Transition Assistance
Experience a smooth transition with our dedicated support and focused transition assistance.
Financial professionals (and licensed staff members) transitioning to LPL — use the transition portal to track your transition progress. You’ll also find valuable resources to help you every step of the way.
LPL financial professionals — take advantage of LPL’s business process platform, ClientWorks, to manage your business more efficiently. Open accounts. Use trading tools. Access the Resource Center, and more.
To send the Relationship Summary (CRS) to any prospect or existing client via email or regular mail, or to report hand delivery to a prospect or existing client.
Clients of LPL financial professionals — access your account 24/7 from any device, anytime, and anywhere, and get real-time clarity into your portfolios, positions, transactions, statements, and more with Account View.
Take advantage of the potential to improve your profitability with LPL Financial’s competitive payouts and charges.
Clear your trades quickly and effectively while keeping expenses in check.
Experience a smooth transition with our dedicated support and focused transition assistance.
Build a practice that’s a true reflection of your goals, from OSJ to RIA, as an independent or as part of a bank or credit union.
Take advantage of the potential to improve your profitability with LPL Financial’s competitive payouts and charges.
Build a practice that’s a true reflection of your goals, from OSJ to RIA, as an independent or as part of a bank or credit union.
Clear your trades quickly and effectively while keeping expenses in check.
Experience a smooth transition with our dedicated support and focused transition assistance.