Experience Wealth Management Differently

When your financial institution partners with LPL Financial, you benefit from seamless, integrated experiences and the ability to configure every aspect of your business.

Positioning Your Institution for Success

Wealth Program Growth on Your Terms

At LPL Financial, your financial institution is empowered to accelerate growth, improve efficiency, and mitigate risk. And you can count on our experienced teams to help your wealth program improve engagement among advisors and investors.

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Enhance Your Institution’s Wealth Program


Configurable Approach

Your institution’s wealth program is unique, and we listen closely to your leaders and advisors to tailor our approach with the right combination of experts, technology, and processes.

Comprehensive Solutions

We have a range of solutions to help your institution transform your non-core activities (e.g., investing, tax, risk, compliance, finance) so you can confidently focus on your core business.

Commitment to Service

Making it easier for you to do business is at the heart of our business. This enduring commitment to service means you’re able to deliver for your advisors – and your clients and members.

Simplify, with One Streamlined Platform

When it comes to your wealth management business, does it make sense to patchwork together a multitude of technology solutions? At LPL, we streamline your operations through a single, seamless platform, tailored just for your financial institution. Our integrated platform includes:

  • Advisory business
  • Brokerage business
  • Annuities
  • Advisor workstation
  • Financial planning tools
  • Customer relationship management
  • Investor portal
  • Performance reporting
  • Clearing and custody

Keep the Future of Wealth Management in Sight with LPL

You’re committed to your advisors’ and investors’ success. We’re committed to the success of your financial institution. Here’s how our commitment shines through every day.

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Scale

 

With our expanded resources, services, and products from an industry leader in wealth management, your institution gains scalability to keep up with client demands.

Investments

 

We invest capital, time, and resources in the capabilities your business needs to drive success.

Growth

 

Increased revenue, improved profitability, and advisor recruitment can enhance your wealth management business’s contribution to the holistic success of the institution.

Health

 

Simplify vendor management, reduce the need for non-producing employees, increase cost-efficiency, and create a better workplace for your advisors to bolster the health of your organization.

Technology

 

LPL invests millions of dollars in our technology platform every year, and the primary beneficiaries of better technology are your advisors and investors.

Four Benefits of Partnering with LPL

Own Your Brand, Run Your Business Your Way

Our dynamic platform offers flexibility tailored to your advisors’ and your institution’s needs. We adapt to your institution, not the other way around.

 

Backed by Our Leadership, Size & Strength

Your institution will always receive the strength and guidance you need at LPL — we’re a top RIA custodian* in the U.S. and Fortune 500 company managing $1 trillion in assets**.

 

Attract Top Talent with Dedicated Recruiting Resources

We connect you with industry-leading advisors to fuel your firm's growth. Our experienced recruiting team understands your institution's goals and pairs you with advisors who share your values.

Count on Our Five-Star Service & Support

When assistance is required, we offer a mix of technology and human support for fast, effective resolution. And our experts are available to help you develop valuable strategies and solutions.

What Our Clients Are Saying

Julie Bates, Program Manager and Financial Planner at Delta Community Credit Union's wealth management business, spearheaded the decision to leverage LPL’s broker-dealer services after spending 20 years with the company’s former broker-dealer. Hear more about the transition process and how LPL helped this institution “connect with the next generation of investors”.

LPL Financial Institution Insights

To stay competitive as a financial institution requires a strong commitment to continuous learning and improvement, as well as a keen eye on the latest trends. 

Joanna Kanakis, SVP, Institution Business Development and Head of Product Manufacturing, LPL Financial

Institution Insights

Product Manufacturers, Wealth Management: A Meeting of Minds

July 17, 2024 | LPL Financial

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Institution Insights

LPL Financial Discusses Financial Institution Services Evolution

April 25, 2022 | LPL Financial

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Institution Insights

4 Evolving Expectations for Credit Unions: Community Engagement

May 24, 2024 | LPL Financial

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Disclosures

The views and opinions expressed by LPL Financial Advisor(s) may not be representative of the views of other Financial Advisors and are not indicative of future performance or success. Neither LPL Financial nor the LPL Financial Advisor can be held responsible for any direct or incidental loss incurred by applying any of the information offered.

*LPL is ranked the #4 custodian based on Cerulli Associates’ 2022 U.S. RIA Marketplace Report

** Brokerage and advisory client assets, serviced or custodied

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