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Advisors Moving to LPL
If you (and your licensed staff members) are moving to LPL, use the link below to access your Transition Portal. You can track your transition progress, and will find valuable resources to help you every step of the way.
Current LPL Advisors
Follow “GO” to access ClientWorks, LPL’s business process platform. Open accounts, use trading tools, and take advantage of the LPL Advisor Resource Center—all designed to help you manage your business more efficiently.
Clients of LPL Advisors
To sign in to your personal account, follow the link below to LPL’s Account View. Get real-time clarity into your portfolios, transactions, and more. Available 24/7, it can also be accessed from any device, anywhere.
SEC Disclosures
Material Aspects of Relationships with Routing
- SEC Rule 606 Report - LPL Financial 4th Qtr, 2019
- SEC Rule 606 Report - LPL Financial 3rd Qtr, 2019
- SEC Rule 606 Report - LPL Financial 2nd Qtr, 2019
- SEC Rule 606 Report - LPL Financial 1st Qtr, 2019
- SEC Rule 606 Report - LPL Financial 4th Qtr, 2018
- SEC Rule 606 Report - LPL Financial 3rd Qtr, 2018
- SEC Rule 606 Report - LPL Financial 2nd Qtr, 2018
- SEC Rule 606 Report - LPL Financial 1st Qtr, 2018
- SEC Rule 606 Report - LPL Financial 4th Qtr, 2017
- SEC Rule 606 Report - LPL Financial 3rd Qtr, 2017
- SEC Rule 606 Report - LPL Financial 2nd Qtr, 2017
- SEC Rule 606 Report - LPL Financial 1st Qtr, 2017
- SEC Rule 606 Report - LPL Financial 4th Qtr, 2016