Capture the Wealth Management Opportunity with Complete Infrastructure Support

Asset Managers accelerate entry into high-net-worth wealth management leveraging proven infrastructure, attracting top advisors, and competing from day one with a complete platform.

STRATEGIC EVOLUTION

Asset Managers Need a Comprehensive Wealth Infrastructure

The wealth management business model is fundamentally different from asset management. Serving High Net Worth (HNW) clients requires integrated technology for holistic planning, proven advisor recruiting capabilities, operational scale, and compliance infrastructure. 

Asset managers can partner with LPL Financial to access this complete ecosystem rather than spending years and massive capital to build it internally.

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The Benefits of Working With LPL

LPL delivers complete wealth management infrastructure so asset managers can focus on investment excellence while competing effectively for HNW relationships.

Technology That Enables Advice, Not Just Transactions

LPL provides an integrated platform with financial planning tools, CRM, proposal generation, trading/rebalancing, and digital client experiences built for comprehensive wealth management.

Compete Immediately with Advice-Led Capabilities

LPL delivers holistic wealth management frameworks — tax strategy, estate planning, multi-generational planning — with advisor training, workflows, and support already in place.

Attract and Retain Top Wealth Talent

LPL's recruiting engine, sophisticated platform, operational support, and comprehensive planning capabilities give asset managers the competitive edge to attract and retain HNW-focused private wealth advisors.

Accelerate Time-To-Scale

LPL supports millions of investors and institutions across the U.S., providing the depth, stability, and operational strength asset managers need when expanding into regulated, advice-driven businesses.

LPL's Scale and Track Record in Wealth Management Transformation

$2.3T

total advisory and brokerage assets serviced and custodied*

#1

in market share among 3rd-party providers of brokerage services to banks and credit unions**

#1

Independent Broker Dealer in the US*

8M

investors supported by LPL advisors and institutions throughout the United States*

Let’s Build Your Next Phase of Growth

As your complete wealth management partner, we’re here to help your financial institution achieve customer satisfaction and growth in a competitive market.

Together, we provide:

  • Integrated wealth management technology
  • Advice-led frameworks and advisor training
  • Recruiting and retention capabilities
  • Operational and supervisory infrastructure
  • Compliance and risk management systems
  • A clear, scalable path to growth

Let LPL Financial help you pave the right path for your institution’s success.

*Data as of March 2026

**2021-2022 Kehrer Bielan Research & Consulting Annual TPM Report. Based on market share of AUM, revenue, and advisors.

Disclosures

For Institutional Use Only

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