CHARLOTTE, N.C. – June 28, 2018 – LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Rockline Wealth Management has joined LPL’s broker/dealer and corporate registered investment advisor (RIA) platforms. Rockline Wealth Management reported that it served approximately $415 million of client brokerage and advisory assets as of April 20*. For more information on the team and why they chose LPL, visit LPL.com.
About LPL Financial
LPL Financial is a leader in the retail financial advice market and the nation’s largest independent broker-dealer**. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions.
Securities and Advisory Services offered through LPL Financial. A registered investment advisor, Member FINRA/SIPC.
*Based on prior business and represents assets that would have been custodied at LPL Financial, rather than third party custodians. Reported assets have not been independently and fully verified by LPL Financial.
**Based on total revenues, Financial Planning magazine June 1996-2018