL Financial Announces Second Quarter 2019 Results

LPL Financial Announces Second Quarter 2019 Results

July 25, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2019, reporting net income of $146 million, or $1.71 per share. This compares with $119 million, or $1.30 per share, in the second quarter of 2018 and $155 million, or $1.79 per share, in the prior quarter.
LPL Financial Welcomes PFP Financial & Insurance Services Corp.

LPL Financial Welcomes PFP Financial & Insurance Services Corp.

July 24, 2019 LPL Financial
“When you peel back the layers on everything that’s available, it’s amazing what LPL offers through scale and ongoing innovation. Our experience with LPL is absolutely a 10.” – Howard Fink
LPL Financial Welcomes Charton Financial Group

LPL Financial Welcomes Charton Financial Group

July 22, 2019 LPL Financial
“LPL’s scale and deep well of resources will allow our clients to benefit from objective and comprehensive advice, helping them reach for their long-term financial goals.” – Edward Charton
LPL Financial and Gladstone Wealth Group Welcome Ron Jaeger

LPL Financial and Gladstone Wealth Group Welcome Ron Jaeger

July 18, 2019 LPL Financial
“I have an opportunity to improve my business with Gladstone and LPL. With their support, I will have access to business solutions and resources that make the daily operations of my firm more efficient. And LPL’s size and scale will support organic growth within my firm.” – Ron Jaeger
LPL Financial Welcomes Patrick Foy and Chris Willis

LPL Financial Welcomes Patrick Foy and Chris Willis

July 16, 2019 LPL Financial
“LPL’s advisor-centered culture aligns with our values, and we believe they provide the best platform to help advisors flourish.” – Patrick Foy
LPL Financial Welcomes Suffolk Federal

LPL Financial Welcomes Suffolk Federal

July 11, 2019 LPL Financial
“We feel that with LPL we have a great opportunity to reach more members with a deeper level of support." - James Gallagher
LPL Financial Extends its Commitment to Innovation and Data-Driven Solutions With Hiring of New EVP

LPL Financial Extends its Commitment to Innovation and Data-Driven Solutions With Hiring of New EVP

July 08, 2019 LPL Financial
“Ashish Braganza shares our fanaticism for putting the client at the center of everything. He is an innovative thinker and strong leader with a proven track record of leveraging data and analytics to drive revenue and deliver positive user experiences,” – Burt White, LPL managing director, Investor & Investment Solutions.
LPL Financial Welcomes PacNorth Retirement Group

LPL Financial Welcomes PacNorth Retirement Group

July 02, 2019 LPL Financial
“With a large retirement plan business serving hundreds of individuals and dozens of companies, we were looking for a partner that could provide the tools and resources to operate more efficiently. We were impressed by LPL’s capabilities and technology, and how the integrated platform can streamline and improve how we can work with clients.” – RC Roland
LPL Financial Announces Second Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2019 Earnings Release Date and Conference Call

June 27, 2019 LPL Financial
SAN DIEGO – June 27, 2019 – LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report second quarter financial results after the market closes on July 25.
LPL Financial and CXI Advisors Welcome Charles Hart

LPL Financial and CXI Advisors Welcome Charles Hart

June 27, 2019 LPL Financial
“LPL’s technology and platform will make it easier to provide strategic solutions to my clients, to create a plan that is just right for their needs.” – Charles Hart, CXI Advisors
LPL Financial Welcomes Return of Salter Financial Group

LPL Financial Welcomes Return of Salter Financial Group

June 25, 2019 LPL Financial
“I’m convinced, from everything I’ve seen, that LPL is a strong company that cares deeply about its advisors. I’m especially excited about the technology evolution and new capabilities that will help us be more efficient serving our clients.” - Phillip Salter, Salter Financial Group.
LPL Financial Research Publishes Its Midyear Outlook 2019

LPL Financial Research Publishes Its Midyear Outlook 2019

June 24, 2019 LPL Financial
The report highlights that fundamentals remain in focus while progress on trade will be critical in 2019.
LPL Financial Reports Monthly Activity for May 2019

LPL Financial Reports Monthly Activity for May 2019

June 20, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for May 2019.
LPL Financial and Good Life Companies Welcome J.R. Frenzel

LPL Financial and Good Life Companies Welcome J.R. Frenzel

June 11, 2019 LPL Financial
“With the way the industry is changing, I knew I had to reinvent myself to help improve my ability to serve my clients. LPL provides access to technology and resources I need to cater to the unique needs of my clients.” – J.R. Frenzel
LPL Financial Delivers Advisor Sleeve Empowering Advisors With Control and Efficiency

LPL Financial Delivers Advisor Sleeve Empowering Advisors With Control and Efficiency

June 10, 2019 LPL Financial
Innovative Solution Makes Money Management Easier for LPL Advisors
LPL Financial Welcomes Teton Wealth Management

LPL Financial Welcomes Teton Wealth Management

June 05, 2019 LPL Financial
“We are excited for the opportunity this move brings us and look forward to having access to the wide range of wealth management resources LPL offers.” – Jake Murray
LPL Financial Lowers ETF Pricing on RIA Platforms

LPL Financial Lowers ETF Pricing on RIA Platforms

May 30, 2019 LPL Financial
“ETFs are another step in the journey to expand our breadth of solutions and help advisors remain competitive in the marketplace.” - Robert Pettman, executive vice president, Product and Platform Management
LPL Financial and Credent Wealth Management Welcome Brian Davis and Brian Remson

LPL Financial and Credent Wealth Management Welcome Brian Davis and Brian Remson

May 30, 2019 LPL Financial
“We found true kindred spirits in Credent Wealth and LPL Financial. It was important to us that our new partners place as much emphasis on integrity and putting clients first as we do.” – Brian Remson
LPL Financial and Good Life Companies Welcome Mike Bensey

LPL Financial and Good Life Companies Welcome Mike Bensey

May 29, 2019 LPL Financial
“With LPL’s platform, I have access to a broad range of resources to manage my business as well as access to products and platforms to support the variety of needs my clients have.” – Mike Bensey
LPL Financial Welcomes Brookshire & Brookshire Wealth Management

LPL Financial Welcomes Brookshire & Brookshire Wealth Management

May 23, 2019 LPL Financial
“LPL offers a platform that allows us the freedom to provide objective financial guidance to our clients. They also offer technology that lets us run our business efficiently and has the scalability to help us expand our firm.” – Brent Brookshire
LPL Financial Increases Outlook for 2019 Technology Investment to $150 Million

LPL Financial Increases Outlook for 2019 Technology Investment to $150 Million

May 22, 2019 LPL Financial
“We are uniquely positioned to be able to deploy capital and invest in our advisors’ business.” - Burt White, managing director, Investor and Investment Solutions
LPL Financial to Acquire Allen & Company

LPL Financial to Acquire Allen & Company

May 21, 2019 LPL Financial
Allen & Company is a broker/dealer and RIA employing approximately 30 advisors and serving approximately $3 billion of client assets. Estimated transaction multiple of ~7x post-synergy EBITDA*
LPL Financial Reports Monthly Activity for April 2019

LPL Financial Reports Monthly Activity for April 2019

May 16, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2019.
LPL Financial Welcomes Fee-Only Financial Advisor Peter Heilbron

LPL Financial Welcomes Fee-Only Financial Advisor Peter Heilbron

May 16, 2019 LPL Financial
“The future of wealth management is going to be more transparent and driven by technology. LPL’s independent platform is ahead of the curve. The fee-only model provides me the freedom to run my business my way.” – Peter Heilbron
LPL Financial to Hold Investor & Analyst Day on May 22

LPL Financial to Hold Investor & Analyst Day on May 22

May 15, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) will host an Investor and Analyst Day from 9:00 a.m. to 12:30 p.m. EDT Wednesday, May 22 at the Thomson Reuters Conference Center in New York City.
LPL Financial Welcomes Michigan Retirement Advisors

LPL Financial Welcomes Michigan Retirement Advisors

May 15, 2019 LPL Financial
“I found that LPL offers extensive support for advisors serving retirement plans, including having consultants to work with who are focused on this area of the business and a wide range of resources that I can use to help my clients work toward their retirement goals.” – Steve Case
LPL Financial Welcomes Graham Nelson

LPL Financial Welcomes Graham Nelson

May 09, 2019 LPL Financial
"LPL has extensive investment tools, platforms and research that we believe will help us better serve our clients’ needs. The matrix of connected technology within the ClientWorks platform is huge." – Graham Nelson
LPL Financial Announces First Quarter 2019 Results

LPL Financial Announces First Quarter 2019 Results

May 02, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2019, reporting net income of $155 million, or $1.79 per share. This compares with $94 million, or $1.01 per share, in the first quarter of 2018 and $120 million, or $1.36 per share, in the prior quarter.
LPL Financial Welcomes Bay Federal Credit Union

LPL Financial Welcomes Bay Federal Credit Union

May 02, 2019 LPL Financial
“The lineup of products, ability to deliver objective advice and access to a leading technology platform we gain with LPL will enhance the experience that our investment services program can deliver to our membership.” – Carrie Birkhofer
LPL Financial and HighPoint Planning Partners Welcome Pete Babilla

LPL Financial and HighPoint Planning Partners Welcome Pete Babilla

April 25, 2019 LPL Financial
“The extensive investment and planning platform offered by LPL enables me to create highly customized programs tailored to my clients’ individual needs, which is vital to my planning philosophy.” – Pete Babilla
New LPL Financial Exec Focused on Advisors and Supporting Relationships

New LPL Financial Exec Focused on Advisors and Supporting Relationships

April 16, 2019 LPL Financial
“Angela has proven experience building value-added B2B relationships, which is central to the work we do every day with our advisors, using our firm’s scale and expertise to help advisors grow their businesses,” said Andy Kalbaugh, managing director and divisional president, National Sales and Consulting
LPL Financial Welcomes Steven Melen

LPL Financial Welcomes Steven Melen

April 15, 2019 LPL Financial
“Choosing LPL as my partner was just as much for my clients as it was for me. I have access to tools and resources that make the work more efficient. I have the opportunity to better serve my clients and grow my firm.” – Steve Melen
LPL Financial Welcomes O&R Partners

LPL Financial Welcomes O&R Partners

April 11, 2019 LPL Financial
“LPL has the size and stability that can address the advancing needs we have to execute on our growth strategy. When you include the robust technology that LPL offers advisors, it sets up for success.” – Wes Rowlands
LPL Financial Welcomes Nana Nyanin

LPL Financial Welcomes Nana Nyanin

April 08, 2019 LPL Financial
“I’m excited to join LPL, a firm that is well respected in Washington and known for being a thought leader on issues related to the financial advice market and small business ownership. I look forward to the work we will do by leveraging the firm’s leadership positon to effect change for the industry, independent advisors and investors.” — Nana Nyanin
LPL Financial Announces Nomination of Corey Thomas as New Independent Director

LPL Financial Announces Nomination of Corey Thomas as New Independent Director

April 03, 2019 LPL Financial
“This is an exciting time at LPL as the company is focused on growth and putting the advisor at the center of all they do. I look forward to working with the management team and my fellow board members to further the company’s mission and to continue the upward trajectory of the firm.” — Corey Thomas
LPL Financial and Good Life Financial Advisors Welcome Firenze Wealth Management

LPL Financial and Good Life Financial Advisors Welcome Firenze Wealth Management

April 02, 2019 LPL Financial
“LPL’s culture fits with our values and we believe they are the best choice to help us provide our clients with objective advice in the independent model.” — Sara Tanner
LPL Financial Announces First Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2019 Earnings Release Date and Conference Call

April 01, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report first quarter financial results after the market closes on May 2.
LPL Financial Welcomes Seacoast Financial Network

LPL Financial Welcomes Seacoast Financial Network

March 28, 2019 LPL Financial
New Hampshire team chooses LPL’s independent model to advance their practice.
LPL Financial Reports Monthly Activity for February 2019

LPL Financial Reports Monthly Activity for February 2019

March 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for February 2019.
LPL Financial and Gateway Financial Partners Welcome Kevin Carroll and Sam Shehu

LPL Financial and Gateway Financial Partners Welcome Kevin Carroll and Sam Shehu

March 21, 2019 LPL Financial
“Joining LPL and aligning with Gateway allows us the flexibility to run our firm the way we want to, which is having the freedom to decide what is best for our clients.” – Kevin Carroll
LPL Financial and Triad Financial Strategies Welcome Lincoln Kopetski and Joe Cilley

LPL Financial and Triad Financial Strategies Welcome Lincoln Kopetski and Joe Cilley

March 14, 2019 LPL Financial
“LPL is our welcome to the 21st century. The investments they have made in their technology and other solutions played a big part in our decision. Having access to these resources makes our job easier and helps us work more efficiently.” – Joe Cilley
LPL Financial Congratulates Bleakley Financial Group on Welcoming Financial Advisors John Mara, Shaun Feldeisen

LPL Financial Congratulates Bleakley Financial Group on Welcoming Financial Advisors John Mara, Shaun Feldeisen

March 14, 2019 LPL Financial
“We realized that as the business has expanded, so had the needs of our clients. By partnering with Bleakley and affiliating with PAG and LPL, we have greater flexibility and a broader set of resources to positively impact the financial lives of our valued clients.”— John Mara
LPL Financial Welcomes Beacon Wealth Management

LPL Financial Welcomes Beacon Wealth Management

March 04, 2019 LPL Financial
“We chose Wealthcare as our OSJ and the support of LPL because the combination provides us with the technology, operational support and scalability to support our firm’s independent model and a platform that enables growth.” – Brent Shepherd
LPL Financial and Gladstone Wealth Group Welcome Breandan Kelly

LPL Financial and Gladstone Wealth Group Welcome Breandan Kelly

February 27, 2019 LPL Financial
“I chose to join Gladstone because of the numerous capabilities available with the Partnership Program and the effectiveness of the executive team. Combined with the freedom of independence and the tools and resources provided by LPL, I will have the time to focus on serving my clients and better position my business for growth.” – Breandan Kelly
LPL Financial Welcomes Intellectual Capital Group

LPL Financial Welcomes Intellectual Capital Group

February 26, 2019 LPL Financial
Top-ranked financial advisors join LPL Financial to be able to maximize their growth opportunity.
LPL Financial Reports Monthly Activity for January 2019

LPL Financial Reports Monthly Activity for January 2019

February 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for January 2019.
LPL Financial Welcomes Savers Bank

LPL Financial Welcomes Savers Bank

February 21, 2019 LPL Financial
“LPL provides advantages because of their scale and expertise in this space along with the stability to support us for the long run. The combination of these things can help our program grow in the ways we see possible." — Peter Kaslauskas
LPL Financial Presenting at Citi's 2019 Asset Managers, Broker Dealers & Exchanges Conference

LPL Financial Presenting at Citi's 2019 Asset Managers, Broker Dealers & Exchanges Conference

February 20, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced today that Chief Financial Officer, Matt Audette is presenting at Citi’s 2019 Asset Managers, Broker Dealers & Exchanges Conference scheduled for 11:10 a.m. EST on Wednesday, February 27 at the Lotte New York Palace hotel in New York City.
LPL Financial Welcomes Strategic Financial & Tax Planning Services

LPL Financial Welcomes Strategic Financial & Tax Planning Services

February 14, 2019 LPL Financial
The New York-based firm joins LPL for the stability and support that empowers them to be a long-term partner to their clients.
LPL Financial Welcomes Community First Bank of Indiana

LPL Financial Welcomes Community First Bank of Indiana

February 13, 2019 LPL Financial
“LPL was attractive because of the advanced technology and resources available to us. When you factor in Bankers’ Bank, this decision provides us with all the benefits of a large institution but with a small community feel.” – Larry Rolland
LPL Financial's 50 State Network Empowers LPL Financial Advisors to Join Industry Advocacy Efforts

LPL Financial's 50 State Network Empowers LPL Financial Advisors to Join Industry Advocacy Efforts

February 07, 2019 LPL Financial
“With support and input from our national network of 16,000 financial advisors, we can help policymakers better understand the value of the work they do and nurture a conducive environment to be able to thrive as independent business owners by serving the needs of investors.” – Peggy Ho, LPL executive vice president, head of Government Relations
LPL Financial Launches New Goals-Based Tool in Ongoing Development of Fully Integrated ClientWorks Connected

LPL Financial Launches New Goals-Based Tool in Ongoing Development of Fully Integrated ClientWorks Connected

February 07, 2019 LPL Financial
Offered as part of the core functionality of ClientWorks, Client Goals empowers advisors to drive meaningful conversations with clients as they work together to develop tailored actions that work toward a personal financial goal.
LPL Financial Welcomes Team Preheim Advisory

LPL Financial Welcomes Team Preheim Advisory

February 06, 2019 LPL Financial
“It is comforting to know that LPL has the resources and support to help me maximize the value of this business that I built and also help it grow to the potential I know it has.” – Karl Preheim
LPL Financial Presenting at Credit Suisse Financial Services Forum

LPL Financial Presenting at Credit Suisse Financial Services Forum

February 05, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer, Matt Audette is presenting at the Credit Suisse 20th Annual Financial Services Forum scheduled for 1:00 p.m. EST on Tuesday, February 12 at the Ritz-Carlton Key Biscayne hotel in Miami, Florida.
LPL Financial Announces Fourth Quarter & Full Year 2018 Results

LPL Financial Announces Fourth Quarter & Full Year 2018 Results

January 31, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2018, reporting net income of $120 million, or $1.36 per share. This compares with $64 million, or $0.69 per share, in the fourth quarter of 2017 and $107 million, or $1.19 per share, in the prior quarter.
LPL Names Dayton Semerjian Managing Director, Chief Customer Care Officer

LPL Names Dayton Semerjian Managing Director, Chief Customer Care Officer

January 29, 2019 LPL Financial
Firm hires industry expert with strong track record for transforming customer service experiences from process-centric to customer-centric
LPL Financial Welcomes Patriot Wealth Management

LPL Financial Welcomes Patriot Wealth Management

January 29, 2019 LPL Financial
“The technology and resources will bring tremendous value to me and my staff. But it’s the transformation of the company culture that is the driving force behind me coming back.” – E. Martin von Känel
LPL Financial Welcomes Regal Wealth Advisors

LPL Financial Welcomes Regal Wealth Advisors

January 23, 2019 LPL Financial
“We believe that LPL can help us meet the demands of our growing firm and help us take our firm to the next level.” – Michael McCarthy
LPL Financial Welcomes CKW Wealth Management

LPL Financial Welcomes CKW Wealth Management

January 17, 2019 LPL Financial
“I believe LPL cares about their advisors. We’ve seen that with the continued focus to enhance their platform to benefit advisors and their clients. And there’s a human element they provide. When we need answers, we get them from real people, right away.” – Mike Stieglitz
LPL Financial Welcomes Baraboo State Bank

LPL Financial Welcomes Baraboo State Bank

January 14, 2019 LPL Financial
“LPL provides a full-service offering that includes the support and technology that will help us be better positioned to serve our clients.” – Pete Welsh
LPL Financial Welcomes Harbor Financial Group

LPL Financial Welcomes Harbor Financial Group

January 10, 2019 LPL Financial
“It was important for us to be with an independent firm that treats their advisors as clients, not competition. LPL is committed to serving us, making it possible to deliver a boutique experience to our clients and have the support to grow and incorporate new offices.” – Cam Werntz
LPL Financial Announces 2018 Earnings Release Date

LPL Financial Announces 2018 Earnings Release Date

January 03, 2019 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announces it will report fourth quarter and full year financial results after the market closes on Jan. 31.
LPL Financial Welcomes Power Financial Credit Union

LPL Financial Welcomes Power Financial Credit Union

January 03, 2019 LPL Financial
“What really stood out to us about LPL was their integrated technology platform as well as their capabilities to improve and simplify our processes.”– Legna Gonzalez
LPL Financial Welcomes Stofan Agazzi Investments

LPL Financial Welcomes Stofan Agazzi Investments

December 20, 2018 LPL Financial
“We welcome Mark and the team to LPL. We are proud they recognized that we have the stability to serve as a long-term partner to their firm and their clients.” – Rich Steinmeier
LPL Financial Welcomes Wellesley Financial Planners

LPL Financial Welcomes Wellesley Financial Planners

December 18, 2018 LPL Financial
“We decided LPL was the best fit for our business, in part for its size and scale. They are committed to leveraging their scale to invest in technology and resources, which was a huge draw for us.” – Greg Spicer
LPL Financial Reports Monthly Activity for November 2018

LPL Financial Reports Monthly Activity for November 2018

December 17, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2018.
LPL Financial Research Publishes Investment Outlook 2019

LPL Financial Research Publishes Investment Outlook 2019

December 17, 2018 LPL Financial
Fundamentals Suggest This Cycle Has More Room to Run in 2019
LPL Financial Welcomes Athens Federal Community Bank

LPL Financial Welcomes Athens Federal Community Bank

December 13, 2018 LPL Financial
“LPL’s scale offers access to products, resources and technology that will help me address my clients’ needs. I believe this is the right decision for me and for our clients.” – Fred Burke
LPL Financial Welcomes John Marshall & Associates Investment Center

LPL Financial Welcomes John Marshall & Associates Investment Center

December 12, 2018 LPL Financial
“LPL’s size and dedication to investing in their integrated platform made our choice to join a simple one.” – John Marshall
LPL Financial Welcomes Five Advisors to Existing Firm Gladstone Advisors

LPL Financial Welcomes Five Advisors to Existing Firm Gladstone Advisors

December 06, 2018 LPL Financial
“By joining LPL we are taking our business to the next level. LPL provides access to a wide range of products and services that I believe will help us have more control of our business and give our clients more choice as well.” – Steve Pollock
LPL Financial Welcomes Retirement & Investment Group

LPL Financial Welcomes Retirement & Investment Group

December 04, 2018 LPL Financial
“I believe LPL’s capabilities will allow me to keep operating costs down while also being able to maximize productivity and access resources that will make a difference in the support we provide.” – Tom Quirk
LPL Financial Announces the Acquisition of AdvisoryWorld

LPL Financial Announces the Acquisition of AdvisoryWorld

December 03, 2018 LPL Financial
The acquisition accelerates LPL’s delivery of digital capabilities to help advisors grow and increase efficiency.
LPL Financial Presenting at Goldman Sachs US Financial Services Conference 2018

LPL Financial Presenting at Goldman Sachs US Financial Services Conference 2018

November 28, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that President and Chief Executive Officer, Dan Arnold is presenting at the Goldman Sachs US Financial Services Conference 2018, scheduled for 11:30 a.m. EST on Wednesday, December 5, at the Conrad New York hotel in New York City.
LPL Financial Welcomes Investment Program of Carolinas-Based Founders Federal Credit Union

LPL Financial Welcomes Investment Program of Carolinas-Based Founders Federal Credit Union

November 28, 2018 LPL Financial
“LPL’s technology has digitized solutions to help us manage the business and deliver a quality service experience to members. And their size and scale make it possible for us to access resources and solutions that can set us apart in the market and also add more value to our members.”— C. David Tolson III
LPL Financial Welcomes Mayco Financial Services

LPL Financial Welcomes Mayco Financial Services

November 21, 2018 LPL Financial
“LPL’s technology makes it easier for clients to open accounts and sign documents, and we can access everything we need to manage our business from one integrated platform.” – Morris Mayerfeld
LPL Financial Reports Monthly Activity for October 2018

LPL Financial Reports Monthly Activity for October 2018

November 19, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2018.
LPL Financial and Ford Financial Group Welcome Steven Jolly

LPL Financial and Ford Financial Group Welcome Steven Jolly

November 15, 2018 LPL Financial
“LPL’s size is a big advantage. I now have access to a scope of resources that will help to deepen the relationships I have with clients.” – Steven Jolly
LPL Financial Welcomes Levy, Daniel and McGee Wealth Management

LPL Financial Welcomes Levy, Daniel and McGee Wealth Management

November 14, 2018 LPL Financial
“We chose LPL for their service and support and because we wanted an independent partner that gives us the choice and freedom to serve our clients’ best interests.” – Dudley McGee
LPL Financial Partners with Military to Provide Career Opportunities for Veterans

LPL Financial Partners with Military to Provide Career Opportunities for Veterans

November 12, 2018 LPL Financial
“The P3 partnership is a unique opportunity to support LPL’s efforts to increase diversity and grow our advisor population. Our military and our advisors share a commitment to serve, and we are proud to offer veterans a chance to transition to a new career through our Independent Advisor Institute.” – Jeffrey Czajka, LPL vice president, head of Independent Advisor Institute
LPL Financial Welcomes Financial Advisor Mary Pascarella

LPL Financial Welcomes Financial Advisor Mary Pascarella

November 08, 2018 LPL Financial
“I have been in the business 27 years, always with the same partner. But I believe it’s never too late in life to seek opportunity and make it part of the fiber of who you are. I believe LPL is the right partner to support my business and my clients.” – Mary Pascarella
LPL Financial Welcomes Infinity Financial Partners

LPL Financial Welcomes Infinity Financial Partners

November 06, 2018 LPL Financial
“We appreciate that LPL has made significant investments in its infrastructure that will help us deliver more value to our clients.” – Ronnie Poindexter
LPL Financial and Good Life Financial Advisors Welcome Arrow & Bow Wealth Advisors

LPL Financial and Good Life Financial Advisors Welcome Arrow & Bow Wealth Advisors

November 01, 2018 LPL Financial
“LPL’s capabilities and infrastructure lay a strong foundation for us to deliver on our client-first approach. The firm’s tools and technology make it easier for us to manage our practice, which allows us more time to focus on our clients.” – Elizabeth Leventis
LPL Financial Welcomes Seattle First Asset Management

LPL Financial Welcomes Seattle First Asset Management

October 30, 2018 LPL Financial
“LPL’s technology can help us deliver better service and more value to our clients. The capabilities that come with having an integrated platform were important features as well. Being able to streamline many processes will create a better experience for our clients.” – Steve Jones
LPL Financial Announces Third Quarter 2018 Results

LPL Financial Announces Third Quarter 2018 Results

October 25, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2018, reporting net income of $107 million, or $1.19 per share. This compares with $58 million, or $0.63 per share, in the third quarter of 2017 and $119 million, or $1.30 per share, in the prior quarter.
LPL Financial Welcomes Brennan Asset Management Group

LPL Financial Welcomes Brennan Asset Management Group

October 24, 2018 LPL Financial
“We believe LPL provides the stability and partnership that will best serve our team and our clients today and for the long run.” – Bob Brennan
LPL Financial Welcomes Beltz Ianni & Associates

LPL Financial Welcomes Beltz Ianni & Associates

October 23, 2018 LPL Financial
LPL Financial’s independent model fit the criteria they were seeking in a growth partner. “We wanted the support and tools from a large organization, and we wanted to have more choice in the products we can offer our clients.” –Bob Judd, Beltz Ianni & Associates
LPL Financial Welcomes Premier Investments of Iowa, Inc.

LPL Financial Welcomes Premier Investments of Iowa, Inc.

October 18, 2018 LPL Financial
“We believe LPL is moving the needle and setting the bar in the industry. We agreed that we wanted a partner that could make us even better.” –Jeff Johnston, President
LPL Financial Welcomes Winebrenner Financial Services

LPL Financial Welcomes Winebrenner Financial Services

October 16, 2018 LPL Financial
“We believe the capabilities we now have access to can accelerate our growth. We’re really excited about our future.” – David Winebrenner
LPL Financial Welcomes Gulf Coast Wealth Advisors

LPL Financial Welcomes Gulf Coast Wealth Advisors

October 11, 2018 LPL Financial
“The resources, research and technology available from LPL will enable us to provide a new level of investment and financial planning to our clients.” – Jeffrey LaBelle, CEO and founder
LPL Financial Sponsors Emerging Advisors to Attend Annual Women Advisors Leaders Forum

LPL Financial Sponsors Emerging Advisors to Attend Annual Women Advisors Leaders Forum

October 09, 2018 LPL Financial
“We are excited to empower a next generation of LPL advisors in their work to support investors and grow successful independent businesses.”
LPL Financial Welcomes JBA Wealth Management Group

LPL Financial Welcomes JBA Wealth Management Group

October 09, 2018 LPL Financial
“We liked that LPL is solely focused on supporting advisors. We saw right away that they are really hands on.” --Melissa Dixon, JBA Wealth Management Group
LPL Financial Welcomes BMG Advisors

LPL Financial Welcomes BMG Advisors

October 03, 2018 LPL Financial
“The stories of people’s lives are what we’re most interested in. Some people are planning for retirement; others are just getting started. If 30 years from now, we can look back at all the people we’ve helped plan their life’s story, we’ll know we did it right.” –Adam Hawley, advisor with BMG Advisors
LPL Financial Announces Members of Inaugural Advisor Inclusion Council

LPL Financial Announces Members of Inaugural Advisor Inclusion Council

October 02, 2018 LPL Financial
The council is empowered to provide LPL leaders with ideas, suggestions and insights, as well as highlight challenges and opportunities of LPL advisors and investors. With their input, LPL seeks to further diverse and inclusive practices and deliver support that helps advisors meet the needs of their clients.
LPL Financial Launches Independent Advisor Institute

LPL Financial Launches Independent Advisor Institute

October 01, 2018 LPL Financial
Innovative new program supports LPL advisors’ sustainable growth through development of next-gen advisors.
LPL Financial Announces Third Quarter 2018 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2018 Earnings Release Date and Conference Call

October 01, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announces it will report third quarter financial results after the market closes on Oct. 25.
LPL Financial Welcomes Recruiting Executive With Vision To Enhance The Sales Experience

LPL Financial Welcomes Recruiting Executive With Vision To Enhance The Sales Experience

September 26, 2018 LPL Financial
LPL is proud to welcome new EVP Scott Posner. “His knowledge and experience will help us further differentiate LPL by leading through innovation and centering the sales and transition process around the client experience.”
LPL Research Podcast Series Available on iTunes

LPL Research Podcast Series Available on iTunes

September 25, 2018 LPL Financial
In each episode, John Lynch, LPL chief investment strategist, and Ryan Detrick, LPL senior market strategist, discuss market trends and look ahead, sharing insightful projections on a weekly basis.
LPL Financial Welcomes All-Woman Team, The Financial Planning Department, Inc.

LPL Financial Welcomes All-Woman Team, The Financial Planning Department, Inc.

September 24, 2018 LPL Financial
“We were impressed by the technology, the in-house research department and, most of all, the people at LPL who understand the needs of financial advisors and are committed to our success.”
LPL Financial Reports Monthly Activity for August 2018

LPL Financial Reports Monthly Activity for August 2018

September 20, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2018.
LPL Financial Welcomes Multop Financial

LPL Financial Welcomes Multop Financial

September 17, 2018 LPL Financial
“In today’s environment, partnering with a steadfast and proven leader such as LPL enables us to support our clients over the long term.”—Philip Multop
LPL Financial Welcomes Moore Financial Services

LPL Financial Welcomes Moore Financial Services

September 13, 2018 LPL Financial
“We chose LPL because supporting their advisors is their highest priority,” said firm CEO Raymond Moore. “We wanted a partner that was independent with great technology and back office support. In my 40-year career, I’ve never experienced the caliber of support that I’ve seen these last few weeks from LPL.”
Seven Advisors Join Growing LPL Financial Firm Genesis Wealth Management

Seven Advisors Join Growing LPL Financial Firm Genesis Wealth Management

September 11, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that seven advisors have joined LPL, aligning with Genesis Wealth Management, an independent firm on LPL’s broker-dealer and corporate registered investment advisor (RIA) platforms. The advisors include Robert Harlan, John Lander, Heidi Malone, Youree McBride, Richard Poligala, Geraldo Reyes and Max Rodriguez.
LPL Financial Welcomes Sackman & Son Financial Services

LPL Financial Welcomes Sackman & Son Financial Services

August 29, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Sackman & Son Financial Services, a third-generation financial services firm, has joined LPL’s broker-dealer and corporate registered investment advisory (RIA) platforms. Sackman & Son reported that it served approximately $360 million of client brokerage and advisory assets as of July 30*.
LPL Financial Reports Monthly Activity for July 2018

LPL Financial Reports Monthly Activity for July 2018

August 21, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2018.
LPL Financial Announces Second Quarter 2018 Results

LPL Financial Announces Second Quarter 2018 Results

July 26, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2018, reporting net income of $119 million, or $1.30 per share. This compares with $68 million, or $0.74 per share, in the second quarter of 2017 and $94 million, or $1.01 per share, in the prior quarter.
LPL Financial Welcomes Ellis Financial Group

LPL Financial Welcomes Ellis Financial Group

July 13, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Ellis Financial Group joined LPL’s broker-dealer and corporate registered investment advisor (RIA) platforms.
LPL Financial Welcomes Mike Duffy and Happiness Wealth Management

LPL Financial Welcomes Mike Duffy and Happiness Wealth Management

July 09, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Mike Duffy and Happiness Wealth Management have joined LPL’s broker/dealer and hybrid registered investment advisor (RIA) platforms.
LPL Financial Announces Second Quarter 2018 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2018 Earnings Release Date and Conference Call

July 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report second quarter financial results after the market closes on July 26.
LPL Financial Welcomes Rockline Wealth Management

LPL Financial Welcomes Rockline Wealth Management

June 28, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Rockline Wealth Management has joined LPL’s broker/dealer and corporate registered investment advisor (RIA) platforms.
LPL Financial Welcomes Christopher Manci and Team

LPL Financial Welcomes Christopher Manci and Team

June 26, 2018 LPL Financial
LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Christopher Manci and his team of five associates joined LPL Financial.
LPL Names Richard Steinmeier Managing Director, Head of Business Development

LPL Names Richard Steinmeier Managing Director, Head of Business Development

June 25, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Richard Steinmeier will join the firm as managing director and head of business development, effective mid-August.
LPL Financial Reports Monthly Activity for May 2018

LPL Financial Reports Monthly Activity for May 2018

June 21, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2018.
LPL Financial Welcomes Flood Financial Services

LPL Financial Welcomes Flood Financial Services

June 14, 2018 LPL Financial
LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Flood Financial Services has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.
LPL Financial Presenting at William Blair's 38th Annual Growth Stock Conference

LPL Financial Presenting at William Blair's 38th Annual Growth Stock Conference

June 06, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at William Blair’s 38th Annual Growth Stock Conference, scheduled for 11 a.m. EST on Wednesday, June 13, at The Four Seasons, Chicago.
LPL Financial Elects Allison Mnookin as New Independent Director

LPL Financial Elects Allison Mnookin as New Independent Director

June 04, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that Allison H. Mnookin has been elected to the company’s board of directors.
LPL Financial Presenting at Bernstein's 34th Annual Strategic Decisions Conference

LPL Financial Presenting at Bernstein's 34th Annual Strategic Decisions Conference

May 24, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at Bernstein’s 34th Annual Strategic Decisions Conference, scheduled for 10 a.m. (ET) on Thursday, May 31, at The Grand Hyatt, New York City.
LPL Financial Reports Monthly Activity for April 2018

LPL Financial Reports Monthly Activity for April 2018

May 22, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2018.
LPL Financial Announces First Quarter 2018 Results

LPL Financial Announces First Quarter 2018 Results

May 03, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2018, reporting net income of $94 million, or $1.01 per share. This compares with $48 million, or $0.52 per share, in the first quarter of 2017 and $64 million, or $0.69 per share, in the prior quarter.
LPL Financial and 626 Financial Welcome Tom Anderton and Ryan Howard

LPL Financial and 626 Financial Welcome Tom Anderton and Ryan Howard

April 26, 2018 LPL Financial
LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Tom Anderton and Ryan Howard have joined LPL and aligned with 626 Financial, an independent firm on LPL’s broker-dealer and corporate advisory platforms.
LPL Financial and IHT Wealth Management Welcome Ric Kellogg

LPL Financial and IHT Wealth Management Welcome Ric Kellogg

April 24, 2018 LPL Financial
LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Ric Kellogg has joined LPL’s broker/dealer platform and aligned with IHT Wealth Management (IHT), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.
LPL Financial Announces First Quarter 2018 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2018 Earnings Release Date and Conference Call

April 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report first quarter financial results after the market closes on May 3. The Company will host a conference call to discuss results at 5 p.m. EDT the same day. Listeners can call 877-677-9122 (domestic) or 708-290-1401 (international) and use passcode 9793629.
LPL Financial Files Definitive Proxy Materials

LPL Financial Files Definitive Proxy Materials

March 29, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its 2018 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 1055 LPL Way in Fort Mill, S.C. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.
LPL Financial Reports Monthly Activity for February 2018

LPL Financial Reports Monthly Activity for February 2018

March 22, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2018.
LPL Financial to Present at Citi's 2018 Asset Managers, Broker Dealers, & Exchanges Conference

LPL Financial to Present at Citi's 2018 Asset Managers, Broker Dealers, & Exchanges Conference

February 23, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at Citi’s 2018 Asset Managers, Broker Dealers, & Exchanges Conference on Thursday, Mar. 1, 2018 at 11:10 a.m. (EDT) at The Lotte New York Palace, New York, NY.
LPL Financial Reports Monthly Activity for January 2018

LPL Financial Reports Monthly Activity for January 2018

February 20, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2018.
LPL Financial to Present at Credit Suisse 19th Annual Financial Services Forum

LPL Financial to Present at Credit Suisse 19th Annual Financial Services Forum

February 08, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at the Credit Suisse 19th Annual Financial Services Forum on Tuesday, Feb. 13, 2018 at 11:20 a.m. (EDT) at The Ritz-Carlton Key Biscayne, Miami, FL.
LPL Financial Announces Fourth Quarter and Full Year 2017 Results

LPL Financial Announces Fourth Quarter and Full Year 2017 Results

February 01, 2018 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced results for its fourth quarter ended December 31, 2017, reporting net income of $64 million, or $0.69 per share. This compares with $42 million, or $0.46 per share, in the fourth quarter of 2016 and $58 million, or $0.63 per share, in the prior quarter.
LPL Financial Announces Fourth Quarter and Full Year 2017 Earnings Release Date and Conference Call

LPL Financial Announces Fourth Quarter and Full Year 2017 Earnings Release Date and Conference Call

January 02, 2018 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its fourth quarter and full year 2017 financial results after the market closes on Thursday, Feb. 1.
LPL Financial Welcomes Northwest Bank to its Institution Services Platform

LPL Financial Welcomes Northwest Bank to its Institution Services Platform

December 19, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Northwest Bank has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms. The bank reported, based on prior business*, that advisors served approximately $1.3 billion of client brokerage and advisory assets, as of Oct. 4, 2017.
LPL Financial Reports Monthly Activity for November 2017

LPL Financial Reports Monthly Activity for November 2017

December 19, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2017.
LPL Financial Welcomes Additional Top Firms and Advisors from NPH

LPL Financial Welcomes Additional Top Firms and Advisors from NPH

December 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of additional select top firms and advisors from National Planning Holdings, Inc. (NPH)—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm or advisor reported, based on prior business*, having served more than $100 million of client brokerage and advisory assets.
LPL Financial Welcomes Top Firms from NPH

LPL Financial Welcomes Top Firms from NPH

December 14, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of select top National Planning Holdings, Inc. (NPH) firms—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm reported that, based on prior business*, it served more than $500 million of client brokerage and advisory assets.
LPL Financial Welcomes Zuk Financial Group

LPL Financial Welcomes Zuk Financial Group

December 12, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Zuk Financial Group, a firm formerly associated with National Planning Corporation (NPC), has joined LPL’s broker/dealer and hybrid registered investment advisory (RIA) platforms. The firm reported, based on prior business*, that its advisors served approximately $1.6 billion of client brokerage and advisory assets, as of Oct. 31, 2017.
LPL Financial Welcomes Firms In The Planners Network

LPL Financial Welcomes Firms In The Planners Network

December 07, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that an association of firms within The Planners Network (TPN), which was formerly affiliated with National Planning Corporation (NPC), have joined LPL.
LPL Financial Welcomes Discovery Financial

LPL Financial Welcomes Discovery Financial

November 30, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Discovery Financial Centers Inc. (Discovery Financial), a firm formerly affiliated with National Planning Corporation (NPC) led by Doug Ritter, has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms.
LPL Financial Reports Monthly Activity for October 2017

LPL Financial Reports Monthly Activity for October 2017

November 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2017.
LPL Financial Provides Update on Third Quarter 2017 Advisor Recruiting

LPL Financial Provides Update on Third Quarter 2017 Advisor Recruiting

November 10, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2017.
LPL Financial Announces Third Quarter 2017 Results

LPL Financial Announces Third Quarter 2017 Results

October 26, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2017, reporting net income of $58 million, or $0.63 per share. This compares with $52 million, or $0.58 per share, in the third quarter of 2016 and $68 million, or $0.74 per share, in the prior quarter.
LPL Financial Names John Lynch Executive Vice President and Chief Investment Strategist

LPL Financial Names John Lynch Executive Vice President and Chief Investment Strategist

October 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), has announced John Lynch joined LPL as executive vice president and chief investment strategist.
LPL Financial Announces Investor and Analyst Day

LPL Financial Announces Investor and Analyst Day

October 06, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 9 a.m. to 12 p.m. EDT on Wednesday, Nov. 8 at the Thomson Reuters Conference Center in New York City.
LPL Financial Announces Third Quarter 2017 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2017 Earnings Release Date and Conference Call

October 02, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2017 financial results after the market closes on Thursday, Oct. 26.
LPL Financial Announces Completion of Senior Secured Debt Repricing

LPL Financial Announces Completion of Senior Secured Debt Repricing

September 21, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed the previously announced repricing of its senior secured credit facilities under its existing credit agreement, reducing the spread on its Senior Secured Term Loan B to 225 basis points over LIBOR from a spread of 250 basis points over LIBOR and reducing the spread on its Revolving Credit Facility to a range of 125 basis points to 175 basis points over LIBOR from a spread of 150 basis points to 200 basis points over LIBOR, depending on the secured net leverage ratio of LPL Holdings and its restricted subsidiaries.
LPL Financial Reports Monthly Activity for August 2017

LPL Financial Reports Monthly Activity for August 2017

September 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2017.
LPL Financial Announces Senior Secured Credit Facilities Repricing and Senior Unsecured Note Offering

LPL Financial Announces Senior Secured Credit Facilities Repricing and Senior Unsecured Note Offering

September 07, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to reprice its existing $500 million senior secured revolving credit facility and its approximately $1,700 million term loan B.
LPL Financial Announces Pricing Of Add-On Senior Unsecured Note Offering

LPL Financial Announces Pricing Of Add-On Senior Unsecured Note Offering

September 07, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of its previously announced offering (the “Offering”) of $400 million aggregate principal amount of Senior Unsecured Notes (the “notes”) to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).
LPL Financial and Stratos Wealth Partners Welcome Barton Spector Wealth Strategies

LPL Financial and Stratos Wealth Partners Welcome Barton Spector Wealth Strategies

August 29, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Barton Spector Wealth Strategies has joined LPL’s broker/dealer platform and aligned with Stratos Wealth Partners, an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.
LPL Financial Announces The Purchase Of National Planning Holdings

LPL Financial Announces The Purchase Of National Planning Holdings

August 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced it has acquired the independent broker-dealer network of National Planning Holdings, Inc. (“NPH”). The transaction is structured as an asset purchase with an initial purchase price of $325 million.
LPL Financial Reports Monthly Activity for July 2017

LPL Financial Reports Monthly Activity for July 2017

August 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2017.
LPL Financial Provides Update on Second Quarter 2017 Advisor Recruiting

LPL Financial Provides Update on Second Quarter 2017 Advisor Recruiting

July 31, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the second quarter of 2017.
LPL Financial Announces Second Quarter 2017 Results

LPL Financial Announces Second Quarter 2017 Results

July 27, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2017, reporting net income of $68 million, or $0.74 per share. This compares with $48 million, or $0.53 per share, in the second quarter of 2016 and $48 million, or $0.52 per share, in the prior quarter.
LPL Financial and Integrated Financial Group Welcome Strong Gaddy Lee Wealth Management

LPL Financial and Integrated Financial Group Welcome Strong Gaddy Lee Wealth Management

July 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Strong Gaddy Lee Wealth Management has joined LPL’s broker/dealer platform and aligned with Integrated Financial Group (IFG), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.
Modest Tax Credit Increase Has Ability to Motivate Small Businesses to Offer Retirement Plans

Modest Tax Credit Increase Has Ability to Motivate Small Businesses to Offer Retirement Plans

July 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released a report that shows an overwhelming majority of small business owners would be likely to adopt or enhance employee retirement plan coverage if they were provided increased tax incentives.
LPL Financial Announces Details and Fund Companies For Its Industry-First Mutual Fund Only Platform

LPL Financial Announces Details and Fund Companies For Its Industry-First Mutual Fund Only Platform

July 13, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced details of its industry-first Mutual Fund Only (MFO) platform, which has been designed to improve the way advisors offer mutual funds in brokerage accounts with participating fund companies.
LPL Financial Announces Second Quarter 2017 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2017 Earnings Release Date and Conference Call

June 29, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2017 financial results after the market closes on Thursday, July 27.
LPL Names Scott Seese Managing Director and Chief Information Officer

LPL Names Scott Seese Managing Director and Chief Information Officer

June 22, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Scott Seese will join LPL as managing director and chief information officer (CIO), effective July 10.
LPL Financial Reports Monthly Activity For May 2017

LPL Financial Reports Monthly Activity For May 2017

June 20, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2017.
LPL Financial and Independent Advisor Alliance Welcome Socratic Wealth Advisors

LPL Financial and Independent Advisor Alliance Welcome Socratic Wealth Advisors

June 15, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Socratic Wealth Advisors has joined LPL’s broker/dealer platform and aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.
LPL Financial Welcomes Black Box Pension Advocates

LPL Financial Welcomes Black Box Pension Advocates

June 13, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Cleveland-based firm Black Box Pension Advocates has joined LPL’s broker/dealer platform and aligned with Global Retirement Partners (GRP), a retirement plan firm on LPL’s hybrid RIA platform.
LPL Names Michelle Oroschakoff Chief Legal and Risk Officer in Expansion of Current Role

LPL Names Michelle Oroschakoff Chief Legal and Risk Officer in Expansion of Current Role

June 01, 2017
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced Michelle Oroschakoff, current managing director and chief risk officer, will expand her responsibilities to include oversight of the firm’s legal and government relations functions as chief legal and risk officer, effective June 9.
LPL Financial's Carolinas Campus Awarded LEED Gold Certification

LPL Financial's Carolinas Campus Awarded LEED Gold Certification

May 30, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm’s Carolinas campus has earned LEED® Gold certification for its innovation in sustainable design strategies.
LPL Financial and Independent Advisor Alliance Welcome CFG

LPL Financial and Independent Advisor Alliance Welcome CFG

May 22, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that Pennsylvania-based firm CFG has joined LPL’s broker/dealer platform and aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.
LPL Financial Reports Monthly Activity For April 2017

LPL Financial Reports Monthly Activity For April 2017

May 18, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2017.
LPL Financial Provides Update on First Quarter 2017 Advisor Recruiting

LPL Financial Provides Update on First Quarter 2017 Advisor Recruiting

May 11, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today provided an update on financial advisors who chose to affiliate with the firm in the first quarter of 2017.
LPL Financial Welcomes Long Island-Based Firm The Choice Group Wealth Management

LPL Financial Welcomes Long Island-Based Firm The Choice Group Wealth Management

May 09, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced The Choice Group Wealth Management has joined LPL’s broker/dealer and hybrid registered investment advisor (RIA) platforms.
LPL Financial Announces First Quarter 2017 Results

LPL Financial Announces First Quarter 2017 Results

April 27, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2017, reporting net income of $48 million, or $0.52 per share. This compares with $50 million, or $0.56 per share, in the first quarter of 2016 and $42 million, or $0.46 per share, in the prior quarter.
LPL Financial Welcomes Lighthouse Wealth Advisors of Charleston

LPL Financial Welcomes Lighthouse Wealth Advisors of Charleston

April 26, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that South Carolina-based firm Lighthouse Wealth Advisors of Charleston has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.
LPL Financial Files Definitive Proxy Materials, Announces Nomination of William Glavin as New Independent Director

LPL Financial Files Definitive Proxy Materials, Announces Nomination of William Glavin as New Independent Director

April 11, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that its 2017 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 75 State St. in Boston. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.
LPL Financial Announces First Quarter 2017 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2017 Earnings Release Date and Conference Call

April 03, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its first quarter 2017 financial results after the market closes on Thursday, April 27.
LPL Financial Reports Monthly Activity For February 2017

LPL Financial Reports Monthly Activity For February 2017

March 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2017.
LPL Financial Welcomes Bell Bank To Its Institution Services Platform

LPL Financial Welcomes Bell Bank To Its Institution Services Platform

March 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that Bell Bank Wealth Management has joined its Institution Services platform.
LPL Financial Announces Completion of Leverage-Neutral Debt Refinancing

LPL Financial Announces Completion of Leverage-Neutral Debt Refinancing

March 10, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced leverage-neutral debt refinancing transactions.
LPL Financial Announces Pricing of Senior Secured Credit Facilities

LPL Financial Announces Pricing of Senior Secured Credit Facilities

March 08, 2017 LPL Financial
LPL Holdings, Inc. ("LPL Holdings") has secured commitments to refinance its existing senior secured credit facilities with a new seven year Term Loan B in an aggregate principal amount of $1,700 million and a five year revolving credit facility in an aggregate principal amount of $500 million, which will be undrawn at closing.
LPL Financial Announces Pricing Of Offering Of Senior Notes

LPL Financial Announces Pricing Of Offering Of Senior Notes

March 03, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of the offering of $500,000,000 aggregate principal amount of senior notes to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).
LPL Financial Provides Update On Fourth Quarter 2016 Advisor Recruiting

LPL Financial Provides Update On Fourth Quarter 2016 Advisor Recruiting

March 01, 2017 LPL Financial
LPL Financial today provided an update on financial advisors who chose to affiliate with the firm in the fourth quarter of 2016.
LPL Financial And Its Advisors Rank First In Customer Loyalty In New Study By Cogent Reports

LPL Financial And Its Advisors Rank First In Customer Loyalty In New Study By Cogent Reports

February 28, 2017 LPL Financial
LPL Financial is proud to announce that the firm and its advisors have been ranked No. 1 in net customer loyalty among 24 leading financial distributor firms, according to findings from Investor Brandscape®, a Cogent Reports™ study released by Market Strategies International.
LPL Financial Announces Proposed Leverage-Neutral Debt Refinancing

LPL Financial Announces Proposed Leverage-Neutral Debt Refinancing

February 24, 2017 LPL Financial
LPL Financial Holdings Inc. today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), plans to refinance its existing capital structure in a leverage-neutral transaction.
LPL Financial Welcomes Curtis Green

LPL Financial Welcomes Curtis Green

February 22, 2017 LPL Financial
LPL Financial today announced that Curtis Green has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.
LPL Financial Reports Monthly Activity for January 2017

LPL Financial Reports Monthly Activity for January 2017

February 16, 2017 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2017.
LPL Financial Announces Fourth Quarter and Full Year 2016 Results

LPL Financial Announces Fourth Quarter and Full Year 2016 Results

February 09, 2017 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2016, reporting net income of $42 million, or $0.46 per share. This compares with $27 million, or $0.28 per share, in the fourth quarter of 2015 and $52 million, or $0.58 per share, in the prior quarter.
LPL Financial Welcomes First Interstate Bank To Its Institution Services Platform

LPL Financial Welcomes First Interstate Bank To Its Institution Services Platform

January 17, 2017 LPL Financial
LPL Financial LLC today announced that First Interstate Wealth Management has joined its Institution Services platform.
LPL Financial Announces Fourth Quarter And Full Year 2016 Earnings Release Date And Conference Call

LPL Financial Announces Fourth Quarter And Full Year 2016 Earnings Release Date And Conference Call

January 04, 2017 LPL Financial
LPL Financial today announced it will report its fourth quarter and full year 2016 financial results after the market closes on Thursday, Feb. 9.
LPL Financial Reports Monthly Activity for November 2016

LPL Financial Reports Monthly Activity for November 2016

December 15, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2016.
LPL Financial and Independent Advisor Alliance Welcome Virginia-Based Advisors Kyle Arcand and Charlene Gregory

LPL Financial and Independent Advisor Alliance Welcome Virginia-Based Advisors Kyle Arcand and Charlene Gregory

December 14, 2016 LPL Financial
LPL Financial today announced that Kyle Arcand and Charlene Gregory have joined LPL’s broker/dealer platform and have aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.
LPL Financial Welcomes Napa Valley Wealth Management To Its Broker-Dealer And Hybrid RIA Platforms

LPL Financial Welcomes Napa Valley Wealth Management To Its Broker-Dealer And Hybrid RIA Platforms

December 12, 2016 LPL Financial
LPL Financial today announced that Napa Valley Wealth Management has joined LPL’s broker/dealer and hybrid registered investment advisory (RIA) platforms.
LPL Announces Leadership Transition

LPL Announces Leadership Transition

December 05, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Mark Casady will retire from his role as CEO effective January 3, 2017. As part of its succession plan, the LPL Board of Directors has appointed Dan Arnold, current LPL president, to be president and CEO effective upon Casady’s retirement.
LPL Financial Celebrates Grand Opening of New  Sustainable Carolinas Campus

LPL Financial Celebrates Grand Opening of New Sustainable Carolinas Campus

November 30, 2016 LPL Financial
LPL Financial today celebrated the opening of its new Carolinas campus in Fort Mill, S.C. with South Carolina Governor Nikki Haley in attendance.
LPL Financial Welcomes Integrated Financial Partners

LPL Financial Welcomes Integrated Financial Partners

November 29, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Integrated Financial Partners (IFP), an independent financial advisory firm with 135 financial advisors, has joined LPL Financial’s broker/dealer and hybrid registered investment advisor (RIA) custodial platforms.
LPL Financial Provides Update on Third Quarter 2016 Advisor Recruiting

LPL Financial Provides Update on Third Quarter 2016 Advisor Recruiting

November 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2016.
LPL Financial Reports Monthly Activity for October 2016

LPL Financial Reports Monthly Activity for October 2016

November 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2016.
LPL Financial Welcomes Running Wealth Management to its Broker-Dealer and Hybrid RIA Platforms

LPL Financial Welcomes Running Wealth Management to its Broker-Dealer and Hybrid RIA Platforms

November 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Running Wealth Management Group has joined LPL Financial’s broker/dealer and hybrid registered investment advisor (RIA) custodial platforms.
LPL Financial Welcomes Capital Financial Planning to its Broker-Dealer and Hybrid RIA Platforms

LPL Financial Welcomes Capital Financial Planning to its Broker-Dealer and Hybrid RIA Platforms

November 08, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Albany, N.Y.-based Capital Financial Planning has joined LPL's broker/dealer and hybrid registered investment advisor (RIA) platforms.
LPL Financial Welcomes Puplava Financial Services to Its Broker-Dealer and RIA Platforms

LPL Financial Welcomes Puplava Financial Services to Its Broker-Dealer and RIA Platforms

November 07, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Puplava Financial Services, Inc. has joined LPL’s broker/dealer and registered investment advisory (RIA) platforms.
LPL Financial Announces Third Quarter 2016 Results

LPL Financial Announces Third Quarter 2016 Results

November 02, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its third quarter ended September 30, 2016, reporting net income of $52 million, or $0.58 per share. This compares with $41 million, or $0.43 per share, in the third quarter of 2015 and $48 million, or $0.53 per share, in the prior quarter.
LPL Financial Announces Third Quarter 2016 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2016 Earnings Release Date and Conference Call

October 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2016 financial results after the market closes on Wednesday, Nov. 2. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 82407567.
LPL Financial Reports Monthly Activity For August 2016

LPL Financial Reports Monthly Activity For August 2016

September 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2016.
Six LPL Financial Independent Advisors Ranked Among The Best in The Industry Nationwide

Six LPL Financial Independent Advisors Ranked Among The Best in The Industry Nationwide

August 30, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that six independent advisors affiliated with LPL Financial were ranked among the Top 100 Independent Financial Advisors in America by Barron’s, a leading financial publication.
LPL Financial Reports Monthly Activity For July 2016

LPL Financial Reports Monthly Activity For July 2016

August 18, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2016.
LPL Financial Provides Update On Second Quarter 2016 Advisor Recruiting

LPL Financial Provides Update On Second Quarter 2016 Advisor Recruiting

August 08, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today provided an update on financial advisors who chose to affiliate with the firm in the second quarter of 2016.
Ten LPL Financial Advisors Ranked Among Forbes' Top Wealth Advisors List

Ten LPL Financial Advisors Ranked Among Forbes' Top Wealth Advisors List

August 04, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that 10 LPL independent advisors were named to the 2016 ranking of America’s Top Wealth Advisors published by Forbes, a leading business magazine.
LPL Earns Spot Among CIO 100 For Second Year In A Row

LPL Earns Spot Among CIO 100 For Second Year In A Row

August 01, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has been selected as an honoree for the 29th annual IDG’s CIO 100 Awards, honoring companies that exemplify the highest level of operational and strategic excellence in information technology (IT).
LPL Financial Announces Second Quarter 2016 Results

LPL Financial Announces Second Quarter 2016 Results

July 28, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its second quarter ended June 30, 2016, reporting net income of $48 million, or $0.53 per share. This compares with $50 million, or $0.56 per share, in the prior quarter and $50 million, or $0.52 per share, in the second quarter of 2015.
Four LPL Financial Advisors Named Among InvestmentNews' 40 Under 40

Four LPL Financial Advisors Named Among InvestmentNews' 40 Under 40

July 06, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that four LPL Financial advisors were included in the annual 40 Under 40 published by InvestmentNews. The award honors professionals under the age of 40 from across the financial advice industry for their success and contribution to the industry at large.
LPL Financial Announces Second Quarter 2016 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2016 Earnings Release Date and Conference Call

July 01, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2016 financial results after the market closes on Thursday, July 28. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 39096189.
LPL Financial and Independent Advisor Alliance Welcome Charlotte Wealth Advisors

LPL Financial and Independent Advisor Alliance Welcome Charlotte Wealth Advisors

June 21, 2016 LPL Financial
Newly Formed North Carolina Financial Advisory Firm Joins LPL Broker-Dealer Platform and LPL-Affiliated IAA for Fee-Based Services.
LPL Financial Reports Monthly Activity for May 2016

LPL Financial Reports Monthly Activity for May 2016

June 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2016.
LPL Financial Opens Washington, D.C. Office to Further Support Its Industry Advocacy Efforts

LPL Financial Opens Washington, D.C. Office to Further Support Its Industry Advocacy Efforts

June 07, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has established an office in Washington, D.C. for members of its Government Relations team who engage regularly with legislators, regulators and trade associations to advocate and address issues on behalf of the financial services industry, LPL advisors and retail investors.
Five LPL Financial Advisors Named to Barron's List of Top 100 Women Financial Advisors

Five LPL Financial Advisors Named to Barron's List of Top 100 Women Financial Advisors

June 07, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that five LPL advisors were ranked among the Top 100 Women Financial Advisors by Barron’s, a leading financial magazine.
National Association of Plan Advisors Honors  LPL Financial Advisory Firm with Its Annual Leadership Award

National Association of Plan Advisors Honors LPL Financial Advisory Firm with Its Annual Leadership Award

June 02, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that StoneStreet Advisors Group, an LPL-supported independent advisory team in Pearl River, N.Y., was awarded the 2016 401(k) Advisor Leadership Award by the National Association of Plan Advisors (NAPA). The award recognizes a leading financial advisor or team for contributions that exemplify leadership, experience and expertise in the retirement plan industry. This year’s award focused specifically on innovation and accomplishments in workforce management.
LPL Financial Reports Monthly Activity For April 2016

LPL Financial Reports Monthly Activity For April 2016

May 19, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2016.
LPL Financial Welcomes Back Megent Financial to Its Broker-Dealer Platform

LPL Financial Welcomes Back Megent Financial to Its Broker-Dealer Platform

May 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Megent Financial (Megent), an independent financial advisory firm, has rejoined LPL’s broker-dealer platform. The firm was originally on LPL’s broker-dealer platform from 2001 to 2012. Megent provides commission- and fee-based investment services to union-sponsored retirement plan participants.
LPL Financial Provides Update On First Quarter 2016 Advisor Recruiting

LPL Financial Provides Update On First Quarter 2016 Advisor Recruiting

May 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the first quarter of 2016.
Four LPL Financial Bank and Credit Union Program Managers Recognized Among Top in the Industry

Four LPL Financial Bank and Credit Union Program Managers Recognized Among Top in the Industry

May 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that four LPL-supported program managers have been included in the 2016 Top 20 Program Managers list published by Bank Investment Consultant (BIC), a leading information source for bank and credit union financial advisors, program managers and executives. In addition to the Top 20 list, BIC published an honorable mention roster, ranking from 21 to 40, which included 6 LPL-supported program managers.
LPL Financial Announces Investor and Analyst Day

LPL Financial Announces Investor and Analyst Day

May 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 8 a.m. to 12:30 p.m. EST on Wednesday, May 25 at Nasdaq MarketSite in New York City. LPL Financial executives scheduled to present at the event include Mark Casady, chairman and chief executive officer; Dan Arnold, president; Matt Audette, chief financial officer; and others.
LPL Financial Welcomes Paradigm Wealth Management to Its Broker-Dealer and Hybrid RIA Platform

LPL Financial Welcomes Paradigm Wealth Management to Its Broker-Dealer and Hybrid RIA Platform

May 03, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Paradigm Wealth Management, LLC, (Paradigm), an independent financial advisory firm, has joined LPL’s broker-dealer and hybrid registered investment advisory (RIA) platform.
LPL Financial Expands Upon the Resources Available to Advisors for Serving the High-Net-Worth Market

LPL Financial Expands Upon the Resources Available to Advisors for Serving the High-Net-Worth Market

May 03, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), announced today at its annual Private Wealth Symposium that the firm is further expanding the resources it provides to advisors and institutions for supporting high-net-worth (HNW) clients. The new Private Client Curriculum Series offers educational content and practice management resources that build upon the LPL Private Client offering, which offers dedicated support and resources to help LPL advisors and institutions market to, win and retain HNW individuals and institutional clients.
LPL Financial Announces First Quarter 2016 Results

LPL Financial Announces First Quarter 2016 Results

April 28, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today announced results for its first quarter ended March 31, 2016, reporting net income of $50 million, or $0.56 per share. This compares with $27 million, or $0.28 per share, in the prior quarter and $51 million, or $0.52 per share, in the first quarter of 2015.
Two LPL Financial Advisory Teams Named Among Barron's Top Institutional Consultants

Two LPL Financial Advisory Teams Named Among Barron's Top Institutional Consultants

April 28, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that two LPL-supported advisory teams were ranked among the Top Institutional Consultants by Barron’s, a leading financial magazine. Sheridan Road Financial of Northbrook, Ill., was ranked No. 4, and Retirement Benefits Group of San Diego was ranked No. 5, on the list of 30 teams.
Three LPL Financial Advisors Recognized as Being Among the Top in the Nation

Three LPL Financial Advisors Recognized as Being Among the Top in the Nation

April 19, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that three independent LPL Financial advisors were ranked among the Top 100 Financial Advisors in America by Barron’s, a leading financial magazine.
LPL Financial To Leverage Blackrock Solutions' FutureAdvisor to offer Robo Solution to Advisors and Their Clients

LPL Financial To Leverage Blackrock Solutions' FutureAdvisor to offer Robo Solution to Advisors and Their Clients

April 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced it will use BlackRock Solutions’ (BRS) FutureAdvisor platform to support a digital advice platform for use by LPL’s financial advisors and institutions and their clients.
LPL Financial Media Statement on Release of Department of Labor Fiduciary Rule

LPL Financial Media Statement on Release of Department of Labor Fiduciary Rule

April 06, 2016 LPL Financial
Upon initial review of the Department of Labor fiduciary rule, LPL Financial is pleased by what appears to be positive changes implemented in the rule and appreciates the Department of Labor's willingness to listen to concerns about protecting choice for investors. In particular, we are encouraged by the increased time frame for implementation, the ability to easily enter into the Best Interest Contract with our existing clients, and the freedom to recommend any assets that are appropriate to help investors save for retirement.
Cortland Banks Aligns With Ellsworth Private Wealth Management to Support Its New Wealth Management Program on LPL's Advisory Platform

Cortland Banks Aligns With Ellsworth Private Wealth Management to Support Its New Wealth Management Program on LPL's Advisory Platform

April 06, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Cortland Private Wealth Management, the newly launched wealth management program of Cortland Savings and Banking Company (Cortland Banks), has joined with Ellsworth Private Wealth Management (Ellsworth) to expand the bank's wealth management services and support its growth strategy. Ellsworth advisors are on LPL's broker/dealer platform and are supported by Stratos Wealth Partners, an independent advisor network on LPL's hybrid RIA platform.
LPL Financial Announces First Quarter 2016 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2016 Earnings Release Date and Conference Call

April 05, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced it will report its first quarter 2016 financial results after the market closes on Thursday, April 28. The Company will also hold a conference call to discuss results at 5 p.m. EDT that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 83848739.
LPL Financial Research Releases 2016 U.S. Retirement Environment Index

LPL Financial Research Releases 2016 U.S. Retirement Environment Index

March 30, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today made available its 2016 Retirement Environment Index, which is a holistic ranking of all 50 states and the District of Columbia on their r...
LPL Financial Files Definitive Proxy Materials, Announces Nomination of New Independent Director

LPL Financial Files Definitive Proxy Materials, Announces Nomination of New Independent Director

March 29, 2016 LPL Financial
LPL Financial Holdings Inc. ("LPL" or the "Company") (NASDAQ:LPLA) today announced that it has set the date of its 2016 Annual Meeting of Stockholders for May 10, 2016, at 12 p.m. ET at its offices located at 75 State St. in Boston. Stockholders of record, as of March 11, 2016, will be entitled to vote a...
LPL Financial Advisors Represent Nearly a Quarter of Those Named Among The Top 100 Retirement Plan Advisors By Industry Publication

LPL Financial Advisors Represent Nearly a Quarter of Those Named Among The Top 100 Retirement Plan Advisors By Industry Publication

March 28, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that 23 LPL advisors and advisor teams were honored among the Top 100 Retirement Plan Advisor...
National Association of Plan Advisors Names 15 LPL Financial Advisors as Upcoming Leaders in The Industry

National Association of Plan Advisors Names 15 LPL Financial Advisors as Upcoming Leaders in The Industry

March 22, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc (NASDAQ: LPLA), today announced that 15 LPL independent advisors were honored among the Top 50 Retirement Plan Advisors Under 40 named by the National Association of Plan Advisors (NAPA).
LPL Financial Reports Monthly Activity for February 2016

LPL Financial Reports Monthly Activity for February 2016

March 17, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for February 2016. Total brokerage and advisory assets served at the end of February were $46...
LPL Financial Announces Changes to Assist Advisors and Investors With Impending DOL Rule

LPL Financial Announces Changes to Assist Advisors and Investors With Impending DOL Rule

March 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced a portion of its preparatory work for the impending Department of Labor (DOL) fiduciary rule. The planned changes are intende...
Twenty-Six LPL Financial Advisors Ranked Among The Best In The Industry By Barron's

Twenty-Six LPL Financial Advisors Ranked Among The Best In The Industry By Barron's

March 10, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that 26 LPL independent advisors were ranked among the Top 1,200 Financial Advisors in America by...
LPL Financial to Participate in Non-Deal Roadshows on March 14

LPL Financial to Participate in Non-Deal Roadshows on March 14

March 01, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced that Mark Casady, chairman and chief executive officer, and Matt Audette, chief financial officer, will p...
LPL Financial Reports Monthly Activity for January 2016

LPL Financial Reports Monthly Activity for January 2016

February 18, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for January 2016. Total brokerage and advisory assets served at the end of January were $459 b...
LPL Financial Provides Update on Fourth Quarter 2015 Advisor Recruiting

LPL Financial Provides Update on Fourth Quarter 2015 Advisor Recruiting

February 16, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the fourth quarter of 2015. Select new advis...
LPL Financial Announces Fourth Quarter and Full Year 2015 Results

LPL Financial Announces Fourth Quarter and Full Year 2015 Results

February 11, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2015, reporting net income of $27 million, or $0.28 per share. This compares with $41 million, or $0.43 per share, in...
LPL Financial and Private Advisor Group Welcome ITI Strategies, Inc.

LPL Financial and Private Advisor Group Welcome ITI Strategies, Inc.

February 11, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that ITI Strategies, Inc. (ITI), an independent financial advisory firm, has joined LPL's broker-dealer platform. ITI pr...
LPL Financial Earns First Advisor Online Tool Suite Certification for Investment Support Services

LPL Financial Earns First Advisor Online Tool Suite Certification for Investment Support Services

February 09, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that LPL Retirement Partners' online tool suite, when in use with LPL's own 12-point scoring methodology for investment analys...
LPL Financial Hosts Annual Program Leadership Conference for Top Bank and Credit Union Program Executives

LPL Financial Hosts Annual Program Leadership Conference for Top Bank and Credit Union Program Executives

February 01, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today kicked off its 2016 Institution Services Program Leadership Conference (PLC), one of the largest events in the industry supporting...
LPL Financial Welcomes Advisory Firm of Hoyt, Lewis & Associates

LPL Financial Welcomes Advisory Firm of Hoyt, Lewis & Associates

January 28, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has welcomed Hoyt, Lewis & Associates, LLC, a Spokane, Wash.-based financial advisory firm, to its broker-dealer...
LPL Financial and IHT Wealth Management Welcome Advisor Team of Jeff Kocis, John Kinsella and Richard Rohlfing

LPL Financial and IHT Wealth Management Welcome Advisor Team of Jeff Kocis, John Kinsella and Richard Rohlfing

January 26, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Jeff Kocis, John Kinsella and Richard Rohlfing have joined IHT Wealth Management (IHT), an independent financial ad...
LPL Financial Names Tracy Calder Deputy Chief Risk Officer

LPL Financial Names Tracy Calder Deputy Chief Risk Officer

January 25, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has named Tracy Calder as managing director and deputy chief risk officer. Calder will be based in Charlotte and...
LPL Financial Welcomes Peoples Security Bank & Trust

LPL Financial Welcomes Peoples Security Bank & Trust

January 13, 2016 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Peoples Security Bank & Trust (Peoples), a 25-branch bank and trust company based in Scranton, Pa., has joined LPL's Institution Services platform.
LPL Financial Announces Full-Year and Fourth Quarter 2015 Earnings Release Date and Conference Call

LPL Financial Announces Full-Year and Fourth Quarter 2015 Earnings Release Date and Conference Call

January 04, 2016 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced it will report its full-year and fourth quarter 2015 financial results after the market closes on Thursday, Feb. 11, 2016. The Company will also ho...
LPL Financial Announces Early Completion of Accelerated Share Repurchase Plan

LPL Financial Announces Early Completion of Accelerated Share Repurchase Plan

December 10, 2015 LPL Financial
LPL Financial Holdings Inc., parent of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced early completion of its previously announced accelerated share repurchase plan ("ASR").
LPL Financial and Merit Financial Advisors Welcome Kirk Wilkerson and Andy Lubben

LPL Financial and Merit Financial Advisors Welcome Kirk Wilkerson and Andy Lubben

December 08, 2015 LPL Financial
LPL and Merit Financial Advisors (Merit), an independent advisor network on LPL's hybrid RIA platform, have welcomed the newly launched independent advisory firm, Consilium Associates.
Eight LPL Financial Bank Advisors Recognized As Among The Best In Their Field Nationwide

Eight LPL Financial Bank Advisors Recognized As Among The Best In Their Field Nationwide

December 07, 2015 LPL Financial
Eight LPL-affiliated advisors have been recognized among the 2015 Top 50 Bank Advisors ranking published by Bank Investment Consultant (BIC), a leading information source for bank and credit union financial advisors.
LPL Financial Honored as a Corporate Game Changer by Women's Forum of New York

LPL Financial Honored as a Corporate Game Changer by Women's Forum of New York

December 02, 2015 LPL Financial
LPL Financial Holdings Inc. (LPL), the parent corporation of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced that it was honored by the Women's Forum of New York for achieving at least 20 percent female board members...
LPL Financial to Present at the Goldman Sachs US Financial Services Conference 2015

LPL Financial to Present at the Goldman Sachs US Financial Services Conference 2015

December 02, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Mark Casady, chairman and chief executive officer, and Matthew Audette, chief financial officer, will present at the Goldman...
LPL Financial Announces Completion of Debt Transaction and Start of Accelerated Share Repurchase Program

LPL Financial Announces Completion of Debt Transaction and Start of Accelerated Share Repurchase Program

November 24, 2015 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA), parent of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, today announced that it has completed a debt transaction and entered into an accelerated share repurchase program. "I'm pleased to announce several steps we...
LPL Financial Honored With Two Awards From the North Carolina Technology Association

LPL Financial Honored With Two Awards From the North Carolina Technology Association

November 19, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that the North Carolina Technology Association ...
LPL Financial Hosts 2015 Retirement Partners Annual Conference

LPL Financial Hosts 2015 Retirement Partners Annual Conference

November 05, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is hosting its Retirement Partners Annual Conference from Nov. 5 to 8 in Scottsdale, Ariz. The invitation-only event gathers more than...
LPL Financial Continues to Attract High-Producing Advisors

LPL Financial Continues to Attract High-Producing Advisors

November 04, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2015. Select new advisors, th...
LPL Financial and Stratos Wealth Partners Welcome Brown Wealth Management Group

LPL Financial and Stratos Wealth Partners Welcome Brown Wealth Management Group

November 03, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Brown Wealth Management Group...
LPL Financial and Private Advisor Group Jointly Create College Internship Program

LPL Financial and Private Advisor Group Jointly Create College Internship Program

November 02, 2015 LPL Financial
Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has developed a college internship...
LPL Financial Announces Third Quarter 2015 Results and Updates Capital and Expense Management Plans

LPL Financial Announces Third Quarter 2015 Results and Updates Capital and Expense Management Plans

October 29, 2015 LPL Financial
LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of LPL Financial LLC ("LPL Financial"), today announced its quarterly financial and business results.
LPL Acquires Fintech Firm Blaze Portfolio

LPL Acquires Fintech Firm Blaze Portfolio

October 27, 2020 LPL Financial
Blaze Portfolio’s innovative trading and portfolio rebalancing software will be integrated into LPL’s core technology platform, delivering a sophisticated solution to help drive efficiency and scale in advisors’ practices.
LPL Financial Welcomes Eight Advisors After CenterState Bank, South State Bank Merger

LPL Financial Welcomes Eight Advisors After CenterState Bank, South State Bank Merger

October 22, 2020 LPL Financial
“We congratulate South State Investment Services on its continued growth and we welcome their newest team members.” – Rich Steinmeier
LPL Financial Selected as Finalist for MMI's Wealth Manager Platform of the Year Award

LPL Financial Selected as Finalist for MMI's Wealth Manager Platform of the Year Award

October 13, 2020 LPL Financial
Platform of the Year honors wealth management firms whose investment advisory platform exemplifies innovation in delivering better outcomes for investors and financial advisors.
LPL Hosts Virtual Women’s Conference Throughout October

LPL Hosts Virtual Women’s Conference Throughout October

October 13, 2020 LPL Financial
This is the second virtual conference that LPL has held in 2020, following its annual Focus conference, which hosted over 13,000 total attendees digitally in August.
Thomas Cappello Joins LPL as EVP & Chief Risk Officer

Thomas Cappello Joins LPL as EVP & Chief Risk Officer

October 12, 2020 LPL Financial
“LPL has established a reputation for leadership and innovation in the industry, and the firm is buoyed by the strength of its management team. At a time when investors need the trusted guidance of a financial advisor more than ever before, I’m proud to be part of a firm that is entirely focused on serving the needs of advisors, RIAs and institutions and the important work they do for their clients.” – Cappello
LPL Financial Welcomes Leading Bank to Its Institution Services Platform

LPL Financial Welcomes Leading Bank to Its Institution Services Platform

October 08, 2020 LPL Financial
“We are excited to welcome BMO Harris Financial Advisors to LPL’s network of institutional clients.” – Rich Steinmeier
LPL Financial Announces Third Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2020 Earnings Release Date and Conference Call

October 01, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian LPL Financial LLC, announced it will report third quarter financial results after the market closes on Oct. 29.
LPL Financial Reports Monthly Activity for August 2020

LPL Financial Reports Monthly Activity for August 2020

September 15, 2020 LPL Financial
SAN DIEGO – Sept. 15, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for August 2020.
LPL Financial to Present at Barclays Global Financial Services Conference

LPL Financial to Present at Barclays Global Financial Services Conference

September 02, 2020 LPL Financial
SAN DIEGO – Sept. 2, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the Barclays Global Financial Services Conference on September 16.
LPL Financial Announces New Members of Advisor Inclusion Council

LPL Financial Announces New Members of Advisor Inclusion Council

September 02, 2020 LPL Financial
“We are honored to welcome this group of dynamic advisors who are committed to collaborating with us to drive meaningful change at LPL.” – Kathleen Zemaitis
Focus 2020 Highlights LPL’s Commitment to Helping Advisors Thrive

Focus 2020 Highlights LPL’s Commitment to Helping Advisors Thrive

August 20, 2020 LPL Financial
Held virtually for the first time ever, conference draws record registrations.
LPL Financial Closes Lucia Securities Asset Acquisition

LPL Financial Closes Lucia Securities Asset Acquisition

August 20, 2020 LPL Financial
Lucia Securities serves more than $1.5 billion of client assets. 100 percent of the advisors with Lucia Securities have committed to join LPL.
LPL Financial Closes E.K. Riley Asset Acquisition

LPL Financial Closes E.K. Riley Asset Acquisition

August 18, 2020 LPL Financial
E.K. Riley Investments, LLC serves more than $2 billion of client assets. Approximately 90 percent of the advisors with E.K. Riley Investments are expected to join LPL.
LPL Financial Partners with Slack to Offer Messaging Capabilities to Its Advisors and Institutions

LPL Financial Partners with Slack to Offer Messaging Capabilities to Its Advisors and Institutions

August 18, 2020 LPL Financial
“We are focused on ensuring our clients have access to the tools and solutions that make it possible for their businesses to continue to thrive. Slack is an ideal solution to bring teams together in this virtual environment, making it seamless to operate in support of their clients, while increasing the digital capabilities that will be the driving force of the advisor practice of the future.” – Burt White
LPL Financial Managing Director and Divisional President Andy Kalbaugh to Retire, Effective March 2021

LPL Financial Managing Director and Divisional President Andy Kalbaugh to Retire, Effective March 2021

August 14, 2020 LPL Financial
Firm to conduct nationwide search for new senior leader
LPL Financial Reports Monthly Activity for July 2020

LPL Financial Reports Monthly Activity for July 2020

August 13, 2020 LPL Financial
SAN DIEGO – August 13, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for July 2020.
LPL Financial Hires Scott Belous to Lead End User Experience

LPL Financial Hires Scott Belous to Lead End User Experience

August 11, 2020 LPL Financial
“Scott is a proven leader with more than 25 years of experience delivering transformative digital solutions at scale for major financial corporations. We are excited to welcome him to LPL in a role that is the first of its kind for the firm.” – Burt White, LPL chief investment officer and managing director, Investor and Investment Solutions
LPL Financial Introduces Independent Employee Advisor Affiliation Model

LPL Financial Introduces Independent Employee Advisor Affiliation Model

August 05, 2020 LPL Financial
LPL redefines the employee advisor model by removing limitations and empowering advisors with freedom, client ownership and a payout they deserve.
LPL Financial Announces Second Quarter 2020 Results

LPL Financial Announces Second Quarter 2020 Results

July 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2020, reporting net income of $102 million, or $1.27 per share. This compares with $146 million, or $1.71 per share, in the second quarter of 2019 and $156 million, or $1.92 per share, in the prior quarter.
LPL Financial’s Scott Seese Named Finalist in the 2020 Charlotte CIO of the Year Orbie Awards

LPL Financial’s Scott Seese Named Finalist in the 2020 Charlotte CIO of the Year Orbie Awards

July 29, 2020 LPL Financial
Presented by the Charlotte CIO Leadership Association, the awards program recognizes chief information officers who have demonstrated excellence in innovation, technology leadership, business value creation and community involvement.
LPL Financial Welcomes M&T Bank to Its Institution Services Platform

LPL Financial Welcomes M&T Bank to Its Institution Services Platform

July 29, 2020 LPL Financial
With $20B in AUM and approximately 170 advisors, M&T will be the largest financial institution to join the LPL Financial platform
LPL Financial Congratulates Next-Gen Advisors Recognized in Forbes

LPL Financial Congratulates Next-Gen Advisors Recognized in Forbes

July 24, 2020 LPL Financial
“These advisors demonstrate the important role advisors play in support of today’s investor as well as the opportunity the independent model presents to build a business with lasting value.” – Andy Kalbaugh
Two LPL Financial Advisors Ranked Among Top Women Advisors in Nation

Two LPL Financial Advisors Ranked Among Top Women Advisors in Nation

July 21, 2020 LPL Financial
“Having established exceptional businesses, Susan and Laila are wonderful examples of how the independent model gives women advisors the opportunity to reach their full potential in the industry.” – Andy Kalbaugh
LPL Financial Bringing Its Clients Together Virtually For Annual Focus Conference

LPL Financial Bringing Its Clients Together Virtually For Annual Focus Conference

July 16, 2020 LPL Financial
The new digital format makes it possible for advisors and institutional clients to experience LPL’s signature annual conference, a premier event in the financial services industry, with a record 7,000 advisors, staff, employees and sponsors in attendance at last year’s event.
LPL Financial Ranked Leading Independent Broker-Dealer

LPL Financial Ranked Leading Independent Broker-Dealer

July 09, 2020 LPL Financial
Firm leverages scale to continuously evolve its independent platform to meet the needs of advisors and institutions.
LPL Financial Announces Second Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2020 Earnings Release Date and Conference Call

July 01, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report second quarter financial results after the market closes on July 30.
LPL Financial Expands Service Capabilities

LPL Financial Expands Service Capabilities

June 18, 2020 LPL Financial
LPL Financial is taking a digitally driven approach to shift from voice as the primary contact channel, incorporating chat and email support, as well as enhanced self-service guides to provide more choice and quicker delivery of service support.
LPL Financial Reports Monthly Activity for May 2020

LPL Financial Reports Monthly Activity for May 2020

June 16, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for May 2020.
LPL Financial Announces Release of Second Sustainability Report

LPL Financial Announces Release of Second Sustainability Report

June 15, 2020 LPL Financial
“Making a positive contribution to the lives of our employees, those we serve, and the communities where we operate, is not only important to our stakeholders, but is the standard we expect of ourselves at LPL.” – Heather Randolph Carter
LPL Financial Launches New Business Solution to Provide Advisors Peace of Mind by Protecting Business Value

LPL Financial Launches New Business Solution to Provide Advisors Peace of Mind by Protecting Business Value

June 11, 2020 LPL Financial
The Assurance Plan provides a guaranteed purchase price in addition to a commission-free sale of an advisor’s business in the event of an unplanned exit.
LPL Bank and Credit Union Investment Program Managers Make Up One-Third of Industry Top 30 List

LPL Bank and Credit Union Investment Program Managers Make Up One-Third of Industry Top 30 List

June 04, 2020 LPL Financial
“It takes vision, support from the institution and partners, and commitment from a talented team to be able to lead a program to these heights.” – Arthur Osman
LPL Financial to Acquire Assets of E.K. Riley Investments

LPL Financial to Acquire Assets of E.K. Riley Investments

May 27, 2020 LPL Financial
“We believe that LPL’s culture, technology, and other capabilities provide the ideal environment for our financial advisors to offer outstanding service and advice to their clients.” – Edward Riley
LPL Financial Makes Financial Planning Easier for Advisors With New AdvicePay Partnership

LPL Financial Makes Financial Planning Easier for Advisors With New AdvicePay Partnership

May 19, 2020 LPL Financial
Advisors using the platform will be able to invoice clients directly for financial planning services, as well as accept online payments, to make it easier for advisors and their clients.
LPL Financial Reports Monthly Activity for April 2020

LPL Financial Reports Monthly Activity for April 2020

May 18, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2020.
LPL Financial's Advisor Sleeve Exceeds $2 Billion in Assets

LPL Financial's Advisor Sleeve Exceeds $2 Billion in Assets

May 14, 2020 LPL Financial
Built on LPL’s centrally managed Model Wealth Portfolios (MWP) platform, the solution is designed to help advisors gain scale and efficiency with the ability to outsource operational functions associated with managing custom models.
LPL Financial Opening Austin Base for Technology Workforce

LPL Financial Opening Austin Base for Technology Workforce

May 13, 2020 LPL Financial
“With its thriving startup environment, Austin is a great place to find talented, purpose-driven employees with advanced skills and innovative mindsets.” – Scott Seese
LPL Financial Announces First Quarter 2020 Results

LPL Financial Announces First Quarter 2020 Results

April 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2020, reporting net income of $156 million, or $1.92 per share. This compares with $155 million, or $1.79 per share, in the first quarter of 2019 and $127 million, or $1.53 per share, in the prior quarter.
LPL Financial to Acquire Lucia Securities

LPL Financial to Acquire Lucia Securities

April 28, 2020 LPL Financial
Team of 20 advisors with $1.5 billion of client assets joins LPL to support continued growth.
LPL  Financial Launches New Affiliation Model Offering Holistic Support to Wirehouse Advisors Seeking Independence

LPL Financial Launches New Affiliation Model Offering Holistic Support to Wirehouse Advisors Seeking Independence

April 22, 2020 LPL Financial
“With LPL Strategic Wealth Services, advisors own their business, but they don’t have to be encumbered by business operations.” – Rich Steinmeier
LPL Financial Announces 2020 Annual Meeting of Stockholders to be Held as Virtual Meeting

LPL Financial Announces 2020 Annual Meeting of Stockholders to be Held as Virtual Meeting

April 15, 2020 LPL Financial
Change in format reflects public health and safety precautions related to COVID-19
LPL Financial Hires Judy Ricketts to Lead Operations

LPL Financial Hires Judy Ricketts to Lead Operations

April 15, 2020 LPL Financial
“Our industry is at a critical pivot point, and I look forward to being a part of a leadership team and an Operations group that is positioned to revolutionize how we do business in support of financial professionals and their clients.” – Judy Ricketts
LPL Financial Hires New EVP Focused on Strategy

LPL Financial Hires New EVP Focused on Strategy

April 06, 2020 LPL Financial
“I am energized by LPL’s focus on growth and developing new sources of value for advisors.” – Aneri Jambusaria
LPL Financial Announces First Quarter 2020 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2020 Earnings Release Date and Conference Call

April 02, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report first quarter financial results after the market closes on April 30.
LPL Financial Awarded for its Technology Innovation

LPL Financial Awarded for its Technology Innovation

March 11, 2020 LPL Financial
The firm was recognized as a 2020 Technology Innovation Award winner by Bank Insurance and Securities Association’s (BISA) for its delivery of ClientWorks Connected.
LPL Financial Reports Monthly Activity for February 2020

LPL Financial Reports Monthly Activity for February 2020

March 10, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for February 2020.
The Private Trust Company Named Among 2020 Most Advisor-Friendly Trust Companies

The Private Trust Company Named Among 2020 Most Advisor-Friendly Trust Companies

March 04, 2020 LPL Financial
LPL Financial affiliate company, The Private Trust Company, was named to WealthAdvisor’s annual list of America’s Most Advisor-Friendly Trust Companies for the fifth year in a row.
LPL Financial Study Supports Proposed Tax Credits That Make 401(k) Auto Enrollment Cost-Effective for Small Businesses

LPL Financial Study Supports Proposed Tax Credits That Make 401(k) Auto Enrollment Cost-Effective for Small Businesses

March 04, 2020 LPL Financial
“Cost and complexity are two of the main reasons why small businesses do not provide retirement plans to their employees. With insight from our financial advisors who serve small business owners every day, we are working to support legislation that enables access to retirement plan savings for small business employees.” – Peggy Ho
LPL Financial Reports Monthly Activity for January 2020

LPL Financial Reports Monthly Activity for January 2020

February 24, 2020 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for January 2020.
Edward Bernard Nominated for Election to LPL Financial Board of Directors

Edward Bernard Nominated for Election to LPL Financial Board of Directors

February 20, 2020 LPL Financial
Current director James Riepe will not seek reelection at the 2020 annual meeting
LPL Financial Enhances ClientWorks Connected Through Integration of AdvisoryWorld and New Account Opening Tools

LPL Financial Enhances ClientWorks Connected Through Integration of AdvisoryWorld and New Account Opening Tools

February 19, 2020 LPL Financial
“Giving advisors choice in the tools they use and empowering those tools further through ClientWorks Connected’s deep integration, helps them stay focused on their clients and build successful practices.” – Burt White
LPL Financial Welcomes SCU Investment Services

LPL Financial Welcomes SCU Investment Services

February 18, 2020 LPL Financial
“We appreciate LPL has dedicated support for investment programs like ours. We feel they can add a lot of value with their understanding of the role we play for members.” – Tarik Eldin
LPL Financial to Present at Credit Suisse’s 21st Annual Financial Services Forum

LPL Financial to Present at Credit Suisse’s 21st Annual Financial Services Forum

February 13, 2020 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette will present at the Credit Suisse 21st Annual Financial Services Forum on Feb. 27.
LPL Financial Announces Fourth Quarter and Full Year 2019 Results

LPL Financial Announces Fourth Quarter and Full Year 2019 Results

January 30, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2019, reporting net income of $127 million, or $1.53 per share. This compares with $120 million, or $1.36 per share, in the fourth quarter of 2018 and $132 million, or $1.57 per share, in the prior quarter.
LPL Financial Receives Perfect 100 in HRC's Corporate Equality Index

LPL Financial Receives Perfect 100 in HRC's Corporate Equality Index

January 27, 2020 LPL Financial
“As a firm, we are committed to attracting diverse talent and building an inclusive culture that encourages employees to bring their authentic selves to work. This is fundamental to who we are as a company and what we stand for.” – Sallie Larsen
LPL Financial Further Enhances Technology Platform Through MoneyGuide Integration

LPL Financial Further Enhances Technology Platform Through MoneyGuide Integration

January 09, 2020 LPL Financial
A leading financial planning solution is the newest ClientWorks Connected partner, expanding choice and making it easier for LPL advisors to deliver personalized advice.
LPL Financial Announces Fourth Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces Fourth Quarter 2019 Earnings Release Date and Conference Call

January 07, 2020 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report fourth quarter and full year financial results after the market closes on Jan. 30.
LPL Financial National Sales Leader Promoted to Managing Director

LPL Financial National Sales Leader Promoted to Managing Director

January 07, 2020 LPL Financial
Matt Enyedi rises in his role to help LPL Financial advisors and institutions grow by serving the needs of their clients.
LPL Financial Reports Monthly Activity for November 2019

LPL Financial Reports Monthly Activity for November 2019

December 17, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for November 2019.
LPL Financial Launches No-Transaction-Fee, Exchange-Traded Fund Network

LPL Financial Launches No-Transaction-Fee, Exchange-Traded Fund Network

December 05, 2019 LPL Financial
Free ETF trading with State Street Global Advisors, Invesco and WisdomTree will be available on LPL’s Strategic Asset Management and Strategic Wealth Management platforms.
LPL Financial Advisors Expected to Save Hours Each Month Using New Account Opening Process

LPL Financial Advisors Expected to Save Hours Each Month Using New Account Opening Process

December 02, 2019 LPL Financial
“We are accelerating the standard in financial services and changing what advisors should come to expect from technology, because that is what advisors and their clients need.” – Burt White, LPL Financial managing director, Investor & Investment Solutions
LPL Financial Publishes Its First Sustainability Report

LPL Financial Publishes Its First Sustainability Report

November 21, 2019 LPL Financial
“Our long-term success depends not only on the performance of our business, but also on the value we provide to society.” – Heather Randolph Carter
LPL Financial Reports Monthly Activity for October 2019

LPL Financial Reports Monthly Activity for October 2019

November 12, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for October 2019.
LPL Financial Announces Paid Time Off Policy for Voting

LPL Financial Announces Paid Time Off Policy for Voting

November 06, 2019 LPL Financial
“LPL is committing to make voting easier and less stressful for our employees.” – Peggy Ho
LPL Financial Announces Proposed Leverage-Neutral Transaction Amending Senior Secured Credit Facilities and Offering Senior Unsecured Notes

LPL Financial Announces Proposed Leverage-Neutral Transaction Amending Senior Secured Credit Facilities and Offering Senior Unsecured Notes

October 30, 2019 LPL Financial
LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to reprice its existing $1,470 million term loan B, increase the size of its revolving credit facility from $500 million to $750 million, extend the maturity date applicable to its term loan B and revolving credit facility, and make certain other changes.
LPL Financial Announces Third Quarter 2019 Results

LPL Financial Announces Third Quarter 2019 Results

October 24, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2019, reporting net income of $132 million, or $1.57 per share. This compares with $107 million, or $1.19 per share, in the third quarter of 2018 and $146 million, or $1.71 per share, in the prior quarter.
LPL Financial Recognized as Leader in Advisor Diversity and Inclusion

LPL Financial Recognized as Leader in Advisor Diversity and Inclusion

October 02, 2019 LPL Financial
“We will continue to build and support the growth of our diverse network of advisors, and innovate to develop new ways to equip advisors with the tools, training and support they need to help families and individuals in underserved markets work toward achieving their financial goals.” – Kathleen Zemaitis
LPL Financial Advisory Platform Selected for Leading Industry Award

LPL Financial Advisory Platform Selected for Leading Industry Award

September 30, 2019 LPL Financial
“We strive to deliver innovative solutions that help advisors address the fundamental challenges they face in their practices, which in most cases comes down to needing more time.” - Rob Pettman
LPL Financial Technology and Diversity Efforts Earn Industry Recognition

LPL Financial Technology and Diversity Efforts Earn Industry Recognition

September 24, 2019 LPL Financial
“We are driven by our advisors’ input and feedback, and strive to deliver solutions and capabilities that help them reach new markets and manage their practices with greater efficiencies.” - Andy Kalbaugh
LPL Financial Announces Third Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces Third Quarter 2019 Earnings Release Date and Conference Call

September 23, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report third quarter financial results after the market closes on Oct. 24.
LPL Financial Reports Monthly Activity for August 2019

LPL Financial Reports Monthly Activity for August 2019

September 19, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for August 2019.
2020 Women on Boards Recognizes LPL Financial for its Board Diversity

2020 Women on Boards Recognizes LPL Financial for its Board Diversity

August 28, 2019 LPL Financial
“Our board of directors represents well-respected and innovative leaders with a variety of perspectives, backgrounds and experiences. The diversity of our board of directors represents a deep-rooted commitment to our clients, employees and investors to be an industry leader in diversity and inclusion.” – Sallie Larsen
LPL Financial Reports Monthly Activity for July 2019

LPL Financial Reports Monthly Activity for July 2019

August 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for July 2019.
LPL Financial Closes Acquisition of Allen & Company

LPL Financial Closes Acquisition of Allen & Company

August 01, 2019 LPL Financial
All 33 advisors serving approximately $3 billion of client assets joined LPL.
LPL Financial Announces Second Quarter 2019 Results

LPL Financial Announces Second Quarter 2019 Results

July 25, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2019, reporting net income of $146 million, or $1.71 per share. This compares with $119 million, or $1.30 per share, in the second quarter of 2018 and $155 million, or $1.79 per share, in the prior quarter.
LPL Financial Extends its Commitment to Innovation and Data-Driven Solutions With Hiring of New EVP

LPL Financial Extends its Commitment to Innovation and Data-Driven Solutions With Hiring of New EVP

July 08, 2019 LPL Financial
“Ashish Braganza shares our fanaticism for putting the client at the center of everything. He is an innovative thinker and strong leader with a proven track record of leveraging data and analytics to drive revenue and deliver positive user experiences,” – Burt White, LPL managing director, Investor & Investment Solutions.
LPL Financial Announces Second Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces Second Quarter 2019 Earnings Release Date and Conference Call

June 27, 2019 LPL Financial
SAN DIEGO – June 27, 2019 – LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report second quarter financial results after the market closes on July 25.
LPL Financial Reports Monthly Activity for May 2019

LPL Financial Reports Monthly Activity for May 2019

June 20, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for May 2019.
LPL Financial Delivers Advisor Sleeve Empowering Advisors With Control and Efficiency

LPL Financial Delivers Advisor Sleeve Empowering Advisors With Control and Efficiency

June 10, 2019 LPL Financial
Innovative Solution Makes Money Management Easier for LPL Advisors
LPL Financial Lowers ETF Pricing on RIA Platforms

LPL Financial Lowers ETF Pricing on RIA Platforms

May 30, 2019 LPL Financial
“ETFs are another step in the journey to expand our breadth of solutions and help advisors remain competitive in the marketplace.” - Robert Pettman, executive vice president, Product and Platform Management
LPL Financial Increases Outlook for 2019 Technology Investment to $150 Million

LPL Financial Increases Outlook for 2019 Technology Investment to $150 Million

May 22, 2019 LPL Financial
“We are uniquely positioned to be able to deploy capital and invest in our advisors’ business.” - Burt White, managing director, Investor and Investment Solutions
LPL Financial to Acquire Allen & Company

LPL Financial to Acquire Allen & Company

May 21, 2019 LPL Financial
Allen & Company is a broker/dealer and RIA employing approximately 30 advisors and serving approximately $3 billion of client assets. Estimated transaction multiple of ~7x post-synergy EBITDA*
LPL Financial Reports Monthly Activity for April 2019

LPL Financial Reports Monthly Activity for April 2019

May 16, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2019.
LPL Financial to Hold Investor & Analyst Day on May 22

LPL Financial to Hold Investor & Analyst Day on May 22

May 15, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) will host an Investor and Analyst Day from 9:00 a.m. to 12:30 p.m. EDT Wednesday, May 22 at the Thomson Reuters Conference Center in New York City.
LPL Financial Announces First Quarter 2019 Results

LPL Financial Announces First Quarter 2019 Results

May 02, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2019, reporting net income of $155 million, or $1.79 per share. This compares with $94 million, or $1.01 per share, in the first quarter of 2018 and $120 million, or $1.36 per share, in the prior quarter.
New LPL Financial Exec Focused on Advisors and Supporting Relationships

New LPL Financial Exec Focused on Advisors and Supporting Relationships

April 16, 2019 LPL Financial
“Angela has proven experience building value-added B2B relationships, which is central to the work we do every day with our advisors, using our firm’s scale and expertise to help advisors grow their businesses,” said Andy Kalbaugh, managing director and divisional president, National Sales and Consulting
LPL Financial Welcomes Nana Nyanin

LPL Financial Welcomes Nana Nyanin

April 08, 2019 LPL Financial
“I’m excited to join LPL, a firm that is well respected in Washington and known for being a thought leader on issues related to the financial advice market and small business ownership. I look forward to the work we will do by leveraging the firm’s leadership positon to effect change for the industry, independent advisors and investors.” — Nana Nyanin
LPL Financial Announces Nomination of Corey Thomas as New Independent Director

LPL Financial Announces Nomination of Corey Thomas as New Independent Director

April 03, 2019 LPL Financial
“This is an exciting time at LPL as the company is focused on growth and putting the advisor at the center of all they do. I look forward to working with the management team and my fellow board members to further the company’s mission and to continue the upward trajectory of the firm.” — Corey Thomas
LPL Financial Announces First Quarter 2019 Earnings Release Date and Conference Call

LPL Financial Announces First Quarter 2019 Earnings Release Date and Conference Call

April 01, 2019 LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report first quarter financial results after the market closes on May 2.
LPL Financial Reports Monthly Activity for February 2019

LPL Financial Reports Monthly Activity for February 2019

March 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for February 2019.
LPL Financial Reports Monthly Activity for January 2019

LPL Financial Reports Monthly Activity for January 2019

February 21, 2019 LPL Financial
Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for January 2019.
LPL Financial Presenting at Citi's 2019 Asset Managers, Broker Dealers & Exchanges Conference