Retirement Plan Advising

Adding retirement plan advice is a valuable option to grow and diversify your practice. LPL Financial offers guidance and support as you develop the expertise to offer defined contribution plan services.

Retirement Plan Consulting Program

The Retirement Plan Consulting Program (RPCP) allows qualified advisors to provide consultation and advice to plan sponsors using the LPL Corporate RIA.This fully comprehensive solution provides advisors with best practices for offering defined contribution plans and helping plan sponsors through complicated regulatory issues.

Suite of Services

With RPCP, you’ll have access to an array of services including:

  • Investment Policy Statement (IPS) assistance
  • Ongoing investment monitoring
  • Assistance with investment option changes
  • Performance reports
  • Ongoing investment recommendations
  • Education services to plan investment committee
  • Participant education and enrollment (advice programs)
  • 404(c) assistance
  • Qualified Default Investment Alternative (QDIA) assistance
  • Plan search support/vendor analysis