LPL Press Releases

April 18, 2024 | LPL Financial

“By partnering with LPL, we are able to run our business our way – but with the back-end support, integrated technology and streamlined solutions.” - Robert Gorman

April 17, 2024 | LPL Financial

“I really appreciate …the positive attitude of LPL’s senior leaders and their mission to take care of advisors so we can take care of our clients.” - Phil Eggers

April 15, 2024 | LPL Financial

“I wanted to partner with a firm that didn’t push company-branded products. LPL gives me the freedom to explore different products and solutions.” - Philip Nation

April 11, 2024 | LPL Financial

“By joining LPL, we have access to LPL’s integrated platform with single sign-on and self-clearing capabilities.” - James Enriquez

April 10, 2024 | LPL Financial

“From LPL’s integrated technology and business solutions …everything they offer will help us provide the kind of elevated experience we want for our clients.” - Greg Mullaney

April 09, 2024 | LPL Financial

“The report details the Company’s progress toward its environmental, social and governance (ESG) goals in key focus.”

April 04, 2024 | LPL Financial

“It’s the American Dream to own your own business, and LPL is helping us make that dream true. By going independent, we can be more than just financial advisors.” - Tomohiko Minami

April 02, 2024 | LPL Financial

“From a cultural perspective, LPL was absolutely the best fit. It offers true independence …along with the flexibility to build my business the way I want.” - Matthew Edwards

March 28, 2024 | LPL Financial

“LPL …gives us independence and autonomy so that our service model and investment decisions can be made by the team, outside of corporate mandates or restrictions.” - Erick Simonds

March 25, 2024 | LPL Financial

“LPL Financial empowers us to best serve our clients with flexibility to tailor our services to meet each client's unique financial goals and aspirations.” – Will Grafton

March 21, 2024 | LPL Financial

With LPL’s self-clearing capabilities and integrated technology, everything can be accessed seamlessly from one portal. That centralized workflow makes it much easier to do.” - Nolan Venable

March 21, 2024 | LPL Financial

LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2024.

March 20, 2024 | LPL Financial

“We appreciate LPL’s commitment to putting advisors and the client relationship front and center. We now have autonomy and flexibility to build a practice to serve all our clients’ evolving needs.” - Mark McAnally

March 18, 2024 | LPL Financial

“Christa’s extensive leadership and experience in the marketing, fintech and operations space, as well as her entrepreneurial mindset and understanding of marketing …demonstrate that she’s the right leader.” - Rich Steinmeier

March 14, 2024 | LPL Financial

“By partnering with LPL, we can focus on the now – by providing a next-level experience for our respective clients and growing our individual practices.” - Michael Matheson

March 12, 2024 | LPL Financial

“With LPL, I have a partner with scale; one that is committed to investing in innovative solutions that will benefit both my practice and clients.” - Brian M. Pflaum

March 06, 2024 | LPL Financial

“With LPL’s robust platform combined with localized support from Mariner, it seemed to be a win-win for our business and clients.” - Brice Lowe

March 04, 2024 | LPL Financial

“LPL is an industry leader …that will make our jobs easier and help us serve clients more effectively.” - David Miller

February 29, 2024 | LPL Financial

“With LPL’s innovative capabilities and strategic resources, we are excited to deliver for our clients in Northern Indiana.” - Seth Marshall

February 28, 2024 | LPL Financial

“I am excited to be a part of our work to foster a culture that sincerely values representation, inclusion and acceptance of all people.” - Joel Spencer

February 27, 2024 | LPL Financial

“By making this move we have access to more investment selections, robust financial planning software and a group of specialists who will help us create differentiated experiences for clients.”– James P. Debuque

February 23, 2024 | LPL Financial

“LPL’s integrated advisor platform and ongoing investment in technology will enable our advisors and portfolio managers to do even more for our clients.” – Tom Zidar

February 22, 2024 | LPL Financial

LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2024.

February 21, 2024 | LPL Financial

“We have a true competitive advantage moving to LPL, a publicly traded Fortune 500 Company that offers integrated best-in-class technology.” – Cubby Bice

February 20, 2024 | LPL Financial

Building on the successful launch of Tax Planning, LPL’s Business Solutions team continues to evolve customized ways for advisors to offer innovative planning solutions for affluent families.

February 15, 2024 | LPL Financial

“What really stood out is LPL’s commitment to taking care of advisors so we can focus on our clients. We were not going to move unless we saw that our clients would be better served.” - Anthony Burgess

February 13, 2024 | LPL Financial

“Atria has built a great community of advisors and institutions, led by their client-centered culture. We look forward to welcoming their advisors and institutions to the LPL family.” – Dan Arnold

February 07, 2024 | LPL Financial

“From my first meeting where I was shown LPL’s integrated technology and streamlined business solutions, I was incredibly impressed, and I’ve continued to be impressed.” – Blair Waller

February 06, 2024 | LPL Financial

“Partnering with LPL will allow us the freedom and independence to run our practice on our own terms, with no influence from proprietary products.” - Jason Hohenstein

February 01, 2024 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2023, reporting net income of $218 million, or $2.85 per share. This compares with $319 million, or $3.95 per share, in the fourth quarter of 2022 and $224 million, or $2.91 per share, in the prior quarter.

January 31, 2024 | LPL Financial

“With Linsco, we can focus on taking care of our clients and their families with less restrictions, while growing our business our way.” - Niki Davis

January 29, 2024 | LPL Financial

“LPL is dedicated to staying up to date in the industry and reinvesting in innovation. LPL has a wealth of technological solutions.” - David Segarra

January 25, 2024 | LPL Financial

“I started thinking about the legacy that I want to leave behind. I decided to go independent so I have choice and control in how I build my practice.” - Andrew Kutanovski

January 22, 2024 | LPL Financial

“We believe it’s of upmost importance to have true independence that allows us to operate on our own terms. We found that at LPL.” - Wayne Maier

January 16, 2024 | LPL Financial

“This course introduces students to the world of business …through the writings of one of the greatest investors and managers of all time, Warren Buffett.” - Rob Pettman

January 11, 2024 | LPL Financial

“LPL is a Fortune 500 company and the largest independent wealth management firm in the industry**, with state-of-the-art technology.” - Marvin Goldman

January 09, 2024 | LPL Financial

“I was immediately impressed by LPL’s devotion to high-quality innovative technology …that sets them apart from others in the industry.” – Peter Manning

January 03, 2024 | LPL Financial

“LPL is entirely focused on the advisor and creating differentiated experiences for clients.” - Zachary Fiandt

December 20, 2023 | LPL Financial

“I …was impressed by all of the options LPL provides — more advanced tech, a wider variety of products and customized account types.” - Stephen Freeman

December 19, 2023 | LPL Financial

“From LPL’s streamlined technology to its back-end support, this partnership will provide …resources to work more efficiently and effectively.” - Uri “Chip” Doolittle V

December 18, 2023 | LPL Financial

“With LPL, we …have access to a much wider range of products, tools and resources to help us differentiate ourselves from others in the market.” - Matthew Best

December 18, 2023 | LPL Financial

SAN DIEGO – December 18, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2023.

December 14, 2023 | LPL Financial

“Earning the WELL Health-Safety Rating demonstrates our commitment to the well-being of everyone who walks through our doors.” - Cat Cotman

December 13, 2023 | LPL Financial

“I’m thrilled to join LPL and lead the evolution of our Service programs. Taking care of clients is the top priority for any winning business.” - Amy Philbrook

December 12, 2023 | LPL Financial

“Broadly, we expect the sharpened swings in post-pandemic economic and market activity to moderate.” - Marc Zabicki

December 11, 2023 | LPL Financial

“What really impressed us about LPL is that they are …constantly looking for ways to help advisors serve their clients better.” - Michael Gandet, Jr.

December 07, 2023 | LPL Financial

“Through due diligence process, it became clear that my clients would be better served …by Gladstone, backed by the support of LPL.” - Frank Cangelosi

December 06, 2023 | LPL Financial

“We’re honored to be recognized for this initiative among so many impressive and impactful industry peer contributions.” - Matt Morningstar

December 05, 2023 | LPL Financial

“I am thrilled to join LPL. It’s a values-driven company with tremendous growth potential.” - Sara Dadyar

December 04, 2023 | LPL Financial

“LPL really puts the advisor in the driver’s seat to make decisions that are best for themselves and clients.” - Demetrios Paraskevopoulos

November 30, 2023 | LPL Financial

“Everything LPL offers is designed to improve efficiencies and create a best-in-class client experience.” - Jerry Madden, Jr.

November 29, 2023 | LPL Financial

“LPL is clearly investing in and transforming the way it manages risk with a view towards doing what’s right for its advisors.” - Jim McHale

November 27, 2023 | LPL Financial

“LPL gives us more freedom and flexibility in how we operate so we can focus entirely on our clients without corporate influence.” - Steven “Coert” Van Voorhees

November 20, 2023 | LPL Financial

“LPL has industry-leading technology with economies of scale where we can get more for less, all connected in one robust platform.” - Matt Warter

November 16, 2023 | LPL Financial

“With LPL, we have best-in-class technology, …multiple investment platforms and enhanced resources to be more efficient in our work.” - Michael Doherty Jr

November 16, 2023 | LPL Financial

SAN DIEGO – November 16, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2023.

November 15, 2023 | LPL Financial

“The Private Wealth offering was designed for high-net-worth-focused advisors to easily access resources and serve their clients’ complex needs.” - Anna Howard

November 14, 2023 | LPL Financial

“Everything LPL offers, from their open architecture to their …integrated technology solutions, shows they are on the side of the advisor.” - Kane Vines

November 13, 2023 | LPL Financial

“We looked around the financial landscape and really appreciated …LPL, especially with its Linsco W2 employee advisor model.” - Anthony S. Zambri

November 09, 2023 | LPL Financial

“I am confident that making this move to LPL was the right decision for my clients and for my business.” - Blake Mier

November 08, 2023 | LPL Financial

“With LPL being …its own custodian, we believe it will be much easier to service our clients and lower costs,” - Brad Sicoff

November 07, 2023 | LPL Financial

“On behalf of LPL, I applaud Anasuya for her tremendous efforts to improve the lives of people in her community.” – Brett Goodman

November 06, 2023 | LPL Financial

“Everything LPL offers shows they are committed to helping us provide an exceptional client experience.” - James Loftin

November 06, 2023 | LPL Financial

“Attending Achieve provides a unique opportunity for award winners to network and engage with a dynamic mix of industry leaders.” - Angela Xavier

November 02, 2023 | LPL Financial

“With LPL, we have more ownership of our business, along with full control in how we operate.” - Donald Grassi

November 01, 2023 | LPL Financial

“We’ve been so impressed with LPL’s industry-leading technology platform, which will allow us to enhance the client experience.” - Justin Pestel

October 31, 2023 | LPL Financial

“We chose LPL Financial, …largest independent wealth management firm in America, to deliver an improved experience to our clients.” - Tyler B. Powell

October 31, 2023 | LPL Financial

“LPL is focused on supporting advisors and helping them be successful. We appreciate all of the innovative resources that we now have.” - Carmen Pontelandolfo

October 30, 2023 | LPL Financial

“By using LPL’s streamlined and integrated technology …we will be able to provide a best-in-class experience for our clients.” – Michael J. Pumo

October 26, 2023 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2023, reporting net income of $224 million, or $2.91 per share. This compares with $232 million, or $2.86 per share, in the third quarter of 2022 and $286 million, or $3.65 per share, in the prior quarter.

October 25, 2023 | LPL Financial

“By streamlining the services into the CFO Essentials …, we can offer greater accessibility to a wider range of businesses that affiliate with LPL.” - Joe Lanser

October 24, 2023 | LPL Financial

“With Tax Planning Services, advisors can now confidently deliver customized tax analysis and planning services to clients.” - Kraleigh Woodford

October 23, 2023 | LPL Financial

“LPL offers innovative technology and more options to help me service my clients better.” - Daria Schumacher

October 19, 2023 | LPL Financial

“Making the move back to LPL gives us access to their streamlined and integrated …that will allow us to spend more time with our clients.” - Amy LeGate

October 17, 2023 | LPL Financial

“LPL equips us with innovative technology …and a wealth of other resources to help us provide a greater level of personalized service.” - Brian Russo

October 16, 2023 | LPL Financial

“The tools that LPL provides to advisors will help us to …boost practice efficiency, provide scalability and improve the overall client experience.” - Robert Doran

October 12, 2023 | LPL Financial

“LPL and OUCU Investment Services are both committed to thinking big, reinvesting in our futures and consistently exceeding expectations.” – Cory Corrigan

October 11, 2023 | LPL Financial

“We extend our congratulations to the visionary leadership, dedicated advisors, and steadfast support teams of these leading RIA firms.” - Matt Enyedi

October 11, 2023 | LPL Financial

“Linsco is unique because it takes care of all of the overhead work so I can focus on what I’ve always done, …taking care of my clients.” - Jared West

October 10, 2023 | LPL Financial

“By moving to LPL, we have the freedom to design and build our firm on our own terms, where clients’ best interests are always first.” - Josh Smeltzer

October 05, 2023 | LPL Financial

“By moving to LPL, we have access to an exclusive set of sophisticated services in the high-net-worth space.” - Dave Meagher

October 03, 2023 | LPL Financial

"Through our extensive due diligence process, it became obvious that LPL has the resources to better position our firm for the future." – Joe Bryant

October 02, 2023 | LPL Financial

"With Linsco, we can do more for our clients, and it will help springboard our practice faster with the full support of LPL behind us." – Brian Brenneman

September 27, 2023 | LPL Financial

“Every interaction we’ve had with LPL shows that they are in the business of helping advisors focus on their clients.” – Mindy S. Helfrich

September 25, 2023 | LPL Financial

"With this move to LPL, we have access to a large suite of investment products and open architecture platforms that provide choice and flexibility.” - Angelo Burns

September 22, 2023 | LPL Financial

“Greg and his team continue to enhance the digital experience at LPL in order to help our advisors and institution partners.” – Dan Arnold

September 21, 2023 | LPL Financial

SAN DIEGO – September 21, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2023.

September 20, 2023 | LPL Financial

“LPL Liquidity & Succession was designed with advisors in mind and is the first program of its kind in the market today.” - Jeremy Holly

September 19, 2023 | LPL Financial

“Linsco just made the most sense because it allows us to run our own shop while having the power of LPL behind us.” – Aaron Cizon

September 18, 2023 | LPL Financial

“We can grow and build the firm as we’d like, with the expanded resources and experience from the LPL Strategic Wealth Services team.” - Chris Francis

September 11, 2023 | LPL Financial

“LPL was just the best fit culturally, in terms of tools and resources, and it gives us the freedom to focus on each client’s best interest.” – Wes Climer

September 06, 2023 | LPL Financial

“LPL provides access to a wide range of integrated digital tools that will enable us to work smarter …giving us more time to focus on clients.” - Ryan S. Kidd

September 05, 2023 | LPL Financial

“LPL’s offerings allow us to put our clients’ best interests at the forefront of everything we do and will help us provide them with a truly tailored experience.” - Gregory Berg

August 31, 2023 | LPL Financial

“With LPL being an all-encompassing firm and its own custodian, we believe it will be much easier to service our clients and lower costs.” - Kevin Loyd

August 30, 2023 | LPL Financial

“We started BW Wealth Management to provide our clients with a superior client experience, and by partnering with LPL we are able to do just that.” - Steve Boeckmann

August 29, 2023 | LPL Financial

“I’m honored to accept this award on behalf of the incredible team of talented technologists at LPL.” – Greg Gates

August 28, 2023 | LPL Financial

“LPL exists entirely to serve the advisor, in whatever capacity we might need. They are quietly in the background.” - Megan M. Stirrat

August 24, 2023 | LPL Financial

“With this agreement, we are further investing in our Prudential Advisors business, while streamlining and reducing back-office resource demands.” - Brad Hearn, president of Retail Advice and Solutions at Prudential.

August 23, 2023 | LPL Financial

"LPL is committed to providing Commerce Financial Advisors with the technology, digital capabilities and planning resources needed to strengthen client relationships and differentiate their offering in the marketplace." - Ken Hullings

August 22, 2023 | LPL Financial

“As a Linsco advisor, I have a more liberated way of doing business and I can provide my clients with unbiased advice in their best interests.” - Matthew Holbrook

August 21, 2023 | LPL Financial

“LPL heavily invests in technology enhancements …with open architecture, making it seamless to operate several programs.” - Aaron Gordon

August 17, 2023 | LPL Financial

“We believe this is valuable data that any advisor can leverage to help take their business to the next level.” - Joe Lanser

August 17, 2023 | LPL Financial

SAN DIEGO – August 17, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2023.

August 16, 2023 | LPL Financial

“LPL offers more flexibility in how I build my practice, along with integrated capabilities that will help take the business to the next level.” - Andrew Hayek

August 15, 2023 | LPL Financial

“The culture of LPL, specifically the culture within the Strategic Wealth program, is aligned with what we’re trying to create.” - Roger Relucio

August 14, 2023 | LPL Financial

“Everything LPL offers confirms its commitment to taking care of advisors so we can focus on what’s most important – our clients.” - Colleen Schuler

August 09, 2023 | LPL Financial

“With Linsco, I have an entire team working with me so that I can spend more time taking care of clients.” - Brendan Wood

August 08, 2023 | LPL Financial

“With Strategic Wealth Services we don’t need to worry about things like payroll, technology or marketing. Our entire focus is the client.” - John Klein

August 05, 2023 | LPL Financial

“We are bullish on the future of financial advice and our strategy to help advisors and institutions turn a blue ocean opportunity into reality.” - Dan Arnold

August 05, 2023 | LPL Financial

“Utilizing direct indexing capabilities can help to attract and retain investors looking for sophisticated and personalized investment advice.” - Rob Pettman

August 02, 2023 | LPL Financial

“I always had a great relationship with LPL, and now it feels like I’m returning home.” - Richard Donahue

July 31, 2023 | LPL Financial

“We believe LPL is at the top of its mountain in the independent space, offering best-in-class services and more efficient processes.” - Matt Tabler

July 27, 2023 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2023, reporting net income of $286 million, or $3.65 per share. This compares with $161 million, or $1.97 per share, in the second quarter of 2022 and $339 million, or $4.24 per share, in the prior quarter.

July 26, 2023 | LPL Financial

“Since LPL doesn’t offer proprietary investment products, we can truly do what we think is best for our clients.” - Joseph Blackner

July 26, 2023 | LPL Financial

“I’m honored to join LPL’s Management Committee as we continue to pursue LPL’s mission to take care of advisors so they can take care of their clients.” – Althea Brown

July 25, 2023 | LPL Financial

“Through this agreement, Crown advisors will maintain the independence and freedom to innovate...while enjoying access to LPL’s industry-leading technology and integrated advisor platform.” - Jonathan French

July 20, 2023 | LPL Financial

“We believe LPL is the future of this industry. We want to be relevant now …and to do that we needed to build a business that’s uniquely our own.” - Jake McLean

July 19, 2023 | LPL Financial

“LPL’s best-in-class tools and technology will allow us to elevate our client experience.” – Gary Lucas

July 18, 2023 | LPL Financial

“LPL is proud to partner with organizations like the NGLCC and forward efforts to build a more inclusive financial service industry.” - Beth Csengody

July 17, 2023 | LPL Financial

“From access to streamlined and integrated technology solutions to strategic support, everything LPL offers is with the advisors in mind.” – Laura Evans

July 13, 2023 | LPL Financial

“LPL offers us greater independence …, and down the road will provide a succession planning process that will allow us to grow our team.” - Scott Mason

July 12, 2023 | LPL Financial

“LPL’s emphasis on independence made the move all that more appealing.” - David W. Rodgers

July 11, 2023 | LPL Financial

Midyear Outlook 2023 features LPL Research’s economic and market forecasts for the second half of 2023.

July 11, 2023 | LPL Financial

“Intrua’s services are backed by LPL’s innovative technology and integrated capabilities. It’s truly the best of both worlds.” – Bart DeLuca

July 10, 2023 | LPL Financial

“I now have access to LPL’s innovative capabilities and back office support so that I can elevate the services I provide.” – Jason Johnson

July 06, 2023 | LPL Financial

“With LPL’s vast resources …, we believe we’ll be on the right path to better serve our clients and grow the business.” - Daniel Sopher

July 05, 2023 | LPL Financial

“At this incredible time of growth and opportunity, I couldn’t think of a more exciting time to return to LPL.” – Jeremy Holly

July 03, 2023 | LPL Financial

“I am confident that working with LPL will help me do my job more efficiently while providing an elevated client experience.” – Buddy Favor

June 28, 2023 | LPL Financial

“We now have a family-type office with local resources, backed by LPL’s innovative…. It’s a win-win for our business and our clients.” - Adam Johnston

June 26, 2023 | LPL Financial

“We will be able to grow our individual client base and leverage each other as resources, build out our own joint brand, scale up and tap into LPL’s vast experience and technology.” - Robert Entwistle Jr.

June 22, 2023 | LPL Financial

“LPL offers our team the opportunity to chart our own course. They offer best-in-class tools and technology, as well as differentiated service experiences.” - Greg McElheny

June 21, 2023 | LPL Financial

SAN DIEGO – June 21, 2023 – LPL Financial LLC (“LPL Financial”), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2023.

June 20, 2023 | LPL Financial

“Through LPL and Linsco, I have the flexibility to build the business I want, putting clients’ best interest at the forefront of everything I do.” - Christopher J. Coffin

June 15, 2023 | LPL Financial

“Moving to LPL was the right choice … From the service to the technology, everything is streamlined and simple to use.” - Adam Legate

June 14, 2023 | LPL Financial

“LPL provides access to …integrated technology solutions and financial planning software that will enhance the services I deliver to my clients.” – Brian Olson

June 13, 2023 | LPL Financial

“Kristian’s strong background in global financial markets along with Jina’s expertise in building and managing alternative investment strategies help broaden our capabilities.” - Marc Zabicki

June 12, 2023 | LPL Financial

“LPL gives us access to an elevated trading platform, as well as some of the best financial planning software and investments options available.” - Rodney Van Buren

June 08, 2023 | LPL Financial

“With LPL, we now have access to more cutting-edge tools and robust resources …that will allow us to serve clients at a higher level.” - Todd Rosel

June 06, 2023 | LPL Financial

"We were drawn to LPL Financial’s enhanced, integrated technology and strategic support. The fact they are self-clearing is an added bonus.” - Digger Bujnoch

June 05, 2023 | LPL Financial

“I’m excited about LPL, a strong Fortune 500 company with an award-winning platform and incredible digital tools that will significantly enhance how we operate.” - Amy S. Lawrence

June 01, 2023 | LPL Financial

“LPL Financial places a high priority on delivering an exceptional client experience, and technology is a key enabler of this goal.” - Nitesh Ambastha

May 31, 2023 | LPL Financial

"It’s a different LPL than we left in 2015, and I’m excited about the company’s technology evolution.” - Neil Pettes

May 30, 2023 | LPL Financial

“LPL’s open platform and adaptive technology allow us to individualize our approach to each client.” - Larry Lytle

May 25, 2023 | LPL Financial

“LPL embodies its mission to do what’s best for advisors and enterprises, and building the best teams with the right talent is key to both the success of our firm.” - Vivek Pappu

May 24, 2023 | LPL Financial

“LPL is a Fortune 500 company. It … offers the flexibility to operate my business in the way I feel is in the best interest of my clients.” - Jonathan Kesselman

May 22, 2023 | LPL Financial

“It became evident that LPL offered the support and structure to help us provide a higher level of value to our clients.” - Scott O’Mara

May 18, 2023 | LPL Financial

“When you have a wide range of professionals … with different thoughts, experiences, and outlooks, you can drive the best kind of innovation.” - Michelle Oroschakoff

May 18, 2023 | LPL Financial

“Our partnership with Bleakley Financial Group and LPL will bolster our wealth management, financial planning and investment operations.” - David Johnston

May 17, 2023 | LPL Financial

SAN DIEGO – May 17, 2023 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2023.

May 16, 2023 | LPL Financial

“After reviewing LPL’s extensive suite of resources and capabilities, this new partnership felt like a natural fit.’ - Jeff Hedberg

May 15, 2023 | LPL Financial

“LPL is a leading wealth management firm and Fortune 500 company — we believe it's a place where we can stay and grow our business.” - Tim Mol

May 10, 2023 | LPL Financial

“LPL is solely focused on the advisor and making it easy to do business in a streamlined way with a robust advisory platform.” - Michelle Brennan Hall

May 08, 2023 | LPL Financial

“We’re excited by what LPL has to offer and the dedicated support we’ll receive from the Linsco team.” - Jeffrey Katz

May 04, 2023 | LPL Financial

“LPL’s vast network of advisors should open up many doors for someone we can pull into our group to make sure clients will be well-taken care of.” - Kathleen Gfrorer

May 03, 2023 | LPL Financial

“LPL’s integrated platform gives us the greatest amount of flexibility to build out our firm in a manner that we feel best suits our clients.” - Nate Carlon

May 02, 2023 | LPL Financial

What’s driving fair market value? AGS tested valuations between RIAs and independent practices leveraging a Corporate RIA. Learn more.

April 27, 2023 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2023, reporting net income of $339 million, or $4.24 per share. This compares with $134 million, or $1.64 per share, in the first quarter of 2022 and $319 million, or $3.95 per share, in the prior quarter.

April 24, 2023 | LPL Financial

“We are excited about the innovative resources and integrated systems available at LPL.” - Dustin Mac Brown

April 20, 2023 | LPL Financial

“After considering all available options, we concluded that the needs of our clients and firm would be best served by partnering with LPL Financial.” - James Sheehan

April 18, 2023 | LPL Financial

“LPL has a very good understanding of the advisor as a client and will help make us only stronger in this endeavor.” - Anthony J. Mazzali

April 13, 2023 | LPL Financial

“We are inspired by One2One’s mission to take care of its clients by providing elevated experiences and innovative resources.” – Scott Posner

April 11, 2023 | LPL Financial

We are committed to…the financial institutions we serve to differentiate their offering and grow their profitability – Ken Hullings

April 05, 2023 | LPL Financial

"LPL has established itself as a market leader and has all the resources we need to provide customers with differentiated experiences." – Wes Alston

April 04, 2023 | LPL Financial

"We are accountable to our stakeholders to operate an ethical and responsible business in a transparent and sustainable way”

April 03, 2023 | LPL Financial

"LPL’s open architecture enables us to cast as wide a net as possible to curate the right asset and product mix for each client" – Mike Clements

March 29, 2023 | LPL Financial

“To be a better financial advisor, I needed to have access to some of the most robust financial planning software …I have found that at LPL.” - Kemp Cunningham

March 27, 2023 | LPL Financial

“LPL Financial is a high quality, Fortune 500 firm that I know we can count on …and will help me provide more consistent experiences for my clients.” - Shane Cloninger

March 23, 2023 | LPL Financial

LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2023.

March 22, 2023 | LPL Financial

At LPL, my client’s digital experiences will be greatly enhanced, especially with the mobile app.” – Joaquin Lopez

March 21, 2023 | LPL Financial

“We’re thrilled to be recognized by BISA for technology innovation on behalf of the financial advisors at the institutions we serve.” - Rob Pettman

March 20, 2023 | LPL Financial

“After seeing the expansive and connected tools at LPL, we felt it’s a better match to serve our clients evolving needs.” - Ron Clark

March 15, 2023 | LPL Financial

“Through our partnership with LPL …, we have access to added resources to grow our business in a client-centric way.” - Jesse Ettlin

March 13, 2023 | LPL Financial

"Our due diligence process brought us to LPL where we have …innovative offerings, and the ability to brand ourselves and operate on our own terms." - Nick Lalonde

March 09, 2023 | LPL Financial

“By joining LPL, the tools and capabilities will be much more efficient and impactful, creating better user experiences for my clients and my team.” - Scott Glasson

March 09, 2023 | LPL Financial

“We are committed to enriching communities by supporting the economic developments that best serve them.” – Tim Carter, LPL Foundation President

March 06, 2023 | LPL Financial

“The opportunity to create our own firm at LPL with a culture that prioritizes clients’ needs and interests …felt like the right way forward.” - Jordan Raniszeski

March 06, 2023 | LPL Financial

“The opportunity to create our own firm at LPL with a culture that prioritizes clients’ needs and interests …felt like the right way forward.” - Jordan Raniszeski

March 02, 2023 | LPL Financial

“LPL opens up a world of financial solutions and innovative technology that will help put my clients in the best position possible.” - Timothy Lanier

March 02, 2023 | LPL Financial

“The LCLD’s efforts align well with LPL’s focus on fostering a culture based on diverse ideas, backgrounds.” - Rochelle Mayfield

February 28, 2023 | LPL Financial

“By moving to LPL and Stratos, I have the flexibility to serve my clients with innovative capabilities and give them the experiences they deserve.” - Eric Gallinger

February 27, 2023 | LPL Financial

"We believe LPL provides an enormous catalog of services, as well as a long history of financial stability.” - Thom Maher

February 23, 2023 | LPL Financial

“I'm thrilled to join LPL and a team that has the exclusive focus of serving our growing advisor community." - Julian Lopez

February 22, 2023 | LPL Financial

“I look forward to providing an even wider range of offerings, supporting our LPL clients no matter where they are in their journey.” - Aneri Jambusaria

February 16, 2023 | LPL Financial

“LPL’s strategy is completely focused on …helping the advisors and institutions in this space thrive. Our evolved operating model is built around our clients and the ways they interact with LPL.” - Dan Arnold

February 13, 2023 | LPL Financial

In making the move to LPL “it was important …to align ourselves with a company that focuses on fiduciary status in how they operate while maintaining our independence.” - Eddie Fernandez

February 13, 2023 | LPL Financial

SAN DIEGO – February 14, 2023 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2023.

February 09, 2023 | LPL Financial

“Advisors can reclaim their time without the guesswork, negotiation, delays and advice gaps typically associated with a partial book sale.” - Kraleigh Woodford

February 02, 2023 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2022, reporting net income of $319 million, or $3.95 per share. This compares with $108 million, or $1.32 per share, in the fourth quarter of 2021 and $232 million, or $2.86 per share, in the prior quarter.

February 01, 2023 | LPL Financial

“LPL’s commitment to continuously invest in its platform and operational resources will allow us to further differentiate the experience we offer to our clients.” - Harold Scattergood Jr.

February 01, 2023 | LPL Financial

“We intend to fully leverage LPL’s support to continue to delight our existing clients with unmatched service.” - Bruce Miller

January 30, 2023 | LPL Financial

“LPL has several advanced planning programs to choose from …and innovative solutions to deliver better experiences for my clients.” - Jonathan Blakelock

January 24, 2023 | LPL Financial

“LPL is continuing to develop a world-class, client-centered platform that equips advisors and institutions.” - LPL Managing Director and Chief Product Officer Kabir Sethi

January 23, 2023 | LPL Financial

“With LPL I feel like I’ve found a true partner to help me create a practice on my own terms.” - Chris Corcoran

January 12, 2023 | LPL Financial

“It came down to the technology and service, …everything that LPL provides combined with the small town Midwest-feel of JFC’s customer service.” - Eric Fenton

January 11, 2023 | LPL Financial

“I am inspired by …LPL’s mission to take care of advisors …they can help millions of Americans build better, more secure futures.” - Albert Ko

January 09, 2023 | LPL Financial

“LPL has the size and scale to enable us access to world-class resources along with integrated resources and alternatives for our clients” – David Dobrusin

January 03, 2023 | LPL Financial

“I really appreciate LPL’s independent platform where we have more investment choices and increased flexibility in how we serve clients. – Matt B. Irwin

December 21, 2022 | LPL Financial

“LPL has achieved this recognition for the past three years, which further validates that we are headed in the right direction.” – Dan Arnold

December 20, 2022 | LPL Financial

“LPL has invested heavily into its technology platform, creating efficient processes and enhanced solutions.” – Chris Lubbers

December 15, 2022 | LPL Financial

SAN DIEGO – December 15, 2022 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2022.

December 14, 2022 | LPL Financial

“I’m truly looking forward to collaborating with my Research colleagues and leadership across the entirety of LPL’s organization.” - Garrett Fish

December 13, 2022 | LPL Financial

“We felt more comfortable with the strength of LPL …We know we’ll be able to bring other advisors into our firm to ensure business continuity.” - David Rimkus

December 08, 2022 | LPL Financial

“This legislation …is very timely, given the impact that the pandemic has had on many Americans’ retirement savings.” – Dan Arnold

December 07, 2022 | LPL Financial

“LPL will enable us to provide elevated experiences for our clients, from statements to account view.” – Michael Menninger

December 06, 2022 | LPL Financial

“We believe 2023 will be about setting ourselves up for what comes next as the economy and markets find their way back to steadier ground—even if the adjustment period continues.” - Barry Gilbert

December 05, 2022 | LPL Financial

“We recognized LPL would provide us with more independence and flexibility to grow our practice as we see fit.” - Robert Griesemer

November 30, 2022 | LPL Financial

“LPL’s Research team brings deep mastery in their respective areas of expertise and I am glad to be a part of the group.” - Adam Turnquist

November 22, 2022 | LPL Financial

“LPL’s integrated wealth management platform and focus on user experience will provide tremendous value to our advisors.” – John Handy

November 17, 2022 | LPL Financial

LPL “checked all the boxes” in their search for a partner to help them take the practice to the next level. - Laurence “LV” Plummer Jr.

November 16, 2022 | LPL Financial

SAN DIEGO – November 16, 2022 – LPL Financial LLC ("LPL Financial"), a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2022.

November 14, 2022 | LPL Financial

“With Linsco, I don’t have to do it all on my own. The whole platform is designed to support my office so I can take care of clients.” - Tim Truebenbach

November 08, 2022 | LPL Financial

“We felt it was the right decision to capitalize on LPL’s integrated platform and committed investments to support our integrated retail advice business.” – Jerry Toney

November 07, 2022 | LPL Financial

“LPL shares our entrepreneurial spirit and understands what it’s like to be in business for yourself.” - Joel Chitiea

November 03, 2022 | LPL Financial

“We’re excited about this new relationship with LPL. The combination of JFC and LPL will vastly improve our ability to serve our clients.” – Bill Clements

November 03, 2022 | LPL Financial

“We believe the innovative capabilities and more responsive support from LPL and JFC will be a step forward for our practice.” - Emily Jameson

November 02, 2022 | LPL Financial

“We look forward to leveraging LPL’s financial strength and resources to enhance our support of existing client relationships and to attract new ones.” – Bruce Miller

November 02, 2022 | LPL Financial

“Many of the enhancements to LPL’s Model Wealth Portfolios are based on direct feedback from advisors.” – Robert Pettman

October 27, 2022 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2022, reporting net income of $232 million, or $2.86 per share. This compares with $103 million, or $1.26 per share, in the third quarter of 2021 and $161 million, or $1.97 per share, in the prior quarter.

October 18, 2022 | LPL Financial

“LPL’s tech spend is a true differentiator. It’s evident that LPL is a fintech firm that supports its advisors.” – Chris Albright

October 12, 2022 | LPL Financial

“With Linsco, I can build my own brand and retain ownership of clients within a business model that will allow me to manage my clients.” – Chip Marcus

October 11, 2022 | LPL Financial

“With LPL’s size and scale, we have an unbelievable array of services and products to help us serve our clients.” – Joseph Montgomery

October 06, 2022 | LPL Financial

“The Strategic Wealth program lets me focus on building the client experience without having to focus on day-to-day operations.” - Alexander Guiliano

October 03, 2022 | LPL Financial

“LPL is independent, which gives us continued flexibility to create portfolios that focus on our clients’ unique financial needs.” - John Bodnar

September 29, 2022 | LPL Financial

“Our new service is designed to save advisors time with accurate reporting conducted by a bookkeeper who is well versed in LPL and wealth management best practices.” – Aneri Jambusaria

September 28, 2022 | LPL Financial

“LPL allows me to focus more on my clients’ needs and create differentiated experiences for them.” - Marianela Silva

September 27, 2022 | LPL Financial

“Together we work to optimize their ability to respond to ever fluctuating adjustments taking place in the market.” - Marc Zabicki

September 26, 2022 | LPL Financial

“LPL is focused on supporting advisors. We appreciate all of the vast resources that we now have available to help us serve clients better.” - Benjamin Link

September 26, 2022 | LPL Financial

“I am thrilled to join the LPL Institution Services team and look forward to building meaningful relationships with our institutions and supporting their advisors.” – Pete Dorsey

September 22, 2022 | LPL Financial

“ELP is a clear example of our people-first strategy to identify, develop, and retain the best talent in the industry.” - Sallie Larsen

September 22, 2022 | LPL Financial

SAN DIEGO – September 22, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2022.

September 20, 2022 | LPL Financial

“LPL is very progressive and offers a transparent, independent platform that is more suited for where our practice is today and in the future.” - Judy Rubino

September 19, 2022 | LPL Financial

LPL Financial was recognized for its Diversity, Equity and Inclusion efforts and its innovative ClientWorks Meeting Manager solution.

September 13, 2022 | LPL Financial

“We look forward to working together with Linsco by LPL because the people, technology and services are superb.” – Maureen Kelly

September 12, 2022 | LPL Financial

“LPL offers the administrative support and turnkey services we need to … strengthening relationships with our clients and meeting their unique financial needs.” - Justin Hurd

September 08, 2022 | LPL Financial

“LPL offers the administrative support and turnkey services we need to … strengthening relationships with our clients and meeting their unique financial needs.” - Justin Hurd

August 29, 2022 | LPL Financial

“We decided that moving to LPL was a win/win as we were able to streamline processes in a way that makes it really easy to do business.” - Rick Mass

August 26, 2022 | LPL Financial

“Since moving to LPL’s platform last summer, our M&T family has seen the benefits of an integrated technology stack, … and an improved operating environment for our advisors.” – Matt McAfee

August 24, 2022 | LPL Financial

“It was important for me to find strategic partners whose values and mission … aligned with my goals. Intrua and LPL offer exactly what I was looking for.” - My Ton

August 18, 2022 | LPL Financial

SAN DIEGO – August 18, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2022.

August 11, 2022 | LPL Financial

“Our strategy is powering an enterprise-wide technology transformation by redesigning the foundation that powers our advisor and investor platforms.” – Greg Gates

August 10, 2022 | LPL Financial

“In a time where personalized financial advice is in higher demand than ever, LPL has done an excellent job of developing its technological capabilities.” - Katelyn Shackleton

August 02, 2022 | LPL Financial

SAN DIEGO — August 2, 2022 — LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2022, reporting net income of $161 million, or $1.97 per share. This compares with $119 million, or $1.46 per share, in the second quarter of 2021 and $134 million, or $1.64 per share, in the prior quarter.

July 28, 2022 | LPL Financial

“LPL stood out as a top choice. LPL’s bespoke services … will empower me to run my business efficiently while transforming the client experience.” – Eddie Chan

July 21, 2022 | LPL Financial

“LPL delivers an impressive investment platform which I believe allows me to deliver the best investment thinking for my clients.” – Alex Ramos

July 21, 2022 | LPL Financial

“LPL delivers an impressive investment platform which I believe allows me to deliver the best investment thinking for my clients.” – Alex Ramos

July 15, 2022 | LPL Financial

“I’m excited to join LPL at this crucial time and lead the firm’s efforts to build a new Banking and Lending platform.” – Bill Sappington

July 13, 2022 | LPL Financial

“I spent almost a year investigating my options, going through the pros and cons and LPL always came out on top.” - Ivan Hendricks

July 12, 2022 | LPL Financial

“The turbulence is real, but our research leads us to believe that there are effective ways to navigate these times successfully.” - Marc Zabicki

July 08, 2022 | LPL Financial

“LPL is the right partner for us to carry … our business forward. LPL took the time to understand our business, … and our goals.” - Harold Scattergood Jr.

June 23, 2022 | LPL Financial

“We love being part of a team of advisors at River’s Edge. We also appreciate LPL’s technology, compliance, marketing and account resources.”

June 22, 2022 | LPL Financial

“LPL’s Hybrid RIA … allows us to communicate substantively with our clients, which is even more important given the shifting dynamic of capital markets.” - Ivan Illán

June 15, 2022 | LPL Financial

New program creates a full-service option for LPL advisors to use vetted providers to better serve the needs of affluent clients

June 14, 2022 | LPL Financial

SAN DIEGO – June 14, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2022.

June 09, 2022 | LPL Financial

“By aligning with LPL, we’re able to embrace a single, integrated workstation that will allow us to provide an enhanced client experience.”

May 24, 2022 | LPL Financial

“With access to LPL’s economies of scale and innovative technology platform … we can accelerate growth for the advisors and credit union investment programs.”

May 19, 2022 | LPL Financial

SAN DIEGO – May 19, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2022.

May 19, 2022 | LPL Financial

“We’re excited to have access to a wide range of offerings that will allow us to provide our clients with differentiated experiences.”

May 10, 2022 | LPL Financial

“By joining LPL, I have the opportunity to choose the products and services that best serve my clients, and … to service their accounts.”

May 09, 2022 | LPL Financial

“She’s helped our organization build a mission-driven, values-based culture that inspires and empowers employees at every level.” - Dan Arnold

May 04, 2022 | LPL Financial

“This decision did not come lightly; I put in a lot of due diligence over the last few years … and I always came back to LPL.”

April 29, 2022 | LPL Financial

“As the demand for advice grows, and LPL’s platform continues to lead the industry, it is an exciting time to join the company in support of continued growth, both organically and through strategic M&A.”- Brett Goodman.

April 28, 2022 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2022, reporting net income of $134 million, or $1.64 per share. This compares with $130 million, or $1.59 per share, in the first quarter of 2021 and $108 million, or $1.32 per share, in the prior quarter.

April 27, 2022 | LPL Financial

M&T Bank plans to onboard People’s United Bank’s retail advisory and brokerage business to LPL’s platform in the second half of 2022.

April 26, 2022 | LPL Financial

“The industry is evolving dramatically and quickly, and it was important for me to be part of a leading wealth management firm with a wide variety of innovative resources.” – Michael Gavett

April 25, 2022 | LPL Financial

“With Kabir and Matt, we have two strong leaders to further position our firm and our advisors as the leading choice to serve the growing demand for advice through an advisor relationship.” – Dan Arnold

April 21, 2022 | LPL Financial

“We believe that Linsco’s individualized support and comprehensive resources will also allow us to focus on the unique needs of our clients – which, at the end of the day, is what we value most.” – Joanna Page

April 20, 2022 | LPL Financial

“With LPL, we really believe we operate with our clients’ best interests in mind.” – Chad Keeler

April 19, 2022 | LPL Financial

Financial advisors and institutions can now access LPL planning professionals to expand their capacity to offer financial planning.

April 14, 2022 | LPL Financial

“LPL’s innovative technology and robust resources, accompanied by PWA’s additional layer of support, stood out in particular.” – Terry Hannon

April 13, 2022 | LPL Financial

“By harnessing the value of the independent model, these advisors are providing differentiated experiences for their clients.” – Angela Xavier

April 11, 2022 | LPL Financial

“As we began looking for a partner to support our business needs, we were drawn to LPL Financial’s enhanced technology, strategic consultative support and dedicated service experience.” – Robert Viau

April 06, 2022 | LPL Financial

“We strategically made this move to gain more independence and ownership of our practice and, in turn, be more strongly positioned to offer additional services to our clients.” – Gary Edmonds

April 05, 2022 | LPL Financial

“By applying an ESG lens to all of our business priorities, we are able to demonstrate our commitment to operating responsibility to drive a sustainable business.” – Heather Randolph Carter

April 04, 2022 | LPL Financial

"We were especially drawn to the Linsco model, which allows us to do everything we could do at a large regional firm, but comes with individualized support and resources.” – Lisa Tesar

March 31, 2022 | LPL Financial

“We continue to forge ahead in our journey to deliver the premier wealth management platform in the industry.”

March 28, 2022 | LPL Financial

“We found that Strategic Wealth was a nice sweet spot. We have the independence and freedom to operate our practice on our own terms, coupled with SW’s comprehensive model that provides a high level of support and resources as we build our new independent business.” – Daryl Lipkin

March 22, 2022 | LPL Financial

“Our team is excited to take advantage of LPL’s integrated technology, including new types of reporting and enhanced portfolio management services, designed to help us really differentiate our client service.” – Robert Floe

March 22, 2022 | LPL Financial

“The best innovation happens when we listen to our clients and create solutions to overcome the challenges and hurdles…”

March 21, 2022 | LPL Financial

“On behalf of the LPL community, I’d like to congratulate each one of these advisors and their firms on this prestigious recognition.”

March 17, 2022 | LPL Financial

SAN DIEGO – March 17, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2022.

March 14, 2022 | LPL Financial

“Between LPL’s innovative digital technology and robust business resources, and The Network’s concierge-level support, we’re confident our clients will benefit from an enhanced experience.” – Kristi Turchan

March 09, 2022 | LPL Financial

“With LPL’s innovative technology, robust digital platforms and investment opportunities, we are confident that this is the right move at the right time.” – Drew Turner

March 07, 2022 | LPL Financial

“After careful research, we selected LPL Financial because of its deep commitment to supporting our firm, and in turn, our clients. It was important for us to be with a partner that prioritized our clients’ needs and interests above everything else.” – Richard DeYoung

March 03, 2022 | LPL Financial

SAN DIEGO – March 3, 2022 – LPL Financial LLC today announced that Chief Financial Officer Matt Audette will present at the Wolfe FinTech Forum on March 10.

March 02, 2022 | LPL Financial

“By aligning with LPL and INC Advisors, we can make use of a wide variety of resources, ones that can help us build our practice and ultimately enhance the way we serve our clients.” – Ed Walker

February 24, 2022 | LPL Financial

“LPL is committed to creating positive, impactful change … Diversity and inclusion are at the core of this mission.”

February 22, 2022 | LPL Financial

“With Linsco, I have access to LPL’s innovative advisory platform, but I’m not flying solo. I rely on the Linsco support team for things like compliance and administration so I can focus solely on my clients and evolving my practice.” – Mark Ross

February 17, 2022 | LPL Financial

“In a changing environment, we wanted to bring more to the table. We are excited to be in a place we can be proud of, and look forward to providing our clients with a more personalized touch.” – Shane Kunz

February 17, 2022 | LPL Financial

SAN DIEGO – February 17, 2022 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2022.

February 15, 2022 | LPL Financial

“With LPL’s seamless technologies and operations, we were certain in our belief that this move would help us to better provide for and serve our clients in the long run.” – Karl Willard

February 14, 2022 | LPL Financial

“Diversity is critical to enhancing the culture of any company, and this is particularly true at LPL where Diversity, Equity and Inclusion (DEI) is so intrinsic to our success.” – Sallie Larsen

February 09, 2022 | LPL Financial

“Women are an essential part of the evolving advisor marketplace, and we are committed to ensuring they have the resources, capabilities and insights.”

February 08, 2022 | LPL Financial

“With more freedom, independent solutions and an open architecture platform, we’re able to offer more comprehensive and personalized experiences to our clients to better help them maintain a lifestyle both now and in the future.” – Shannon Lewandoski

February 03, 2022 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2021, reporting net income of $108 million, or $1.32 per share. This compares with $112 million, or $1.38 per share, in the fourth quarter of 2020 and $103 million, or $1.26 per share, in the prior quarter.

February 02, 2022 | LPL Financial

“LPL offers the flexibility to run my business the way I want to and serve our clients’ comprehensive financial needs.” – Jeremy Friedman

January 31, 2022 | LPL Financial

“We believe our partnership with LCG, along with LPL’s size, scale and commitment to innovation, will provide our clients access to enhanced technology, simplified statements and enhanced service experiences.” – Joe Accardi

January 25, 2022 | LPL Financial

“We appreciate that we own the business and have control over each decision, but we have a great Strategic Wealth Services team supporting us, enabling us to focus on our clients and spend time doing what we love.” – Clifford Lewis

January 24, 2022 | LPL Financial

“We are excited to build a practice where we can provide our clients with high-touch service to help relieve some of their financial worries.” – Andy Walker

January 18, 2022 | LPL Financial

“The combination of Gladstone and LPL provides us with access to knowledgeable and experienced team members and robust resources designed to help us differentiate our business and expand our offerings and service.” – John Tarantino

January 13, 2022 | LPL Financial

“We’re a small team of two, so we needed the added layer of support from LPL Strategic Wealth Services. This gives us very robust support, but the freedom to build the practice on our own terms.” - JoAnn Kreitman

January 10, 2022 | LPL Financial

“As we began searching for a partner to help us serve our clients’ growing needs, LPL Financial and Gladstone stood out.”

January 06, 2022 | LPL Financial

“LPL as an industry-leading partner to financial advisors and I am eager to implement innovative tools and resources that LPL has to offer.” – Corey Phillips

January 05, 2022 | LPL Financial

“We appreciate the advisor-centric culture under the leadership of Dan Arnold, and it is clear to us that LPL deeply cares about its advisors’ success.” – Dan Cairo

December 20, 2021 | LPL Financial

“We looked at technology capabilities, breadth of investment options, research and resources before concluding that LPL’s integrated platform is simply unrivaled.” – Robert Sterling Madden

December 16, 2021 | LPL Financial

SAN DIEGO – December 16, 2021 – LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2021.

December 15, 2021 | LPL Financial

“I’m only as successful as my staff, so it was important to find a partner who can help us save time and gain more efficiencies from integrated technology. LPL checked that box with ClientWorks and other innovative capabilities, all connected by a single sign-on functionality.” – Kris Lamont

December 13, 2021 | LPL Financial

“LPL stood out as a clear industry leader, and gives us the independence to run our business on our own terms, with more freedom to manage portfolios as we see fit for our clients.” – Bob Trent

December 13, 2021 | LPL Financial

“I wanted the independence that comes with owning my practice, where I can truly focus on doing what’s most appropriate for my valued client relationships.” – Gene Foley

December 13, 2021 | LPL Financial

“I feel empowered to make business decisions in my clients’ best interest while having access to LPL’s resources at scale.” – Michael Markovich

December 09, 2021 | LPL Financial

“This move provides our team with access to more diverse products and allows us to make decisions in our clients’ best interests. We appreciate that we have more flexibility in how we build and grow the practice, including being able to provide more fee-based financial planning services.”

December 07, 2021 | LPL Financial

The report includes insights and analysis of the economy and markets, and is available to all LPL Financial advisors, RIAs and institutions, and publicly in an interactive digital version and as a downloadable PDF.

December 06, 2021 | LPL Financial

“LPL Strategic Wealth Services is a turnkey model that not only helps with the initial startup, but also provides us with dedicated team members to strategically support my business, leaving me with more time to focus on my clients, children and community outreach.” – Brian Nydegger

December 02, 2021 | LPL Financial

“We were looking for additional resources and innovative technology with single sign-on, and we found that with LPL.” – David Harper

December 01, 2021 | LPL Financial

“Our goal is to equip our RIAs, institutional programs and independent advisors with the industry’s most diverse and compelling suite of wealth management solutions, giving them the ability to differentiate their practices and deliver exceptional service to their clients.” – Rob Pettman

November 23, 2021 | LPL Financial

“We are excited to move to a fully independent platform with LPL’s robust digital technology, combined with The Network’s local support and additional resources.” – Bill Roland

November 18, 2021 | LPL Financial

SAN DIEGO – November 18, 2021 –LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2021.

November 18, 2021 | LPL Financial

“By aligning with LPL, we now have access to innovative technology and a broad range of resources to enhance how we serve the diverse population of people who come through our doors.” – Holly Miller

November 15, 2021 | LPL Financial

“LPL stood out as an industry leader, giving us the independence we craved along with open architecture to build personalized plans in a cost-effective way.” Andrew Robson

November 10, 2021 | LPL Financial

“Our Inclusion Council members are advocates within the industry who work on behalf of thousands of other financial professionals to share experiences, help build a sense of community and address opportunities to drive change and growth.” – Kraleigh Woodford

November 09, 2021 | LPL Financial

“We continue to evolve our sustainable framework and implement high-impact initiatives to enhance our social and environmental performance, and foster an inclusive financial system for all.” – Dan Arnold, LPL president and CEO

November 09, 2021 | LPL Financial

“I’ve spent years researching and analyzing the advisory industry. I believe that the independent model is the best case scenario for my clients. It’s always been my end game.” – Scott Howell

November 03, 2021 | LPL Financial

“With LPL, we have the stability of a publicly-traded company along with innovative, integrated technology that’s in a simple format, allowing us to spend more time with clients.” – Michael Anthony

November 02, 2021 | LPL Financial

“LPL’s integrated technology, combined with robust planning software, will create more efficiencies in our practice and help us differentiate the client experience.” – Nathan Helms

October 28, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2021, reporting net income of $103 million, or $1.26 per share. This compares with $104 million, or $1.29 per share, in the third quarter of 2020 and $119 million, or $1.46 per share, in the prior quarter.

October 25, 2021 | LPL Financial

“I looked at every model at multiple firms, but LPL stood out for its high standards, innovative technology and mission to take care of its advisors so they can take care of their clients.” – David Winchell

October 20, 2021 | LPL Financial

“As a publicly traded firm, we believe LPL can provide our business and clients with long-term stability in this ever-changing world.” – Dominick Riolo

October 18, 2021 | LPL Financial

“With the robust resources, innovative solutions and a wide-reaching advisor network of a Fortune 500 company, LPL is the right home for my financial practice.” – Peter Shunyia

October 14, 2021 | LPL Financial

This expansion of LPL’s existing SMS program leverages strategic industry leaders to offer a suite of retirement plan administration solutions for small businesses and start-up plans.

October 13, 2021 | LPL Financial

“Our slogan is ‘clarity, confidence and concierge care,’ and I believe LPL gives me the best option to provide all those services to my clients.” – Guy Rodgers

October 13, 2021 | LPL Financial

“On behalf of the LPL family, I extend our warmest congratulations … to these highly successful working mothers.”

October 11, 2021 | LPL Financial

“Every business decision I make is in my clients’ best interests, and the independence I will get with LPL, coupled with the additional resources from the partnership with Gladstone, is just what I need to further act on that principle.” – Douglas Chin

October 07, 2021 | LPL Financial

Qualified advisors must be under 40 and have a minimum of four years’ experience, and they were judged on criteria such as service model, industry experience, revenue trends, client retention and assets under management.

October 06, 2021 | LPL Financial

“My top priority was the ability to enhance the client experience by providing them with innovative new tools they can use to easily access their account information.” – Lindsey D. Rhea

October 04, 2021 | LPL Financial

“I wanted to build a firm based on trends going on in the country and industry. With LPL’s innovative technology and vast resources, I believe I’ll be able to do enhance my service and offerings for my clients.” – Sean Khaligh

September 29, 2021 | LPL Financial

“When we realized LPL’s client-oriented business model aligned with ours, the choice to move was an easy one.” – Dennis Reed

September 28, 2021 | LPL Financial

Private Advisor Group, Wealth Enhancement Advisory Services and Stratos Wealth Partners have been recognized by Barron’s as a Top 100 RIA Firm.

September 27, 2021 | LPL Financial

“We really appreciate all that LPL Strategic Wealth Services brings to the team and we truly believe this is the best way to elevate our service and enrich the client experience.” – Justin Dunwoody

September 23, 2021 | LPL Financial

“We proudly support our independent advisors and are committed to providing them with partnership through industry-leading capabilities and robust business resources designed to help them thrive.” – Angela Xavier

September 22, 2021 | LPL Financial

“With the move to LPL and Gladstone, we have additional resources … so we can go back to what we enjoy doing, which is individual portfolio management and building wealth for our clients.” – Paul Krumenacker

September 21, 2021 | LPL Financial

SAN DIEGO – September 21, 2021 –LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for August 2021.

September 20, 2021 | LPL Financial

“We interviewed several firms and determined that the boutique service model of LPL Strategic Wealth Services would be the ideal partnership to serve our clients.” – Crystal Walker

September 16, 2021 | LPL Financial

“We’ve found that LPL has a really robust online retirement planning portal and other enhanced technology offerings that will help us streamline our business to focus more on clients and make their investment experiences even better,” – Tyler Daly

September 15, 2021 | LPL Financial

The American College of Financial Services and LISC (Local Initiatives Support Corporation) will receive grants from the LPL Financial Foundation.

September 13, 2021 | LPL Financial

“The time is ripe for advisors looking to transition to independence, and we want to start our firm and welcome other likeminded advisors into our network.” - John Stephens, Jr.

September 13, 2021 | LPL Financial

“With Cara’s addition, we gain a talented leader to accelerate our data journey and our capacity to leverage data and analytics as a strategic asset across the firm,” – Rich Steinmeier

September 09, 2021 | LPL Financial

“LPL’s sophisticated capabilities and platforms will enable us to transform client experience and broaden investment options. We are excited for our clients to have a frictionless online experience and receive the highest level of customer service.” - John Vande Bossche

September 08, 2021 | LPL Financial

“LPL is a Fortune 500 company with a great reputation, committed to investing in innovative technology and resources. I wanted my clients to feel comfortable knowing I was partnering with an industry leader and the best in the independent space.” – Fran Ciocari

September 07, 2021 | LPL Financial

“After extensive due diligence, the entire team determined that LPL would be the best partner to help us provide our clients with innovative technology solutions that allows them to aggregate, plan and track all of their financial aspects in one place.” – Cory Summers

September 07, 2021 | LPL Financial

“Matt is a proven litigator and leader with deep knowledge of our industry’s legal and regulatory environment.” - Michelle Oroschakoff

September 02, 2021 | LPL Financial

“In the face of the new normal, Charles, Susan, Laila and Mark continue to rise above in their mission to help clients turn their life aspirations into financial realities.” – Angela Xavier

September 01, 2021 | LPL Financial

“LPL’s strong technology investments were especially appealing, both from an operations standpoint and to be able to offer to clients. The capabilities will allow for a more streamlined and efficient process as we strive to create differentiated experiences for our clients.” – Jerry Martin

August 31, 2021 | LPL Financial

“With this move, I believe I will have more freedom to put my clients’ best interest first, along with the flexibility to build out my practice as I see fit.” – Allison Taylor

August 25, 2021 | LPL Financial

“With the support of the LPL Strategic Wealth Services team, we have more time to interface with clients, analyze their portfolios and really give them a differentiated experience.” - Merrick Nguyen

August 23, 2021 | LPL Financial

“We are grateful for Burt’s steady leadership over the last fourteen years and wish him the best in his future endeavors.” - Dan Arnold

August 19, 2021 | LPL Financial

The employee advisors will open a new office in Richmond, Va.

August 19, 2021 | LPL Financial

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for July 2021.

August 12, 2021 | LPL Financial

“I can’t stress enough the joy derived from enhancing our practice and creating differentiated experiences for our clients. Their happiness and financial wellbeing are what is most important.” - Ken South said.

August 09, 2021 | LPL Financial

“LPL provides the flexibility, scale and resources needed to help us elevate the service experience for our clients.” – Everett Ice

August 05, 2021 | LPL Financial

LPL Financial LLC today announced that Chief Financial Officer Matt Audette will present at the UBS Financial Services Virtual Conference on August 11.

August 04, 2021 | LPL Financial

President & CEO Dan Arnold: “Evolving our personalization will be the hallmark of what we do now and throughout the next decade.”

August 03, 2021 | LPL Financial

“LPL has a distinguished history of taking care of its advisors, and I look forward to accelerating our service strategy to make it easier for them to take care of their clients.” – Corey Staten

August 02, 2021 | LPL Financial

This change makes it possible for advisors to offer advisory services to a larger range of clients, giving those with lower investable assets access to professionally managed asset allocation models.

August 02, 2021 | LPL Financial

“We appreciate LPL’s commitment to investing significant resources into technology in an effort to create simple, seamless integrations for our clients.” – Robert Allen

July 30, 2021 | LPL Financial

In this role, Gates will oversee all aspects of the firm’s technology and systems applications, leading the firm’s efforts to deliver a differentiated technology experience for LPL advisors, RIAs and institutions, and their clients

July 29, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2021, reporting net income of $119 million, or $1.46 per share. This compares with $102 million, or $1.27 per share, in the second quarter of 2020 and $130 million, or $1.59 per share, in the prior quarter.

July 28, 2021 | LPL Financial

Employee team opens new Linsco by LPL Financial office in Raleigh, N.C.

July 22, 2021 | LPL Financial

“By partnering with LPL, we have the flexibility to design our own technology and business model, and we believe this will help us elevate the service we provide to our clients.” – Joe Roddy

July 20, 2021 | LPL Financial

“LPL’s integrated digital platform provides us with more flexibility and open architecture where we can offer a suite of innovative solutions, planning and digital tools to truly help our clients gain a better understanding of their financial situation.” – Steve Bailin

July 13, 2021 | LPL Financial

“With a strong start to a bull market and a relatively calm market environment, it may be an ideal time for investors to get a financial plan in place with a trusted advisor, if they don’t already have one, to help hedge them against any unpredicted market events like the ones we saw in 2020” – Burt White

July 12, 2021 | LPL Financial

“With LPL, we believe we will be able to offer additional resources and investment options to clients at lower costs. Additionally, LPL’s integrated technology is helping our team provide enhanced services to clients.” – Alan Kodama

July 07, 2021 | LPL Financial

“With this move, I am able to serve my clients as I see fit while leveraging the robust resources and innovative capabilities provided by LPL and the boutique service from my partners at Gladstone.” – Joe Myer

July 06, 2021 | LPL Financial

The new statute gives financial service firms and securities regulators in the state of South Carolina new tools to detect and prevent the financial exploitation of vulnerable adults.

July 01, 2021 | LPL Financial

The latest feature added to LPL’s premier platform, MWP, provides advisors with more customization, flexibility and diversification in their portfolio construction process.

June 30, 2021 | LPL Financial

"I am excited about this opportunity to have access to innovative technology and resources provided by LPL, especially the integration of eMoney and sophisticated planning tools designed to help clients visualize their savings, wealth and tax mitigation strategies." - Brandon Chase

June 29, 2021 | LPL Financial

Two longtime LPL Financial advisors were once again named to Barron's annual list of Top 100 Women Advisors. Learn who these advisors are.

June 28, 2021 | LPL Financial

“We believe that LPL provides the most proficient platform with no proprietary products. Its focus is keenly on innovation and operational support to help advisors succeed.” – Steve Carlsen

June 24, 2021 | LPL Financial

The business comprises ~210 financial advisors, who collectively serve ~$22 billion of brokerage and advisory assets.

June 24, 2021 | LPL Financial

“It was my due diligence and responsibility to find the best place for everybody to land, and LPL stood out as a partner that would put the interests of our clients and advisors first.” – Brian Woods

June 23, 2021 | LPL Financial

LPL today announced that the firm’s proprietary investment management solution, Firm Sleeve, has surpassed $3.4 billion in assets, demonstrating the value of a personalized investment management solution.

June 21, 2021 | LPL Financial

“LPL offers the independence and flexibility I’ve been craving.” – Larry Boggs

June 17, 2021 | LPL Financial

“After thorough research and due diligence, we found that LPL’s integrated technology and extensive resources will enable us to provide a differentiated service experience for our clients.” – Chris Dearing

June 17, 2021 | LPL Financial

LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for May 2021.

June 14, 2021 | LPL Financial

“CUNA Mutual Group is a leader in its market, and it’s an honor to have the opportunity to support their business. We look forward to supporting them in growing their capacity to serve a marketplace with an increasing demand for personalized advice.” – Rich Steinmeier

June 14, 2021 | LPL Financial

“Now, as independent advisors, we can offer improved transparency and operate in our clients’ best interests. That freedom is powerful and very refreshing.” – John Klaas

June 10, 2021 | LPL Financial

“Our team recognizes and appreciates the flexibility of LPL and our ability to run an independent practice where clients come first.” – John Patterson

June 10, 2021 | LPL Financial

“Healthier communities achieve improved education outcomes, attract more talented workers, and perform more productively and competitively. We assume great responsibility with our role as a corporate citizen, and are committed to practices and policies that nurture safe, healthy and productive employees and communities.” – Sallie Larsen

June 09, 2021 | LPL Financial

“We’re looking forward to being able to spend more time with our clients and show them the new resources that we’ll have available to better serve them.” – Mike Fuller

June 08, 2021 | LPL Financial

LPL Financial LLC today announced that Chief Financial Officer Matt Audette will present at the virtual Morgan Stanley US Financials, Payments & CRE Conference on June 15.

June 07, 2021 | LPL Financial

“I couldn’t be more excited about joining LPL Financial, and I am energized about the prospect of supporting LPL’s institutional clients with unparalleled service offerings and capabilities.” – Shawn Mihal

June 03, 2021 | LPL Financial

“The performance of our company is a testament to the extraordinary work our financial advisors do for their clients and the dedication of our team to deliver on our mission to take care of our advisors so they can take care of their clients.” - Dan Arnold

June 01, 2021 | LPL Financial

"LPL offers advanced technology and innovative resources that will allow us to spend more time with clients and run more sophisticated scenarios for them.” – Ashley Dusek

May 25, 2021 | LPL Financial

“Through the formation of the Advisor Solutions team, LPL is positioned to be able to deliver a truly differentiated platform that serves the needs of each unique advisor.” – Alisa Maute

May 25, 2021 | LPL Financial

“The industry is evolving quickly and we want to grow with a company that we have confidence in.” – Craig Zaleck

May 20, 2021 | LPL Financial

The new RIA has selected LPL Financial as custodian.

May 20, 2021 | LPL Financial

Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for April 2021.

May 18, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced offering of $400 million of senior unsecured notes due 2031 (the “senior notes”).

May 17, 2021 | LPL Financial

“We appreciate that LPL gives us the freedom and the flexibility to offer more services that enhance the client experience.” – Gena Barbato

May 13, 2021 | LPL Financial

Florida-based advisor joins the new Linsco by LPL Financial employee model.

May 12, 2021 | LPL Financial

Meeting Manager is designed to take the friction out of meeting preparation by centralizing the workflow into a single solution, streamlining the process and creating more time in an advisor’s day.

May 11, 2021 | LPL Financial

“LPL also gives us the freedom and independence to run the practice on our own terms, with no influence from proprietary products.” – Rob DeHollander

May 10, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has priced its offering of $400 million in aggregate principal amount of senior unsecured notes (the “senior notes”).

May 10, 2021 | LPL Financial

“The advisor-centric culture at LPL is very strong, and it’s evident that their focus and goal is to clearly help advisors so they can help their clients.” - Tom Zinckgraf

May 10, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to offer approximately $400 million in aggregate principal amount of senior unsecured notes due 2031 (the “senior notes”).

May 06, 2021 | LPL Financial

“As advisors, we know our clients best. The move to independence allows me to find the right products, services and strategies for my clients without pressure to push proprietary products.” – Mike Cuttita

May 05, 2021 | LPL Financial

“With the vast resources that LPL offers, combined with the team approach and additional support from The Wealth Consulting Group, Pam and I believe we are going to be able to provide the very best possible experience for our clients.” – Joel Drake

May 05, 2021 | LPL Financial

“Congratulations to Merit Financial and Pence Wealth Management on this significant industry recognition and validation.” - Angela Xavier

May 03, 2021 | LPL Financial

“We did our due diligence and considered 14 different firms when making this decision. You can tell LPL is not only striving to be the best, but truly is the best place for advisors to support, grow and manage their businesses.” - Zherenovosky

April 30, 2021 | LPL Financial

“Waddell & Reed advisors are seasoned and well-regarded throughout the industry and are a strong cultural and strategic fit with us.” – Dan Arnold

April 29, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2021, reporting net income of $130 million, or $1.59 per share. This compares with $156 million, or $1.92 per share, in the first quarter of 2020 and $112 million, or $1.38 per share, in the prior quarter.

April 28, 2021 | LPL Financial

"I’m really comforted by the fact that I can manage the practice and focus on my clients, knowing I have a whole team at LPL to help run the business and take care of the daily operations.” – Chad Taylor

April 26, 2021 | LPL Financial

“By joining LPL, I can work the way I have been, but with greater flexibility and innovative technology solutions.” - Durocher

April 22, 2021 | LPL Financial

The 2021 report reflects progress to date in key areas of focus, including diversity, equity and inclusion, COVID-19 response, sustainable investing and environmental stewardship.

April 21, 2021 | LPL Financial

“I’m looking forward to all the great things that lie ahead with this new partnership with LPL. This is a place where I can see myself working for the rest of my career.” – Evan Lereah

April 19, 2021 | LPL Financial

“As a millennial advisor, I’m really excited about how much LPL invests in innovative technology.” – Rick Betancourt

April 14, 2021 | LPL Financial

“We believe LPL has the resources, services and scale to really help us differentiate our business.” – Kip Adams

April 12, 2021 | LPL Financial

“LPL Strategic Wealth Services really allows us to simplify our business and have the strategic support so that we can really focus on our business and strip away some of the noise.” - Josh Brown

April 08, 2021 | LPL Financial

“LPL checks all the boxes, providing access to products and resources that we weren’t exposed to before, as well as innovative technology that allows clients to easily access their accounts and reports.” – Joel Woods

April 06, 2021 | LPL Financial

“We had such a smooth transition and have found that LPL offers the freedom and flexibility to work with clients and in their best interests, with the support of a back office to help with regulatory requirements.” - Brad Welker

April 01, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation LPL Financial LLC, announced today it will report first quarter financial results after the market closes on April 29.

March 31, 2021 | LPL Financial

“We thank each of these advisors for their commitment to excellence and for being wonderful role models to future generations as they demonstrate the value of LPL’s independent platform in helping women reach their full potential in our industry.” – Angela Xavier

March 30, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation LPL Financial LLC, today announced that BMO Harris Financial Advisors (BHFA) - the retail brokerage and advisory business of BMO Harris Bank (NYSE: BMO) - has joined LPL’s Institution Services platform.

March 29, 2021 | LPL Financial

“LPL’s technology is incredibly user-friendly, not just for advisors but for our clients as well. We’re able to seamlessly move from one tool to another within the same integrated platform.” – David Cummings

March 24, 2021 | LPL Financial

“Since we share client relationships across our team, we needed a partner like LPL that makes significant investments in integrated capabilities that allow us to easily access the latest customer information.” – Kory Budinger

March 22, 2021 | LPL Financial

“I really liked that Silverleaf has the backing of LPL, a large organization with extensive research, innovative technology and access to the latest planning tools.” – Tim Vanderloo

March 18, 2021 | LPL Financial

“This past year has been unprecedented and these LPL advisors have continued to elevate their business and demonstrate the value of the independent model in creating meaningful and long-lasting relationships.” – Angela Xavier

March 16, 2021 | LPL Financial

Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for February 2021.

March 15, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced amendment of its revolving credit facility (the “credit agreement amendment”) and offering of senior unsecured notes (the “senior notes”).

March 15, 2021 | LPL Financial

“After extensive research, we decided to join LPL Financial because we believe LPL is an industry leader that is committed to providing innovative technology solutions, exemplary advisor service and state-of-the-art management programs to help advisors provide objective guidance.” - Craig Shensa

March 11, 2021 | LPL Financial

“We welcome The Fox Alliance team to LPL and applaud their mission to make an extraordinary difference in the lives of their clients.” – Scott Posner

March 09, 2021 | LPL Financial

“At LPL, we understand the importance of providing training and development programs for our employees, and look for ways to help them advance their professional careers, while contributing to advancing the industry as a whole.” – Peggy Ho

March 04, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has priced its offering of $900 million in aggregate principal amount of senior unsecured notes (the “senior notes”).

March 03, 2021 | LPL Financial

Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the Wolfe Virtual FinTech Forum 2021 on March 10.

March 03, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to refinance its existing $900 million senior unsecured notes due 2025, and increase the size of its revolving credit facility from $750 million to $1,000 million and extend its maturity date (the “credit agreement amendment”).

March 01, 2021 | LPL Financial

“After careful analysis, we determined that LPL put our members in the best position to work toward their financial goals and manage their financial risks.” - George Rudolph

February 25, 2021 | LPL Financial

“We believe in the importance of supporting and strengthening the communities where we live and work.” - Tim Carter

February 24, 2021 | LPL Financial

“We found LPL was the ideal fit, allowing us to do what we’ve been doing for decades—manage money in our client’s best interest—along with self-clearing capabilities and the ability to handle everything under one roof.” - Jason Welch

February 23, 2021 | LPL Financial

“We applaud the commitment each of these advisors continue to show to their clients.” – Angela Xavier

February 22, 2021 | LPL Financial

“With support from LPL, our team will be able to operate more effectively and quickly respond to our clients’ needs.” – Richard Pakes

February 18, 2021 | LPL Financial

“At LPL, our goal is to reflect the diverse marketplace and be agents of positive change in our industry.” – Lauren Taylor Riley

February 18, 2021 | LPL Financial

Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the 22nd Annual Credit Suisse Virtual Financial Services Forum on Feb. 25.

February 17, 2021 | LPL Financial

“Our new brand look and feel reflects what it means to be a partner to advisors in today’s marketplace and reaffirms that what matters to advisors will always be what matters most to LPL.” – Heather Randolph Carter

February 17, 2021 | LPL Financial

“We’ve seen how the company has transformed into an advisor-centric, advice-driven firm. LPL is an advocate for the advisor and is clearly in the business of helping advisors do the best job for their clients.” – Dan Foran

February 16, 2021 | LPL Financial

LPL Financial has announced that Scott Seese will take a personal leave of absence. An interim chief information officer has been named.

February 16, 2021 | LPL Financial

SAN DIEGO – Feb. 16, 2021 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for January 2021.

February 11, 2021 | LPL Financial

“LPL’s mission to simplify advisor M&A led us to create one of the industry’s only services that provides resources, support and execution facilitated by an in-house team of professionals.” – Jeremy Holly

February 08, 2021 | LPL Financial

“All of our research and due diligence pointed to LPL. We are confident that we have found a partner that will create office efficiencies and enhanced client experiences.” – Darrell Todd

February 04, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its fourth quarter ended December 31, 2020, reporting net income of $112 million, or $1.38 per share. This compares with $127 million, or $1.53 per share, in the fourth quarter of 2019 and $104 million, or $1.29 per share, in the prior quarter.

February 01, 2021 | LPL Financial

“Diversity enriches our culture and, as a result, teams make better decisions and deliver better outcomes for our clients.” – Sallie Larsen

February 01, 2021 | LPL Financial

The Louisiana-based advisor kicks off recruitment to LPL’s new independent employee advisor model.

January 26, 2021 | LPL Financial

“By partnering with LPL, we have the freedom to run our business our way, with clients’ best interests top of mind.” – Brendan Biruk

January 19, 2021 | LPL Financial

“It was time to join a new firm that would help ensure my clients’ best interests are put first. As a publicly traded company, I believe LPL will provide my business and clients with long-term stability.” – Gary Stiles

January 19, 2021 | LPL Financial

“At LPL, he’ll help us create compelling ways to address our advisors’ unique needs and learn from their creative ideas in the spirit of developing innovative solutions that help them win in the marketplace.” – Dan Arnold

January 14, 2021 | LPL Financial

“We’re always looking for ways to improve our client experiences, and we found that LPL creates a user-friendly experience for clients, with their information easily accessible.” - Cassandra Fillingim

January 12, 2021 | LPL Financial

“We’ve found ClientWorks to be smooth and intuitive, and we’ve already seen a large reduction in forms and paperwork.” – Evan McCoy

January 05, 2021 | LPL Financial

“We believe LPL is a long-term partner with the size and scale to support our growth while ensuring the highest level of service for our clients.” - Jason Solodkin

January 04, 2021 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian LPL Financial LLC, announced it will report fourth quarter and full year 2020 financial results after the market closes on Feb. 4.

December 21, 2020 | LPL Financial

“Coming from an established platform, it was important that I receive the support and affiliation of a strong and reputable partner such as LPL. The level of innovative technology has transformed how we open new accounts and how I manage my book of business.” – Bryan Schneider

December 17, 2020 | LPL Financial

“By joining LPL and Gladstone, we can provide comprehensive financial planning services to any client we want to serve, not just those with large accounts.” – Beaux Treguboff

December 15, 2020 | LPL Financial

“The addition of RightCapital further enhances our digital ecosystem, powered by tools that give advisors choice and the capacity to create meaningful experiences for their clients and grow their businesses.” – Burt White

December 15, 2020 | LPL Financial

SAN DIEGO – Dec. 15, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for November 2020.

December 14, 2020 | LPL Financial

“LPL offers freedom to provide more choices for our clients’ individual goals and needs, as well as the independence to serve their best interests.” – Kyle Conger

December 14, 2020 | LPL Financial

“We are pleased to welcome Brent to the LPL family and look forward to the many contributions he will make in this important role.” – Matt Audette

December 09, 2020 | LPL Financial

“For advisors looking to grow through acquisition or those seeking a partner to sell all or part of their business, LPL’s M&A Solutions helps to demystify and simplify what can be a complex and time-consuming process.” – Jeremy Holly

December 09, 2020 | LPL Financial

“LPL’s innovative technology will greatly enhance how we run the practice day to day. And the Gladstone team’s dedicated support and resources are valuable to help me expand my business and build out the client experience.” - Joe Mastroianni

December 08, 2020 | LPL Financial

The report, “Powering Forward,” contains investment insights and market guidance for 2021, a year that will bring a new U.S. president amidst the global COVID-19 pandemic.

December 07, 2020 | LPL Financial

“LPL stood out as an industry leader, with an online portal that is easy for our clients to use and navigate.” – Steven Novotny

December 02, 2020 | LPL Financial

LPL Financial Holdings Inc., a leading U.S. retail investment advisory firm, independent broker-dealer, and registered investment advisor (RIA) custodian, today announced it has entered into an agreement with Macquarie Asset Management to acquire the wealth management business of Waddell & Reed Financial, Inc. upon completion of Macquarie’s acquisition of all of the issued and outstanding common shares of Waddell & Reed. Additionally, LPL and Macquarie have agreed to enter into a long-term partnership, with Macquarie becoming one of LPL’s top tier strategic asset management partners.

November 30, 2020 | LPL Financial

“We have been so impressed with LPL’s service transformation and technology evolution, and it’s clear that this new partnership will help us be more efficient and impactful in how we serve our clients.” – Steve Lerner

November 23, 2020 | LPL Financial

“We believe that LPL is the best growth partner to support our vision of being able to support both traditional advisors and hybrid advisors, as well as RIA-only advisors.” – Stephen Bull

November 19, 2020 | LPL Financial

“With support from LPL, we can push ahead and take our client experience to the next level. We’ll be at the forefront of what’s going on in the industry and offer the services that clients desire and expect.” - Adam Goldstein

November 16, 2020 | LPL Financial

“We are entrepreneurs at heart and have decided to build a business that is our own, where we can be fiduciaries and keep our clients’ best interests at the forefront of everything we do.” – John Gallagher

November 12, 2020 | LPL Financial

“LPL lets me operate my practice as I see fit, which opens the door for me to better serve my clients. I have the autotomy to access products and information that were not previously available.” – Jerry Giordano

November 10, 2020 | LPL Financial

“With LPL, we can brand our entire organization and stay ahead of the curve in the industry, with a goal of providing the most progressive advice and services to help our clients work toward their financial goals.” – Ron Pac

November 10, 2020 | LPL Financial

SAN DIEGO – Nov. 10, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), today released its monthly activity report for October 2020.

November 04, 2020 | LPL Financial

“By joining LPL’s Institution Services platform, we also now have access to more modern technology, products and financial planning software to serve a large membership base more efficiently and effectively.” – Thomas Thornton

November 03, 2020 | LPL Financial

“Entrepreneurship has always been extremely important to me, and the independent model brings us back to a place where the decisions impacting our business are being made locally, with the clients’ interests as the main driver.” – Lou Pelliccioni

November 02, 2020 | LPL Financial

“Ben shares our commitment to putting the client at the center of everything we do and joins in our aspiration to evolve LPL’s trading capabilities to become a differentiated experience for advisors and their clients.” – Dayton Semerjian

October 29, 2020 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2020, reporting net income of $104 million, or $1.29 per share. This compares with $132 million, or $1.57 per share, in the third quarter of 2019 and $102 million, or $1.27 per share, in the prior quarter.

October 27, 2020 | LPL Financial

Blaze Portfolio’s innovative trading and portfolio rebalancing software will be integrated into LPL’s core technology platform, delivering a sophisticated solution to help drive efficiency and scale in advisors’ practices.

October 26, 2020 | LPL Financial

“We were looking to take a step forward in technology, and we found that LPL’s integrated capabilities will help us immensely with onboarding, processing and account administration, giving us more time to spend with our clients.” – Patrick O’Reilly

October 22, 2020 | LPL Financial

“We congratulate South State Investment Services on its continued growth and we welcome their newest team members.” – Rich Steinmeier

October 19, 2020 | LPL Financial

“With LPL’s technology platform, the tools we use to serve clients—from reporting to trading—work together under a single sign-on. It will be so much easier to manage the day-to-day support of clients, and they will have a transformed experience as well.” – Monte Peterson

October 15, 2020 | LPL Financial

“The qualified plan space has evolved over the years. LPL has a highly knowledgeable team that talks our language and understands our unique concerns.” – Tom Smothers

October 13, 2020 | LPL Financial

Platform of the Year honors wealth management firms whose investment advisory platform exemplifies innovation in delivering better outcomes for investors and financial advisors.

October 13, 2020 | LPL Financial

This is the second virtual conference that LPL has held in 2020, following its annual Focus conference, which hosted over 13,000 total attendees digitally in August.

October 12, 2020 | LPL Financial

“LPL has established a reputation for leadership and innovation in the industry, and the firm is buoyed by the strength of its management team. At a time when investors need the trusted guidance of a financial advisor more than ever before, I’m proud to be part of a firm that is entirely focused on serving the needs of advisors, RIAs and institutions and the important work they do for their clients.” – Cappello

October 12, 2020 | LPL Financial

“With LPL and Gladstone, I’m able to leverage a vast amount of resources and capabilities where I don’t feel boxed in.” – Rajat Rajan

October 08, 2020 | LPL Financial

“We are excited to welcome BMO Harris Financial Advisors to LPL’s network of institutional clients.” – Rich Steinmeier

October 07, 2020 | LPL Financial

“We chose the LPL platform given its innovative technology, dedication to advisor service and client-first approach.” – Jeff Disterhoft.

October 06, 2020 | LPL Financial

“On behalf of LPL, we congratulate these ambitious working mothers who have dedicated their careers to making a positive impact in their clients’ lives.” – Andy Kalbaugh

October 05, 2020 | LPL Financial

“We feel LPL’s robust and flexible wealth management platform will be a large value-add for our clients.” – Steve Pollock

October 01, 2020 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm, independent broker-dealer and registered investment advisor (RIA) custodian LPL Financial LLC, announced it will report third quarter financial results after the market closes on Oct. 29.

October 01, 2020 | LPL Financial

“On behalf of LPL, I congratulate Lynn on this distinguished industry recognition. Lynn has shown a commitment to helping individuals reach their potential, from the clients she supports as a trusted advisor to the WMU students who benefit from her charitable work and leadership.” – Angela Xavier

September 29, 2020 | LPL Financial

“With LPL, we have found a partner with stability that can help us take the business to the next level. The integrated technology in ClientWorks will really enhance our ability to serve clients with excellence.” – Brad Hendrix

September 28, 2020 | LPL Financial

“This prestigious award is a testament to each firm’s client-centric philosophy and demonstrates the value of the independent model to enable choice and personalized support to be able to create value with advisors and the investors they serve. It is a privilege to serve each of these firms.” – Andy Kalbaugh

September 22, 2020 | LPL Financial

“By leveraging LPL Strategic Wealth Services, we are gaining our independence but we have a support system from LPL to help with daily business operations.” – Marc DeCicco

September 16, 2020 | LPL Financial

“LPL is committed to investing in technology and innovative capabilities like ClientWorks, where everything talks together and is integrated into one system. This is a game changer that will enhance both the client and advisor experience.” – Matthew Bond

September 15, 2020 | LPL Financial

September 15, 2020 | LPL Financial

SAN DIEGO – Sept. 15, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for August 2020.

September 14, 2020 | LPL Financial

“We are already looking into ways LPL’s full-service M&A platform can help with our end game.” – Jimmy Lee

September 10, 2020 | LPL Financial

“LPL’s new affiliation model really appealed to me. It allows me to be an independent advisor but solves for the business operational needs.” – Tony Frigoletto

September 08, 2020 | LPL Financial

“The move to LPL also gives me the opportunity to be in my own office and control all of the client-facing activities. LPL truly supports my independence and allows me to operate in the ways that I see as best for my business and clients.” – Forrest Williams, Jr.

September 03, 2020 | LPL Financial

“LPL’s technology is already exceeding expectations and will help us conduct business more efficiently, freeing up more time to spend building relationships and serving our clients.” – Jess Murphy

September 02, 2020 | LPL Financial

SAN DIEGO – Sept. 2, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly-owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today announced that Chief Financial Officer Matt Audette will present at the Barclays Global Financial Services Conference on September 16.

September 02, 2020 | LPL Financial

“We are honored to welcome this group of dynamic advisors who are committed to collaborating with us to drive meaningful change at LPL.” – Kathleen Zemaitis

August 31, 2020 | LPL Financial

“LPL has the scale, resources and technology to make it much easier for clients to do business with us. It also opens the door to new opportunities to streamline our business.” – Douglas J. Richey

August 26, 2020 | LPL Financial

“LPL is a premier firm in the industry and we want to be a premier provider to our clients. We appreciate that LPL does not push proprietary products; they only push for the success of their advisors and clients.” – Scott Baldwin

August 24, 2020 | LPL Financial

“We want to focus on running an independent practice and creating a business that puts our clients’ needs first. Stratos and LPL fit all of our needs perfectly.” – Allen Lorenzi

August 20, 2020 | LPL Financial

Lucia Securities serves more than $1.5 billion of client assets. 100 percent of the advisors with Lucia Securities have committed to join LPL.

August 20, 2020 | LPL Financial

Held virtually for the first time ever, conference draws record registrations.

August 18, 2020 | LPL Financial

E.K. Riley Investments, LLC serves more than $2 billion of client assets. Approximately 90 percent of the advisors with E.K. Riley Investments are expected to join LPL.

August 18, 2020 | LPL Financial

“We are focused on ensuring our clients have access to the tools and solutions that make it possible for their businesses to continue to thrive. Slack is an ideal solution to bring teams together in this virtual environment, making it seamless to operate in support of their clients, while increasing the digital capabilities that will be the driving force of the advisor practice of the future.” – Burt White

August 17, 2020

“LPL’s turnkey offering and integration really boosts our technology experience and helps us manage our business as we see fit.” – Dave Mantell

August 14, 2020 | LPL Financial

Firm to conduct nationwide search for new senior leader

August 13, 2020 | LPL Financial

“LPL stood out for its excellence in technology and business operations. Our staff was blown away by how easy it could be to run our business.” – Charles Noparstak

August 13, 2020 | LPL Financial

SAN DIEGO – August 13, 2020 – Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for July 2020.

August 11, 2020 | LPL Financial

“Scott is a proven leader with more than 25 years of experience delivering transformative digital solutions at scale for major financial corporations. We are excited to welcome him to LPL in a role that is the first of its kind for the firm.” – Burt White, LPL chief investment officer and managing director, Investor and Investment Solutions

August 10, 2020 | LPL Financial

“We are also excited to have access to LPL’s enhanced technology resources. With COVID-19 and other challenges associated with the pandemic, we found it is necessary to have strong technology to better support clients and meet their needs in the current environment.” – Christopher Bialke

August 06, 2020 | LPL Financial

“LPL’s integrated technology allows us to operate much more efficiently; some tasks that once took 10 to15 minutes now take only two minutes.” – Scott Dudley

August 05, 2020 | LPL Financial

LPL redefines the employee advisor model by removing limitations and empowering advisors with freedom, client ownership and a payout they deserve.

August 03, 2020 | LPL Financial

“This move to LPL will make us more efficient and will provide our team with even more information to support clients with education as well as personalized investment strategies that can help them work toward their goals.” – Jeff Cashman

July 30, 2020 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2020, reporting net income of $102 million, or $1.27 per share. This compares with $146 million, or $1.71 per share, in the second quarter of 2019 and $156 million, or $1.92 per share, in the prior quarter.

July 29, 2020 | LPL Financial

With $20B in AUM and approximately 170 advisors, M&T will be the largest financial institution to join the LPL Financial platform

July 29, 2020 | LPL Financial

Presented by the Charlotte CIO Leadership Association, the awards program recognizes chief information officers who have demonstrated excellence in innovation, technology leadership, business value creation and community involvement.

July 27, 2020 | LPL Financial

“For 25 years in a row, LPL has been an industry leader, offering the independence and freedom to serve client needs without any red tape or proprietary products. It is a reputable, national firm that I am proud to partner with.” – Keith Boyd

July 24, 2020 | LPL Financial

“These advisors demonstrate the important role advisors play in support of today’s investor as well as the opportunity the independent model presents to build a business with lasting value.” – Andy Kalbaugh

July 23, 2020 | LPL Financial

“We believe our clients will benefit from greater transparency, and more choice, with LPL offering improvements in platform costs, cash management, and expanded mutual fund and stock research capabilities.” – Ed Bell III

July 21, 2020 | LPL Financial

“Having established exceptional businesses, Susan and Laila are wonderful examples of how the independent model gives women advisors the opportunity to reach their full potential in the industry.” – Andy Kalbaugh

July 20, 2020 | LPL Financial

“LPL’s technology investments over the past few years have propelled the firm to become an industry leader in technology.” – Kris Staples

July 16, 2020 | LPL Financial

The new digital format makes it possible for advisors and institutional clients to experience LPL’s signature annual conference, a premier event in the financial services industry, with a record 7,000 advisors, staff, employees and sponsors in attendance at last year’s event.

July 15, 2020 | LPL Financial

"With support from LPL and The Network, we are able to rebuild our approach to technology and offer a new client experience that will help them much more easily access and understand the performance of their accounts.” – Matthew Meyers Jr.

July 14, 2020 | LPL Financial

The report, “The Trail to Recovery,” contains investment insights and market guidance from LPL Financial Research through year-end 2020, a year marked by significant disruption due to the global impact of the COVID-19 pandemic.

July 09, 2020 | LPL Financial

Firm leverages scale to continuously evolve its independent platform to meet the needs of advisors and institutions.

July 06, 2020 | LPL Financial

“LPL’s philosophy is in sync with our own, which is to provide independent, objective financial advice. We believe this move to LPL will allow us to run our business more effectively and serve our clients better.” – Glenn Drake

July 01, 2020 | LPL Financial

“LPL’s intuitive and integrated technology platform is simple and easy to use. It will allow us to spend more time doing what we want to be doing, which is working hand-in-hand with clients.” – Jake Lavely

July 01, 2020 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”), the parent corporation of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, announced it will report second quarter financial results after the market closes on July 30.

June 29, 2020 | LPL Financial

“We believe LPL’s innovative technology, coupled with another layer of value provided by GVA’s technology, will really put us ahead of the curve.” – Ty Bernicke

June 24, 2020 | LPL Financial

“I believe LPL provides the innovative technology, products and services that enable me to deliver advice that is the best fit for my clients.” – Corrine Koehler

June 22, 2020 | LPL Financial

“LPL’s technology platform is very impressive, and the open architecture along with the integration capabilities make it particularly attractive.” – Bennett Fogarty

June 18, 2020 | LPL Financial

LPL Financial is taking a digitally driven approach to shift from voice as the primary contact channel, incorporating chat and email support, as well as enhanced self-service guides to provide more choice and quicker delivery of service support.

June 17, 2020 | LPL Financial

“LPL does not offer proprietary investment products, which was very important to us because it means there is no pressure to sell certain products. We love that independence to find the best solutions for our clients.” – Anne Oestriecher

June 16, 2020 | LPL Financial

“We’re already receiving great feedback from our clients about the ease of navigation in LPL’s Account View, which is a convenient way for clients to access their financial information. The simplicity and granularity of it really makes life easier. – Todd Sivak

June 16, 2020 | LPL Financial

Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for May 2020.

June 15, 2020 | LPL Financial

“Making a positive contribution to the lives of our employees, those we serve, and the communities where we operate, is not only important to our stakeholders, but is the standard we expect of ourselves at LPL.” – Heather Randolph Carter

June 11, 2020 | LPL Financial

The Assurance Plan provides a guaranteed purchase price in addition to a commission-free sale of an advisor’s business in the event of an unplanned exit.

June 10, 2020 | LPL Financial

“I believe LPL Financial offers a vast improvement in resources, reporting and investment choices that will help us ‘up our game’ and do an even better job of serving our clients.” – Lance Pelky

June 08, 2020 | LPL Financial

“We are excited about the opportunity to mold our office as we want and to be able to offer the strategies and products that suit our clients’ needs.” – Zach Bromley

June 04, 2020 | LPL Financial

“It takes vision, support from the institution and partners, and commitment from a talented team to be able to lead a program to these heights.” – Arthur Osman

June 02, 2020 | LPL Financial

“LPL’s integrated technology will allow us to work more efficiently, giving us more time to continue developing client relationships.” – Kenny Nicklas

May 28, 2020 | LPL Financial

“This move to LPL gives us more independence and the ability to do the right thing on behalf of the client.” – Susan Lawrence

May 27, 2020 | LPL Financial

“We believe that LPL’s culture, technology, and other capabilities provide the ideal environment for our financial advisors to offer outstanding service and advice to their clients.” – Edward Riley

May 26, 2020 | LPL Financial

“We are also so thrilled to be a part of the LPL family. The firm has demonstrated every day that they are a righteous partner, so focused on the advisor experience.” – Bruce Kelm

May 20, 2020 | LPL Financial

“The LPL partnership plays an important role in executing on our long-term growth strategy." – W. Cary Curzon

May 19, 2020 | LPL Financial

Advisors using the platform will be able to invoice clients directly for financial planning services, as well as accept online payments, to make it easier for advisors and their clients.

May 18, 2020 | LPL Financial

Leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (Nasdaq: LPLA), today released its monthly activity report for April 2020.

May 18, 2020 | LPL Financial

“The LPL platform really places clients first and allows us to give back to the community. Everything we did as part of this move and every decision we made was with our own clients in mind.” – Brian Lynn

May 14, 2020 | LPL Financial

Built on LPL’s centrally managed Model Wealth Portfolios (MWP) platform, the solution is designed to help advisors gain scale and efficiency with the ability to outsource operational functions associated with managing custom models.

May 13, 2020 | LPL Financial

“With its thriving startup environment, Austin is a great place to find talented, purpose-driven employees with advanced skills and innovative mindsets.” – Scott Seese

May 12, 2020 | LPL Financial

“The No. 1 factor driving our move was to partner with a client-friendly firm that supports our independence and business philosophy. LPL is such a great fit.” – Joe Nastasi

May 06, 2020 | LPL Financial

“We look forward to using LPL’s technology platform and taking advantage of how easy it is to use. Our clients will love having one access point to review their account holdings through a very friendly and attractive digital solution.” – David Winston

May 05, 2020 | LPL Financial

LPL and its charitable foundation, the LPL Financial Foundation have extended a combined $1 million in financial support to national and local organizations serving those in need during the COVID-19 crisis.

May 04, 2020 | LPL Financial

“We extend a warm welcome to Jack and the entire JFC Financial Services family. We are experiencing a flight to quality in the independent space, and we are pleased to be their firm’s choice for enhanced service and support to be able to grow and deliver value to their clients.” – Rich Steinmeier

April 30, 2020 | LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2020, reporting net income of $156 million, or $1.92 per share. This compares with $155 million, or $1.79 per share, in the first quarter of 2019 and $127 million, or $1.53 per share, in the prior quarter.

April 28, 2020 | LPL Financial

LPL congratulates the 21 affiliated advisors included in the Forbes Top Women Wealth Advisors list of 2020.

April 28, 2020 | LPL Financial

Team of 20 advisors with $1.5 billion of client assets joins LPL to support continued growth.

April 27, 2020 | LPL Financial