Re-Envision how you do wealth management.

See wealth management differently.

Are you an advisor?

We’ve got solutions for you, too. Learn more about the benefits of working with LPL.

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What does it mean to re-envision the way that you do wealth management?

Create a new vision for the wealth management sector of your enterprise. With the unique ability to consolidate your middle and back office functions into one streamlined platform, LPL Financial is the only strategic partner you need to re-envision how you do wealth management.

 

See technology
differently.

When your wealth management tech platform doesn’t integrate well with the rest of the organization, it can cause headaches and holdups for advisors and clients alike. Our solution customizes technology to integrate more seamlessly with your platform.

See risk management
differently.

Leveraging smaller or less stable firms typically doesn’t change your risk profile—but your enterprise can rely on LPL’s compliance and legal experts to help you navigate through standards and requirements with the aim of reducing your risk profile.

 

See operating margins
differently.

Your wealth management business should contribute to the overall success of the organization. Through our enhanced operational efficiencies and personalized plans for the goals of your enterprise, we stay laser-focused on maximizing profits from your wealth management business.

See wealth management
differently.

Remain competitive in the wealth management space by optimizing your day-to-day operations. You can focus on delivering advice to clients and leave the middle and back office functions to us. We don’t compete for your clients—we push for your success.


 

 

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Scale: With expanded resources, services, and products from an industry leader in wealth management, your enterprise gains scalability to keep up with client demands.

Investments: We invest capital, time, and resources in the capabilities your business needs to drive success. Your time and capital are invested where it truly matters.

Growth: Increased revenue, improved profitability, and advisor recruitment can enhance your wealth management business’s contribution to the holistic success of the enterprise.

Health: As in, health of your organization. Simplify vendor management, reduce the need for non-producing employees, increase cost-efficiency, and create a better workplace for your advisors.

Technology: In 2022, LPL invested $200M in our technology platform. We make significant annual investments to optimize technology, and the first ones to benefit are your advisors and clients.

 

 

Simplify, with one streamlined platform

When it comes to your wealth management business, you could patchwork together a multitude of technology solutions. At LPl Financial, we streamline your operations through a single, seamless platform, tailored just for you to address all your business needs.

 

Illustration of a complicated environment and LPL Financial's solution for a streamlined business.

Hear from our clients

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The enterprise transition

Julie Bates, Program Manager and Financial Planner at Delta Community Credit Union’s wealth management business, spearheaded the decision to leverage LPL’s broker-dealer services after spending 20 years with the company’s former broker-dealer. Hear more about the transition process and how LPL helped this enterprise “connect with the next generation of investors.”

Enterprise resources

David Casey of Delta Community Retirement Investment Services discusses the strength of his organization’s partnership with LPL. He found that LPL’s focus on investment research and technology capabilities enable more personalized connection with clients. Watch the video to hear more about the resources available to enterprises who choose LPL.

Advisor experience

Tod Shoffler, Program Manager at Crest Savings Bank, describes why he chose LPL’s enterprise solution when his organization established a wealth management business. LPL’s enterprise solution—especially its technology—creates more workplace efficiency, which means that Tod gets to spend more time with his family. Hear more about his experience as an advisor.

Re-envision Your Enterprise

The views and opinions by the Financial Advisor(s) may not be representative of the views of other Financial Advisors and are not indicative of future performance or success. Neither LPL Financial nor the LPL Financial Advisor can be held responsible for any direct or incidental loss incurred by applying any of the information offered.