Liquidity & Capital

Gain capital and achieve the next goal for your business.

What is Liquidity & Capital?

As your practice evolves, Liquidity & Capital offers you an opportunity to de-risk and prepare your practice for a transition to the next-generation, whether you’re looking to secure your legacy or refocus on serving your clients, all while accessing a more robust support infrastructure.

We designed this solution with the independent advisor in mind. Be confident that you’ll receive a market-competitive transaction structure and ongoing economics to reward your continued servicing of client relationships, while still maintaining your own distinct brand, identity, and service model.

Maximize the Next Phase of Your Business

If you’re planning to sell your financial advisory practice, we’ll help you carry out your vision to transition to the next generation and simplify your daily business operations.

By selling to LPL, you can expect:

  • A deal structure that meets your objectives
  • 100% cash consideration with no clawbacks
  • Ongoing payout to align incentives
  • Comprehensive growth strategy and planning
  • Ownership transition support 
  • Unique economic model to incentivize successors
  • Strategic succession planning and exit support

The Next Evolution of Your Business

Preserve Your Legacy

Sell your book of business to LPL, and we’ll help you execute your existing succession plan agreement or craft and implement a new one. LPL acts as the bridge connecting you with your legacy through strategic exit strategy support.

 

Refocus on Your Clients

Sell your full or partial book of business to LPL to refocus on the “why” behind your business instead of the “how” behind running it. You simplify your business operations with the help of a fully-loaded support structure and de-risk your business through a competitive monetization event.  

Our Services 

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Continuity

Maintain your brand, investment philosophy, and client service model, while offloading non-client-facing responsibilities.

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Monetization

Advisors are rewarded for the business they have built and for the future growth of their practice following the sale.

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Operations

Optimize day-to-day business operations with a fully-loaded robust support structure that includes human capital, technology, real estate, marketing, compliance, and more.

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Legacy

Comprehensive succession planning and transition support when you are ready, including a unique economic transition model to incentivize successors to continue the legacy you have built. 


Disclosures

The views and opinions by the Financial Advisor(s) may not be representative of the views of other Financial Advisors and are not indicative of future performance or success. Neither LPL Financial nor the LPL Financial Advisor can be held responsible for any direct or incidental loss incurred by applying any of the information offered.

For Financial Professional Use Only.