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Transition Portal

Financial professionals (and licensed staff members) transitioning to LPL — use the transition portal to track your transition progress. You’ll also find valuable resources to help you every step of the way.

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Financial Professional Log In

LPL financial professionals — take advantage of LPL’s business process platform, ClientWorks, to manage your business more efficiently. Open accounts. Use trading tools. Access the Resource Center, and more.

CLIENTWORKS

Relationship Summary (CRS)

To send the Relationship Summary (CRS) to any prospect or existing client via email or regular mail, or to report hand delivery to a prospect or existing client.

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Investor Log In

Clients of LPL financial professionals — access your account 24/7 from any device, anytime, and anywhere, and get real-time clarity into your portfolios, positions, transactions, statements, and more with Account View.

ACCOUNT VIEW

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SEC Disclosures

Material Aspects of Relationships with Routing Venues

SEC Rule 606 Report - LPL Financial 3rd Qtr, 2020	Download PDF	Download XML
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2020	Download PDF	Download XML
SEC Rule 606 Report - LPL Financial 1st Qtr, 2020	Download PDF	Download XML
SEC Rule 606 Report - LPL Financial 4th Qtr, 2019
SEC Rule 606 Report - LPL Financial 3rd Qtr, 2019
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2019
SEC Rule 606 Report - LPL Financial 1st Qtr, 2019
SEC Rule 606 Report - LPL Financial 4th Qtr, 2018
SEC Rule 606 Report - LPL Financial 3rd Qtr, 2018
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2018
SEC Rule 606 Report - LPL Financial 1st Qtr, 2018
SEC Rule 606 Report - LPL Financial 4th Qtr, 2017