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Transition Portal

Financial professionals (and licensed staff members) transitioning to LPL — use the transition portal to track your transition progress. You’ll also find valuable resources to help you every step of the way.

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Financial Professional Log In

LPL financial professionals — take advantage of LPL’s business process platform, ClientWorks, to manage your business more efficiently. Open accounts. Use trading tools. Access the Resource Center, and more.

CLIENTWORKS

Relationship Summary (CRS)

To send the Relationship Summary (CRS) to any prospect or existing client via email or regular mail, or to report hand delivery to a prospect or existing client.

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Investor Log In

Clients of LPL financial professionals — access your account 24/7 from any device, anytime, and anywhere, and get real-time clarity into your portfolios, positions, transactions, statements, and more with Account View.

ACCOUNT VIEW
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Join LPL
Why Choose LPL
LPL Philosophy News and Insights White Paper Library Self-Clearing Professional Referral Network Women Advisors
Establishing Your Business
Business Models Payouts and Pricing Transitioning Your Practice Your Recruiter eReg Kit
Managing Your Business
Services and Support LPL Technology Products and Platforms Research LPL Business Solutions
Growing Your Business
Consulting Conferences and Training Financial Growth Selling Your Business Marketing Support
Work with a Financial Professional
Objective Advice
LPL Financial Regulatory Oversight Financial Tools and Resources
Before You Invest
LPL Financial Professionals Financial Objectives and Risk
After You Invest
Find a Financial Professional
About LPL
What We Do
Mission & Values Our History
Social Responsibility
The Sustainability Report Diversity and Inclusion Community Involvement Environmental Sustainability Responsible Business Practices Sustainable Investing at LPL
Careers at LPL
Company Culture Work at LPL Application Process Benefits and Perks Search Jobs
LPL’s Financial Strength
Corporate Snapshot From the CEO
Media
Marketing Blog
Press Releases
Press Room
Asset Library Media Coverage LPL Stories
Research & Insights
Market Signals Podcast Weekly Market Commentary Outlook 2021
Newsroom
Watch
Read
Listen

Service and Financial Professional Fee Schedules

Learn more about our advisory, brokerage, and RIA fees:

  • Miscellaneous Account and Service Fees Schedule - Advisory
  • Miscellaneous Account and Service Fees Schedule - Advisory - GWP
  • Miscellaneous Account and Service Fees Schedule - Outside Investment Accounts
  • Miscellaneous Account and Service Fees Schedule - Brokerage
  • Miscellaneous Account and Service Fees Schedule - RIA

Austin
LPL Financial
13620 N FM 620
Building C, Suite 200
Austin, TX 78717

Boston
LPL Financial
75 State Street, 22nd Floor
Boston, MA 02109

Fort Mill
LPL Financial
1055 LPL Way
Fort Mill, SC 29715

San Diego
LPL Financial
4707 Executive Drive
San Diego, CA 92121-3091

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Member FINRA/SIPC

Contact LPL: (800) 877-7210
CA Insurance Lic. #0518721

© 2020 LPL Financial | Member FINRA/SIPC.