LPL Financial White Papers and Resources

Get industry-leading best practices from LPL's White Papers. Amplify your strengths as a financial advisor by learning strategies you can use to build and grow your practice, and guide your clients.

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FEATURED Resource

2026 Advisor Growth Study: The Opportunity Within

Grounded in findings from the LPL Advisor Growth Study (AGS), the 2026 Study reveals how leading advisors unlock greater potential from existing clients. Discover what sets them apart and get actionable insights into what drives success.

Access the Study
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Latest White Papers

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Strategic Philanthropic Planning for Advisor Conversations

As tax rules evolve, advisors can help clients rethink giving through deeper planning conversations. This white paper covers charitable giving today and integrating philanthropy into financial planning.

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Rethinking Diversification With Alternative Investments

Concentrated markets, shifting rate policy, and rising correlations have eroded the diversification a 60/40 allocation once delivered — all while the alts landscape has evolved. Explore how alternatives can deepen diversification and support long-term client outcomes.

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Concentrated Stock: From Risk to Resilient Wealth

Concentrated stock can be risky to hold and tricky to discuss. This advisor white paper offers clear strategies to recognize positions in need of attention, frame client conversations, handle objections, and act with a plan.

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Build Value, Access Liquidity, Plan Your Advisor Succession

With this guide, navigate growth, liquidity, & succession planning at every stage. Get clarity on what drives value & how early planning creates more control.

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High-Net-Worth Tax Efficiency Guide for Wealth Advisors

Master advanced tax strategies for high-net-worth clients. This white paper covers Roth conversions, exchange funds, QOFs, QSBS exclusions & more — tailored to five client types. Download this guide today.

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RIA Your Way: Exploring the Evolving RIA Model

LPL Financial understands the questions advisors have about RIA and whether it’s the right move. This resource will help you address all those questions.

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The Essential Guide to Independence for Financial Advisors

LPL understands all the questions you as a financial advisor have when considering a move to independence. Learn about the opportunities available to you.

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6 Keys for Advisors to Find the Right Financial Partner

If you’re considering a move to a new firm, use this guide provided by LPL Financial as a road map to help you navigate all your options.

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How to Transition Your Financial Advisor Business Seamlessly

Learn how finding the right partner and business model can help grow your business. Download our white paper to learn how three advisors found success.

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Compare RIA Custodians with LPL’s Comparison Guide

Download LPL Financial’s Custodian Comparison Guide – a guide for evaluating the right custodian to support your registered investment advisor (RIA).

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