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FINRA BrokerCheck Investor Information

The Financial Industry Regulatory Authority (FINRA) requires that we provide the following information concerning its BrokerCheck program. An investor brochure that includes information describing FINRA BrokerCheck may be obtained from FINRA. The FINRA BrokerCheck hotline number is (800) 289-9999. The FINRA web site address is www.finra.org. Any complaints regarding the handling of your account may be directed to your financial professional and/or to LPL Financial at 800-558-7567.