Transition Your Wealth Business to LPL Financial

No two banks, credit unions, or insurance firms are exactly alike. That’s why we combine our deep transition experience with your institution’s specific goals to create a move that’s uniquely yours.

MAKE THE MOVE

Go Further with LPL

Institutions looking to upgrade technological capabilities, ease compliance burdens, or offer better advisor support are often held up by fear of complexity or risk. LPL makes it easier to seamlessly pursue these goals, with a respected track record of transitioning and onboarding banks, credit unions, and insurance firms onto our industry-leading platform.

Our white-glove experience, custom solutions, and bespoke training streamline the process, so you can better deliver for your advisors — and by extension, their investors. 

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Financial advisors walking outside on bricked plaza with stairs

A Tailored Transition

Goals-First Approach

We start by aligning on your goals, whether you’re going through a merger or acquisition, managing risk, or looking for upleveled tech capabilities.

Custom Solutions

We collaborate to build net-new technology designed to meet your needs, from specialized SSO to bespoke training solutions.

Proven Processes

Backed by decades of experience, our methodology is efficient and time-tested.

"Anytime that we have a question, a problem, an issue, I know that we can reach out to them, and they will hear us."

Stewart Campbell

Director of Wealth Management at Mountain America Investment Services

Dedicated Support at Every Stage

LPL is committed to the long-term growth of your wealth business, and our relationship starts with a successful transition. We guide you through the entire process, ensuring that your team is trained, supported, and positioned to work towards your business goals. When you transition with LPL, you can expect:

White-Glove Experience

Our specialized team offers personalized, ongoing support through every step, including training advisors, communicating with clients, and migrating accounts.

Research Team Access

During the transition and beyond, you’ll have a direct connection to LPL’s in-house analysts and strategists for timely insights and thought leadership.

Competitive Technology

LPL is constantly investing in our cutting-edge, integrated system that streamlines operations, enhances client experience, and supports scalable growth.

TRANSITIONING YOUR WEALTH BUSINESS FAQS

Transitioning to LPL can reduce risk, ease compliance burdens, and ensure your team is always backed by innovative technology and forward-thinking thought leadership.

To prepare for the transition, take some time to align on your organization’s goals. This will help your dedicated LPL partners design an implementation plan tailored to your needs. 

Transition timelines vary based on business size and type, as the needs of banks, credit unions, and insurance firms differ. In all instances, LPL specialists take on the bulk of the transition effort, minimizing impact to your day-to-day business throughout the process.

We’ll guide you and your institution through experienced communication best practices to ensure that clients remain informed throughout the process and understand the benefits of transitioning to LPL.

Your team will receive multiple levels of training, including access to our proprietary training environment, ensuring that everyone on your team will have the opportunity to get comfortable with our tech during the transition.

Let’s build something great. Together.

Transitioning your wealth management business doesn’t need to be complicated. Find out how you can reduce compliance risk, upgrade your tech stack, and improve advisor satisfaction with LPL’s proven transition process.

More Resources for Your Wealth Business

Wealth Management Tech for Institutions

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Outsourcing Risk Management

See how one firm grew its wealth management business and eased the compliance burden on its advisors by transitioning to LPL.

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Disclosures

For Institutional Use Only

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