The Broker/Dealer Model

The Broker/Dealer Model

Control, Flexibility, and Choice

A partnership with LPL Financial will provide you with resources to address our continuously evolving industry and allow you to spend more time servicing clients.

Self-Clearing Advantage

Self-Clearing Advantage

A Dynamic and Efficient Platform

Instead of operating off multiple platforms, experience the benefit of an integrated technology solution for processing trades and operations for you and your clients.

Your Recruiting Consultant

Your Recruiting Consultant

Consultation and Support

Our dedicated recruiting consultants can guide you through business model options and provide the counsel you need to redefine and grow your firm.

Payouts and Pricing

Payouts and Pricing

Maximize Profitability

LPL Financial's production grid preserves choice and helps you retain more of the revenue you generate through competitive payouts and pricing.

Our Business Platform

Our Business Platform

Improve Operational Efficiency

LPL’s streamlined software and management tools provide easy access to account and client information—whether in the office or on the go.

Products and Platforms

Products and Platforms

Open Architecture, More Options

LPL provides advisors access objective information on a range of products and recommended turnkey platform solutions to address client goals.