LPL Financial’s Social Responsibility

LPL Financial and the LPL Financial Foundation support advancing the economic well-being of underserved populations, with an emphasis on encouraging professional readiness and placement of career-ready talent. This is especially important for the financial services industry. We also provide helpful resources and training to small business owners. LPL’s CSR initiatives are rooted in corporate philanthropy and ethical responsibility in the markets where our financial professionals live and serve.

We have a robust corporate governance framework that ensures oversight of our strategies and operations, and promotes ethical behavior across our business. This also guides our actions and holds us accountable for our culture, values, and business objectives.

More than ever, your investors may be requesting sustainable or socially responsible investing strategies to guide their investments. To meet the need of those investors, we offer financial professionals access to a wide range of sustainable investment options like centrally managed portfolios, mutual funds, separate accounts, and exchange-traded products.

At LPL Financial, we pursue an Environmental Social Governance vision: To take care of our advisors and their clients by operating responsibly and ethically and strengthening trust with our mutual stakeholders. This vision guides our sustainability priorities and reflects our commitment to conduct our business in a responsible manner. We publish an annual report to share our CSR initiatives, accomplishments, and ongoing efforts.