You have a vision for your firm. Because realizing that vision may require change, LPL designed a transition strategy just for you. By combining hands-on guidance from a dedicated team with an online portal tracking your progress, your transition to LPL works as a true partnership at every step. It’s time to make your move to LPL.
To ensure your transition is seamless, you’ll be connected to a dedicated, experienced support team to answer your questions and creatively develop solutions for your specific needs. Training, planning, analysis, and compliance readiness: Let LPL transition assistance help you get ready and stay ready.
Your book of business reflects both your hard work and the goals of the people, families, and communities you serve. Our Investment Transitions Consulting Team understands that and will transfer those assets seamlessly and efficiently with the same care, support, and attention to detail that you have put into building them.
The LPL Transition Portal offers an online transition tracker for each step of the onboarding process. This tracker includes training and compliance tips so you can easily monitor your progress.