Advisors Moving to LPL

If you (and your licensed staff members) are moving to LPL, use the link below to access your Transition Portal. You can track your transition progress, and will find valuable resources to help you every step of the way.

Current LPL Advisors

Follow “GO” to access ClientWorks, LPL’s business process platform. Open accounts, use trading tools, and take advantage of the LPL Advisor Resource Center—all designed to help you manage your business more efficiently.

Clients of LPL Advisors

To sign in to your personal account, follow the link below to LPL’s Account View. Get real-time clarity into your portfolios, transactions, and more. Available 24/7, it can also be accessed from any device, anywhere.

Financial Investor Regulatory Resources

The links below are intended to provide investors with convenient access to a variety of securities industry bulletins and alerts. These communications are not intended to be a form of solicitation or endorsement of LPL Financial; however, they should provide easy access to this publicly available information.

Municipal Securities Rulemaking Board (MSRB)

Investor Resources

MSRB Investor Information

Financial Industry Regulatory Authority (FINRA)

FINRA Investor Alerts

FINRA - The Alert Investor

FINRA BrokerCheck Investor Information

SEC Investor Bulletins & Alerts

Investor.gov

Investor Alerts and Bulletins