LPL Sustainability Report

The LPL Sustainability Report provides the latest information on LPL Financial's environmental, social, and governance efforts. The report outlines our progress around critical sustainability issues.

Reference the Sustainability Report PDF to get more details on all the ways LPL is making an impact.

Learn more about our ESG program

women smiling at work image

LPL Human Rights Statement of Principles

We believe we can make a positive difference if we begin by respecting the basic fundamental freedoms of human rights.



LPL Financial mission statement mosaic

LPL Financial Vendor Code of Conduct

“We take care of our advisors, so they can take care of their clients,” reflects our passion in serving our advisors. Our vendors and business partners play a critical role in supporting this mission.

2023 Sustainability Highlights

  • LPL makes Newsweek’s 2022 List of America’s Most Responsible Companies
  • LPL Financial received a perfect score from the Human Rights Campaign on our Corporate Equality Index, earning the designation “Best Place to Work for LGBTQ Equality”
  • More than 1,600 employees participate in 10 Employee Resource Groups
  • Winner of two “Wealthies” awards for excellence in technology innovations and diversity initiatives. Criteria include quantitative measures — such as specific support levels, scope, scale, advisor/client survey scores, usage, etc. — along with qualitative measures such as innovation, creativity, new methods of delivery, etc.
  • The LPL Financial Foundation, extended over $2.6 million in financial support to national and local organizations serving those in need
  • Emerging Leaders Program Gold Award, Best Advance in Leadership Development (Brandon Hall Group.) Gold award based on program criteria that included: design and delivery; adoption; measurable benefits; and overall positive impact on participants and the firm.
  • LPL named one of JUST Capital’s Top 100 U.S. Companies Supporting Healthy Families and Communities.
employee volunteers

LPL is committed to creating positive, lasting change for our employees, advisors and their clients, the communities we operate in, and our environment. We believe it’s our responsibility to manage the environmental, social, and governance (ESG) factors we affect through our work. From ethical business strategy and operations, to being actively involved in our community, LPL always strives to do business the socially responsible way.

LPL Financial sustainability wall in San Diego corporate office

Sustainability Report

This LPL Sustainability Report takes a look back at our Environmental, Social, and Governance (ESG) efforts in the previous year, and concludes with our goals for the next year — and beyond.

Additional resources

Find previous reports, current policies, and other relevant information around our sustainable practices here. 

woman smiling

Ready for the next step?


If you’re an advisor or investor looking for more information, we’re happy to talk through whatever’s on your mind. Reach out and start the conversation. We can’t wait to meet you.