Our strengthened capabilities, infrastructure and operations have prepared us to take advantage of the opportunities that lay ahead.
A comprehensive, integrated platform
ClientWorks is our comprehensive advisor platform designed — and continually refined — to help you run your business more efficiently. This intuitive system offers a single location to access all client account types, access data, and process business.
ClientWorks includes tools for account opening, client management, trading, and more. Sort information based on your needs and place electronic requests without having to move to another system.
Less time, more efficiency
View and access client data and account information and process most of your business from a single location. ClientWorks is a dynamic platform that we continuously improve based on advisor feedback. Key features of our integrated advisor technology platform include:
- New Account Opening allows you to open various account types with an easy-to-follow, one-time process.
- Account Conversion makes it easier to convert your client’s brokerage account to an advisory account, if appropriate for your client, while maintaining the same account number and account history.
- Request Tracking Tool (RTT) enables you to initiate and track your online requests and account activities in real-time.
- Move Money makes your cash management transactions more efficient with straight-through processing.
- Client Reporting provides you with a fully integrated reporting and analytics tool to view the performance of your clients’ portfolios, including model comparisons and drift reports using custom and pre-defined templates.
- Trading allows you to conduct direct trading of equities, mutual funds, and options directly from accounts or investments.
- Compliance Center allows you to view all of your compliance information and activities through a collection of surveillance tools, which are integrated within the platform.
Whitepapers & insights
Review these whitepapers and case studies for strategies you can use to more effectively guide your clients and build your practice.