Our customers and employees validate who we are and what we do as a company. They encourage us to innovate and share our commitment to excellence.
Whether supporting financial advisors, program managers at a bank or credit union, or financial services companies using our clearing services, we are 100% committed to their growth, passionate about their success and proud to be their partner.
The people profiled on these pages, and every LPL Financial employee, work each day with one goal in mind — to ensure that our partners have the resources and tools they need to focus on what they do best — deliver the highest level of service and investment advice to their clients.
Mark Casady
Chairman AND CEO
Mark Casady is chairman of the board and chief executive officer of LPL Financial. He has been instrumental in leading the company to become a multi-faceted organization.
Esther Stearns
president AND Coo
Esther Stearns provides strategic direction and oversight to some of the corporate shared service areas of the firm. |
Denise Abood
MANAGING DIRECTOR, HUMAN CAPITAL
Denise Abood is focused on the long-term commitment to employees, while concurrently providing company wide strategic support. |
Lincoln Anderson
Managing Director,
Chief Investment Officer, Chief Economist
From the Reagan years to present Lincoln Anderson provides in–depth research on the global economy and financial markets. |
Dan Arnold
Managing director and President,
LPL Financial Institution Services
Dan Arnold sets the strategic vision for the financial institution–focused division of LPL Financial. |
Steven Black
Managing Director, Chief Risk Officer
Steve Black monitors risk across all of our business units, ensuring that strict risk–management policies are consistently applied to help protect our customers and business partners. |
Stephanie Brown
Managing Director, General Counsel
Stephanie Brown oversees our legal and regulatory departments for the firm, managing our responses to and participation in regulatory inquiries and exams. |
Bill Dwyer
MANAGING DIRECTOR AND President,
LPL FINANCIAL Independent Advisor Services
As the president of LPL Financial Independent Advisor Services, Mr. Dwyer is responsible for setting strategic direction for the management, satisfaction, retention, and recruitment of the firm's independent advisors. |
Jonathan Eaton
Managing director, Custom Clearing Services
Jon Eaton provides leadership and direction for the Custom Clearing Services platform. |
Leon Lee
Managing Director, Broker/Dealer Support Services
Leon Lee oversees our day–to–day operations, including new accounts, advisory operations, retirement services and more.
Bill Maher
Managing Director, Chief Financial Officer
Bill Maher formulates and manages our firm’s financial policies, overseeing all aspects of reporting, accounting, cash management and analysis.
Joseph Tuorto
Managing Director, Chief Compliance Officer, Independent Advisor Services
Joe Tuorto provides compliance oversight and support to our network of financial advisors.
Burt White
Managing Director, research
Burt White is responsible for the strategic direction and continued growth of our research platform.
