How we are regulated
LPL Financial is regulated by Federal, State, and self-regulatory agencies.
Working with an LPL financial professional
Before you invest
One of the most important decisions you can make is to seek the advice of a trusted, qualified financial professional.
After you invest
We share in the passion our financial professionals have for helping clients realize their dreams.
Find a financial professional
Take the first step to starting a new partnership with a financial professional through our convenient locator tool.
We believe in empowerment through guidance and collaboration
Be informed
One of the most important things you can do prior to investing is to educate yourself. We offer resources that can help.
Objective guidance
We provide our financial professionals with tools to help you, including exceptional research and support for tracking and monitoring account performance.
Prudent investing
In addition to our efforts to help safeguard your accounts, your own actions and awareness are also critical to keeping funds properly invested.
Be informed
One of the most important things you can do prior to investing is to educate yourself. We offer resources that can help.
Prudent investing
In addition to our efforts to help safeguard your accounts, your own actions and awareness are also critical to keeping funds properly invested.
Objective guidance
We provide our financial professionals with tools to help you, including exceptional research and support for tracking and monitoring account performance.
How we are regulated
LPL Financial is regulated by Federal, State, and self-regulatory agencies.