By aligning with LPL, broker/dealers are provided with more control, flexibility, and choice over their business.

Broker-Dealer Programs & Support Services

By leveraging the strength, scale, technology, and resources of LPL Financial, you can maintain your brand and eventually choose a viable business model to grow your practice without compromising independence.

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The Broker/Dealer Model

Control, Flexibility, and Choice

A partnership with LPL Financial will provide you with resources to address our continuously evolving industry and allow you to spend more time servicing clients.

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Self-Clearing Advantage

A Dynamic and Efficient Platform

Instead of operating off multiple platforms, experience the benefit of an integrated technology solution for processing trades and operations for you and your clients.

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Your Recruiting Consultant

Consultation and Support

Our dedicated recruiting consultants can guide you through business model options and provide the counsel you need to redefine and grow your firm.

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Payouts and Pricing

Maximize Profitability

LPL Financial's production grid preserves choice and helps you retain more of the revenue you generate through competitive payouts and pricing.

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Our Business Platform

Improve Operational Efficiency

LPL’s streamlined software and management tools provide easy access to account and client information—whether in the office or on the go.

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Products and Platforms

Open Architecture, More Options

LPL provides advisors access objective information on a range of products and recommended turnkey platform solutions to address client goals.

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