Sustainability at LPL

At LPL Financial, we take our responsibility for managing the environmental, social, and governance (ESG) impacts of our business seriously. We strive to create positive and lasting change for our employees, advisors and their clients, our communities, and the environment.

LPL Sustainability Report

The LPL Corporate Sustainability Report provides the latest information on LPL Financial's environmental, social, and governance efforts. The report outlines our progress around sustainability topics that are most relevant to our business.

Learn more about all the ways LPL is making an impact.

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Learn More About Our Sustainability Program

We make concerted efforts in many areas company-wide to uphold our commitment to sustainability.

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LPL Human Rights Statement of Principles

We believe we can make a positive difference if we begin by respecting the basic fundamental freedoms of human rights.

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LPL Financial Vendor Code of Conduct

"We take care of our advisors, so they can take care of their clients” reflects our passion in serving our advisors. Our vendors and business partners play a critical role in supporting this mission.

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LPL Sustainability Steering Committee Charter

LPL Financial’s Sustainability Steering Committee assists our senior executive leadership team in setting our strategy around Environmental, Social, and Governance (ESG) topics.

Our Sustainability Highlights

  • Expanded the share of our energy that comes from renewable sources by purchasing and cancelling Green-e Certified Renewable Energy Certificates covering 100% of our corporate offices
  • 20% increase year over year in volunteer hours logged by employees
  • Installed real-time monitoring tools to proactively identify potential conflicts of our Vendor Code of Conduct or human rights concerns related to third parties engaged in support of our operations
  • Enabling innovation with responsible guardrails through our new Responsible AI Policy.*
  • Over 2,600 employees participated in ten Employee Resource Groups*
  • On average, 86% of our employees participate in LPL’s 401(k) plan, where LPL matches employee contributions at a rate of 75% up to 8% of employee pre-tax contributions
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LPL is Taking Climate Action

Learn more about the projects we support. In 2026, LPL purchased 3,480 tonnes of carbon credits, which has the same impacts as:

57K+

New trees planted.*

758

Cars off the road for a year.*

439

Homes’ annual energy usage.*

8,646

Flights from LA to New York.*


Disclosures

*As reported in LPL’s 2025 Corporate Sustainability Report