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LPL Retirement Partners

Whether you manage retirement plans under an advisory or broker of record model, position yourself to confidently meet the changing regulatory landscape and plan sponsor preferences. LPL’s Retirement Partners can help you with all aspects of retirement plan sales and servicing, and with plan sponsor consultation and participant education.

Find the Right Fit

LPL’s Retirement Partners team has the scale to continually adapt and customize the options we provide to fully support your retirement plan business.

Tap into our integrated technology platform, the expertise of retirement industry professionals, and the tools and investment management resources you need to build and grow a thriving practice. Supported by the strength and commitment of LPL, you’re empowered to provide objective guidance on investment options and increase your marketing reach.

And while you’re serving the needs of your clients, we’ll have your back on regulatory issues: LPL’s scale means you’ll benefit from the policy advocacy of our Government Relations team and the LPL Financial Political Action Committee (LPL PAC).

Advisory Solutions

Retirement Plan Consulting Program (RPCP) is a fee-based consulting platform that allows qualified advisors to provide advice to plan sponsors using the LPL Financial corporate RIA.

Small Market Solution (SMS) is designed specifically to help advisors service this fast-growing market segment, minimize fiduciary risk, scale your services, and run your office more efficiently.

Brokerage solutions

Third-Party Institutional 3(38) leverages an institutional 3(38) investment manager that’s integrated with an LPL-approved recordkeeping provider. Under this construct, you are an educator and the third-party manager is the fiduciary.

Plan Reporting Services (PRS) helps you meet your fiduciary obligations for back-office tasks, providing a standardized investment policy statement and centralized investment due diligence.

Additional Retirement Plan Resources

  • Essential tools for fiduciary best practices
  • Experienced investment oversight and reporting through LPL Plan Support Services
  • Tools to help plan participants better manage their finances and prepare for retirement