LPL Financial Disclosures

Click here to access information regarding LPL's brokerage and advisory programs, including account disclosures and agreements that provide details about our services, fees and conflicts of interest.

Click here to access information about LPL's Automatic Cash Sweep Programs and SIPC coverage.

Click here to access information about LPL’s Code of Ethics and Code of Conduct LIBOR to Be Phased Out - Important Information About LIBOR and Investment Products Tied to LIBOR

Click here to access various investor resources provided by FINRA, the SEC, MSRB and LPL that are designed to familiarize you with investing concepts, considerations and choices available to you.

Click here to access LPL LLC Statement of Financial Condition reports

Click here for market and security disclosures LPL is required to provide regarding certain brokerage practices and activities.

Click here to access LPL's consumer privacy and security notices, information on how LPL secures your information, identity theft, and LPL's Corporate Business Continuity Plan.

Click here for retirement plan/ERISA disclosures, brokerage platform compensation and conflicts of interest and IRA rollover guides.

Click here for tax form and filing resources