You Belong at LPL Financial

Find out how partnering with the nation's largest independent broker-dealer* can help you reach your goals. Whether you're an independent financial advisor or a financial institution, we have the tools, technology, and resources needed to help you and your clients succeed.

*Based on total revenues, Financial Planning magazine June 1996-2020

What we offer advisors

Whether you're an established financial professional or just getting started, we have the technology and tools you need to grow your practice – your way.

 Affiliation options  Training
 Advisory Platforms  Transition help
 Consulting  ClientWorks platform

 

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Start the conversation

Connect confidentially with an LPL representative to ask questions, get answers, and find out how partnering with LPL Financial can help you pursue your goals as an advisor.

Inside LPL: News, insights & analysis

Weekly Market Commentary

Central bank policies remain focused on economic recovery, with an eye on COVID-19 developments.

Introducing the Newsroom

We created a streamlined portal to insights and updates, keeping advisors informed, engaged and inspired – all in one place.

LPL’s advisors ranked among top 100 independent advisors

Barron's ranks LPL Financial-affiliated advisors on the 2020 list of the Top 100 Independent Financial Advisors in America.

How Election 2020 may connect to stock performance

All election years feel different, but 2020 no doubt may be one of the most unique election years ever.

Weekly Market Commentary

Central bank policies remain focused on economic recovery, with an eye on COVID-19 developments.

How Election 2020 may connect to stock performance

All election years feel different, but 2020 no doubt may be one of the most unique election years ever.

Introducing the Newsroom

We created a streamlined portal to insights and updates, keeping advisors informed, engaged and inspired – all in one place.

LPL’s advisors ranked among top 100 independent advisors

Barron's ranks LPL Financial-affiliated advisors on the 2020 list of the Top 100 Independent Financial Advisors in America.

Standing in solidarity with the Black community

We stand in solidarity with the Black community. Racism, discrimination, and oppression in any form or in any place are wrong. We are committed to speaking out against systemic racism, as our CEO Dan Arnold has done, and know we can and must do more to ensure equality and equity within our communities and to support our employees. We resolve to share our progress and actions on LPL.com and in our annual Corporate Sustainability Report.
 

Why choose LPL?

At LPL Financial, we offer advisors the unique combination of an integrated technology platform, comprehensive self-clearing services, and open architecture access to a wide range of non-proprietary products. And, it is all delivered in an environment unencumbered by conflicts from product manufacturing, underwriting, and market-making.

Our mission is simple. We take care of our advisors so they can take care of their clients. That’s our mission and it permeates everything we do. Watch to see how the enthusiasm around this mission energizes all of us here at LPL.

 

 

What advisors are saying about LPL Financial

A shared philosophy on serving clients best

A shared philosophy on serving clients best

“LPL’s philosophy is in sync with our own, which is to provide independent, objective financial advice. We believe this move to LPL will allow us to run our business more effectively and serve our clients better.”

– Glen Drake
 

Transparency, technology, and business management support

Transparency, technology, and business management support

“It’s a perfect match for the vision we had for our practice. The LPL platform really places clients first and allows us to give back to the community. Everything we did as part of this move and every decision we made was with our own clients in mind.”

– Brian Lynn

LPL allows firms to focus on what’s best for their clients

LPL allows firms to focus on what’s best for their clients

“Going independent is a big move that ultimately brings more responsibility for me as a business owner. With the services LPL has assembled, it created a clear path to independence. It finally felt like the time was right to do something different for my clients going forward.”

– Mike Ashworth

Advisors, start your LPL journey now

Making a move to a new firm or broker-dealer is a big deal, and we get that. As an advisor, you have a million questions, and we have the answers for you. Connect with a representative near you for a confidential conversation to get started.