SEC Disclosures

Material Aspects of Relationships with Routing Venues


SEC Rule 606 Report - LPL Financial 4th Qtr, 2022 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 3rd Qtr, 2022 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2022 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 1st Qtr, 2022 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 4th Qtr, 2021 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 3rd Qtr, 2021 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2021 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 1st Qtr, 2021 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 4th Qtr, 2020 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 3rd Qtr, 2020 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2020 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 1st Qtr, 2020 Download PDF Download XML
SEC Rule 606 Report - LPL Financial 4th Qtr, 2019    
SEC Rule 606 Report - LPL Financial 3rd Qtr, 2019    
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2019
    
SEC Rule 606 Report - LPL Financial 1st Qtr, 2019    
SEC Rule 606 Report - LPL Financial 4th Qtr, 2018    
SEC Rule 606 Report - LPL Financial 3rd Qtr, 2018    
SEC Rule 606 Report - LPL Financial 2nd Qtr, 2018    
SEC Rule 606 Report - LPL Financial 1st Qtr, 2018    
SEC Rule 606 Report - LPL Financial 4th Qtr, 2017